Numerical Methods in Analysis of Photonic Crystals Integrated

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Numerical Methods in Analysis of Photonic Crystals Integrated Photonics Laboratory School of Electrical Engineering

Numerical Methods in Analysis of Photonic Crystals Integrated Photonics Laboratory School of Electrical Engineering Sharif University of Technology

Photonic Crystals Team n Faculty n n n Bizhan Rashidian Rahim Faez Farzad Akbari

Photonic Crystals Team n Faculty n n n Bizhan Rashidian Rahim Faez Farzad Akbari Sina Khorasani Khashayar Mehrany Students & Graduates n n n Special Acknowledgements n n n © Copyright 2005 Sharif University of Technology Alireza Dabirian Amir Hossein Atabaki Amir Hosseini Meysamreza Chamanzar Mohammad Ali Mahmoodzadeh Keyhan Kobravi Sadjad Jahanbakht Maryam Safari 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Outline n n n Overview Wave propagation in periodic media Band structure in one-

Outline n n n Overview Wave propagation in periodic media Band structure in one- and multidimensional structrues Brillouin Zones n 2 D & 3 D Lattices n n n Numerical methods Summing Up & Conclusions © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Outline n Numerical methods n Frequency Domain Methods n Plane Wave Expansion (PWE) n

Outline n Numerical methods n Frequency Domain Methods n Plane Wave Expansion (PWE) n Finite-Difference Frequency Domain (FDFD) n Wannier Function Method (WFM) n Finite-Element Method (FEM) n Multiple-Multipole Method (MMP) n Time Domain Methods n Finite-Difference Time-Domain (FDTD) n Finite-Elements in Time-Domain (FETD) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Periodic Medium n Typical layered periodic medium in 1 D a n No transmission

Periodic Medium n Typical layered periodic medium in 1 D a n No transmission for some frequencies © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Periodic Medium n Typical layered periodic medium in 1 D a n Non-zero transmission

Periodic Medium n Typical layered periodic medium in 1 D a n Non-zero transmission for some frequencies © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Periodic Medium n Zero-transmission depend on Dielectric and loss constants n Wavelength n Angle

Periodic Medium n Zero-transmission depend on Dielectric and loss constants n Wavelength n Angle of incidence n Period n Number of dielectrics in each period n Thickness of each individual layer n n These windows are referred to as Photonic Band Gaps (PBGs). © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Bloch Waves n n How can an optical wave propagate in periodic media? Bloch-Floquet

Bloch Waves n n How can an optical wave propagate in periodic media? Bloch-Floquet Theorem: © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Band Structure Light Cone (n=1) n n For simple dielectric, The dispersion equation is:

Band Structure Light Cone (n=1) n n For simple dielectric, The dispersion equation is: © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005 .

Band Structure n Periodic Medium © Copyright 2005 Sharif University of Technology 1 st

Band Structure n Periodic Medium © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Band Structure n Periodic Medium PBG #2 PBG #1 © Copyright 2005 Sharif University

Band Structure n Periodic Medium PBG #2 PBG #1 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Brillouin Zones n BZ # 1 © Copyright 2005 Sharif University of Technology 1

Brillouin Zones n BZ # 1 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Brillouin Zones n BZ #2 © Copyright 2005 Sharif University of Technology 1 st

Brillouin Zones n BZ #2 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Brillouin Zones n Irreducible BZ © Copyright 2005 Sharif University of Technology 1 st

Brillouin Zones n Irreducible BZ © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n In higher dimensions we typically have n ai ,

2 D Photonic Crystals n In higher dimensions we typically have n ai , i=1, 2, are primitive lattice vectors A(r) is either of magnetic or electric vector fields n © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Square Lattice (Top View) a 1 a 2 ©

2 D Photonic Crystals n Square Lattice (Top View) a 1 a 2 © Copyright 2005 Sharif University of Technology Host Medium (Air, Si, Ga. As, etc. ) Holes/Rods (Air, Al 2 O 3, etc. ) 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Square Lattice (Top View) Unit Cell 90 o rotation

2 D Photonic Crystals n Square Lattice (Top View) Unit Cell 90 o rotation leaves the photonic crystal unchanged Symmetry © Copyright 2005 Sharif University of Technology Four-fold 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Triangular Lattice (Top View) a 1 Host Medium (Air,

2 D Photonic Crystals n Triangular Lattice (Top View) a 1 Host Medium (Air, Si, Ga. As, etc. ) Holes/Rods (Air, Al 2 O 3, etc. ) a 2 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Triangular Lattice (Top View) Unit Cell 60 o rotation

2 D Photonic Crystals n Triangular Lattice (Top View) Unit Cell 60 o rotation leaves the photonic crystal unchanged Unit Cell © Copyright 2005 Sharif University of Technology Six-fold Symmetry 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n 2 D Photonic Crystals in Cylindrical Geometry (Top View)

2 D Photonic Crystals n 2 D Photonic Crystals in Cylindrical Geometry (Top View) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Planar 2 D Photonic Crystal (Air Holes in Si)

2 D Photonic Crystals n Planar 2 D Photonic Crystal (Air Holes in Si) Lupu et. al. , Opt. Express 12, 5690 (2004) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n 2 D Photonic Crystal Slabs Takayama et. al. ,

2 D Photonic Crystals n 2 D Photonic Crystal Slabs Takayama et. al. , Appl. Phys. Lett. 87, 061107 (2005) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n Five-fold symmetry ? © Copyright 2005 Sharif University of

2 D Photonic Crystals n Five-fold symmetry ? © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals n n n Five-fold symmetry ? Yes ! No exact

2 D Photonic Crystals n n n Five-fold symmetry ? Yes ! No exact periodicity No Bloch waves allowed 72 o Quasi-crystals http: //members. shaw. ca/quadibloc/math/penint. htm © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Photonic Crystals 12 -fold Symmetric Quasi-crystal with Photonic Band Gap Zoorob et.

2 D Photonic Crystals 12 -fold Symmetric Quasi-crystal with Photonic Band Gap Zoorob et. al. , Nature 404, 740 (2000) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

3 D Photonic Crystals n Yablonovite Yablonovitch et. al. , Phys. Rev. Lett. 67,

3 D Photonic Crystals n Yablonovite Yablonovitch et. al. , Phys. Rev. Lett. 67, 2295 (1991) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

3 D Photonic Crystals n Interwoven Helical Structure Toader & John, Science 292, 1133

3 D Photonic Crystals n Interwoven Helical Structure Toader & John, Science 292, 1133 (2001) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

3 D Photonic Crystals n Interwoven Helical Structure Seet et. al. , Advanced Mat.

3 D Photonic Crystals n Interwoven Helical Structure Seet et. al. , Advanced Mat. 17, 541 (2005) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n Square Lattice n The Band Structure shown is typical

2 D Band Structure n Square Lattice n The Band Structure shown is typical © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n BZ #1 © Copyright 2005 Sharif University of Technology

2 D Band Structure n BZ #1 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n BZ #2 © Copyright 2005 Sharif University of Technology

2 D Band Structure n BZ #2 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n Irreducible BZ © Copyright 2005 Sharif University of Technology

2 D Band Structure n Irreducible BZ © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n Irreducible BZ © Copyright 2005 Sharif University of Technology

2 D Band Structure n Irreducible BZ © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

2 D Band Structure n G-C-M-G Path on the Irreducible BZ PBG #1 ©

2 D Band Structure n G-C-M-G Path on the Irreducible BZ PBG #1 © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Numerical Methods in Photonic Crystals Frequency-Domain Methods © Copyright 2005 Sharif University of Technology

Numerical Methods in Photonic Crystals Frequency-Domain Methods © Copyright 2005 Sharif University of Technology Time-Domain Methods 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Numerical Methods Frequency Domain Methods Plane Wave Expansion (PWE) Finite-Difference Frequency Domain (FDFD) Wannier

Numerical Methods Frequency Domain Methods Plane Wave Expansion (PWE) Finite-Difference Frequency Domain (FDFD) Wannier Function Method (WFM) Finite-Element Method (FEM) Multiple-Multipole Method (MMP) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Numerical Methods Time Domain Methods Finite-Difference Time-Domain (FDTD) Finite-Elements in Time-Domain (FETD) © Copyright

Numerical Methods Time Domain Methods Finite-Difference Time-Domain (FDTD) Finite-Elements in Time-Domain (FETD) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Plane Wave Expansion n For simplicity we take the E-polarization: © Copyright 2005 Sharif

Plane Wave Expansion n For simplicity we take the E-polarization: © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Plane Wave Expansion n Using Bloch Theorem we have n Hence © Copyright 2005

Plane Wave Expansion n Using Bloch Theorem we have n Hence © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Plane Wave Expansion n Using Discrete Fourier Expansion we have n Here , and

Plane Wave Expansion n Using Discrete Fourier Expansion we have n Here , and are Inverse Lattice Vectors. © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Plane Wave Expansion n Inverse Lattice Vectors in 2 D are given by n

Plane Wave Expansion n Inverse Lattice Vectors in 2 D are given by n Finally, the eigenvalue equation for © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005 is

Finite-Difference Frequency Domain n Maxwell’s equations and are discretized for Epolarization as © Copyright

Finite-Difference Frequency Domain n Maxwell’s equations and are discretized for Epolarization as © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Difference Frequency Domain n Thus which can be combined as © Copyright 2005 Sharif

Finite-Difference Frequency Domain n Thus which can be combined as © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Difference Frequency Domain n Field plots of y-fundamental mode of Holey fiber Zhu &

Finite-Difference Frequency Domain n Field plots of y-fundamental mode of Holey fiber Zhu & Brown, Opt. Express 10, 853 (2002) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Wannier Function Method n Orthogonality of E-polarizations reads: n n is the eigenfrequency number.

Wannier Function Method n Orthogonality of E-polarizations reads: n n is the eigenfrequency number. Wannier functions are defined as (R is a lattice site): n © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Wannier Function Method n Wannier function satisfy the properties n Orthogonality n Translation n

Wannier Function Method n Wannier function satisfy the properties n Orthogonality n Translation n Reconstrucion n Real-valued for Inversion Symmetric Media © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Wannier Function Method n Maximally localized Wannier functions Busch et. al. , J. Phys.

Wannier Function Method n Maximally localized Wannier functions Busch et. al. , J. Phys. : Condens. Matter 15, R 1233 (2003) © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Element Method n Wave equation in frequency-domain is: n Taking the inner product by

Finite-Element Method n Wave equation in frequency-domain is: n Taking the inner product by W and integration using Green’s theorem gives © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Element Method n n Boundary term vanishes on PEC, PMC. Using the interpolating approximating

Finite-Element Method n n Boundary term vanishes on PEC, PMC. Using the interpolating approximating elements: © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Element Method n For band-structure computations we have © Copyright 2005 Sharif University of

Finite-Element Method n For band-structure computations we have © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Multiple-Multipole Method n 2 D region is divided into K sub-domains and expanded as

Multiple-Multipole Method n 2 D region is divided into K sub-domains and expanded as © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Multiple-Multipole Method n n n Solution is approximated by a superposition of a Bessel

Multiple-Multipole Method n n n Solution is approximated by a superposition of a Bessel expansion and K- Hankel expansions of sufficiently high order, each centered at a different local center. Field matching is done on collocation points 6 continuity conditions for field components: 4 tangential components of E, H n 2 normal components of D, B n © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Multiple-Multipole Method 6 Boundary Conditions Overdetermination More Uniform Error Distribution Less Error Where More

Multiple-Multipole Method 6 Boundary Conditions Overdetermination More Uniform Error Distribution Less Error Where More Collocation Points Are Present © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Difference Time-Domain n Fields are discretized similar to FDFD grid. © Copyright 2005 Sharif

Finite-Difference Time-Domain n Fields are discretized similar to FDFD grid. © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Difference Time-Domain © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic

Finite-Difference Time-Domain © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Difference Time-Domain a L © Copyright 2005 Sharif University of Technology 1 st Workshop

Finite-Difference Time-Domain a L © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Elements in Time-Domain n n Time-dependent wave equation is transformed for dispersive media as

Finite-Elements in Time-Domain n n Time-dependent wave equation is transformed for dispersive media as Time-integration is done by Newmark-b scheme, which is unconditionally stable when : © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Finite-Elements in Time-Domain n n Slowly-varying envelope (BPM) formulation: Ritz-Galerkin FEM + Newmark-b method:

Finite-Elements in Time-Domain n n Slowly-varying envelope (BPM) formulation: Ritz-Galerkin FEM + Newmark-b method: © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-PWE + Simple to code + Good results for the few lowest order

Summing Up-PWE + Simple to code + Good results for the few lowest order bands (n<5) - Serious convergence problems for moderate number of plane waves - Poor computational complexity O(N 4) - Full matrices, hence eigenvalue extraction problems - Handles non-dispersive media © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-FDFD + Efficient + Handles disperive structures + Handles lossy media + Sparse

Summing Up-FDFD + Efficient + Handles disperive structures + Handles lossy media + Sparse Matrices + Accurate - Performance not evaluated for large propagation problems © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-WFM + Mathematically perfect + Uses natural properties of periodic media + The

Summing Up-WFM + Mathematically perfect + Uses natural properties of periodic media + The most efficient after MMP, both in 2 D and 3 D + Sparse Matrices + Handles large-scale Photonic Crystal circuits easily + Small number of bands for expansions are required (<10) + Handles guided propagating and leaky modes + Accurate in the vicinity of band edges + Handles degenerate bands - Difficult to construct the Wannier functions - Difficult coding © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-FEM + Sparse matrices + Convergent and stable results + Reasonable computational effort

Summing Up-FEM + Sparse matrices + Convergent and stable results + Reasonable computational effort for medium scale structures - Needs mesh generation - Difficult coding © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-MMP + The most efficient existing method in frequency domain + Handles dispersive

Summing Up-MMP + The most efficient existing method in frequency domain + Handles dispersive media + Ability to accurately compute near field distributions such as surface plasmons + Uniform error distribution - Difficulty with selection of collocation points (Nonautomatic) - Mathematically questionable in 3 D, limited to 2 D © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-FDTD + Very versatile + The most widely used method + Conditionally stable

Summing Up-FDTD + Very versatile + The most widely used method + Conditionally stable and convergent + Best suited for distributed processing - Needs to be modified for non-orthogonal lattices - Computationally intensive - Not accurate for very low frequencies and misses high frequencies in pulse propagation - Produces spurious peaks in the spectrum - Some difficulty with dispersive/lossy media © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Summing Up-FETD + Sparse matrices + Suitable for parallel processing + Can be unconditionally

Summing Up-FETD + Sparse matrices + Suitable for parallel processing + Can be unconditionally stable + Convergent - Needs mesh generation - Difficult implementation - Some difficulty with dispersive/lossy media © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Conclusions n Best frequency domain methods n 2 D : n Plane Wave Expansion

Conclusions n Best frequency domain methods n 2 D : n Plane Wave Expansion (only for band computation of non-defective structures) n 2 D/3 D : n Wannier Functions Method n Finite-Difference Frequency-Domain n Best time-domain methods 2 D : Finite-Elements in Time-Domain n 3 D : Finite-Difference Time-Domain n © Copyright 2005 Sharif University of Technology 1 st Workshop on Photonic Crystals Mashad, Iran, September 2005

Thanks for your attention !

Thanks for your attention !