Coupling quantum dots to leads Universality and QPT

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Coupling quantum dots to leads: Universality and QPT Richard Berkovits Bar-Ilan University Moshe Goldstein

Coupling quantum dots to leads: Universality and QPT Richard Berkovits Bar-Ilan University Moshe Goldstein (BIU), Yuval Weiss (BIU) and Yuval Gefen (Weizmann)

Quantum dots • “ 0 D” systems: – Artificial atoms – Single electron transistors

Quantum dots • “ 0 D” systems: – Artificial atoms – Single electron transistors • Realizations: – Semiconductor heterostructures – Metallic grains – Carbon buckyballs & nanotubes – Single molecules

Level population R L (Spinless) n 1 , n 2 Vg energy 2 e

Level population R L (Spinless) n 1 , n 2 Vg energy 2 e 1 e 2+U 2 2 2 1 1 Vg

Population switching (Spinless) energy 2 R L 1 2 1 2 1 [Weidenmüller et.

Population switching (Spinless) energy 2 R L 1 2 1 2 1 [Weidenmüller et. al. `97, `99, Silvestrov & Imry ’ 00 …] n 1 , n 2 Vg e 2+U Also relevant for: • Charge sensing by QPC [widely used] • Phase lapses [Heiblum group 97’, 05’]

Is the switching abrupt? • Yes ? (1 st order) quantum phase transition •

Is the switching abrupt? • Yes ? (1 st order) quantum phase transition • No ? continuous crossover Numerical data (FRG, NRG, DMRG) indicate: No [see also: Meden, von Delft, Oreg et al. ]

Lets simplify the question: Could a single state coupled to a lead exhibit an

Lets simplify the question: Could a single state coupled to a lead exhibit an abrupt population change as function of an applied gate voltage? (i. e. a quantum phase transition)

Furusaki-Matveev prediction Discontinuity in the occupation of a level coupled to a Luttinger liquid

Furusaki-Matveev prediction Discontinuity in the occupation of a level coupled to a Luttinger liquid with g<½ n 0 1 PRL 88, 226404 (2002) e. F e 0

Model • A single level quantum dot coupled to – a Fermi Liquid (FL)

Model • A single level quantum dot coupled to – a Fermi Liquid (FL) – a Luttinger Liquid (LL) – a Charge Density Wave (CDW) • Spinless electrons

Numerical method: Density Matrix Renormalization Group (DMRG)

Numerical method: Density Matrix Renormalization Group (DMRG)

Infinite size DMRG

Infinite size DMRG

Finite size DMRG Iteration improve dramatically the accuracy

Finite size DMRG Iteration improve dramatically the accuracy

Model and phase diagram for the wire -1 XY 1 AFM D Phase separation

Model and phase diagram for the wire -1 XY 1 AFM D Phase separation -2 LL 2 CDW U/t FM Half filling 1 Filling Non interacting point 0 0. 5 2 0 U/t Haldane (1981)

Evaluating the Luttinger Liquid parameter g g can be evaluated by calculating the addition

Evaluating the Luttinger Liquid parameter g g can be evaluated by calculating the addition spectrum and the energy of the first excitation, since By fitting both curves to a polynomial in 1/L and calculating the ratio of the linear coefficients

Results: Furusaki-Matveev jump n 0 L=300 1 L=100 e. F e 0 G ≈

Results: Furusaki-Matveev jump n 0 L=300 1 L=100 e. F e 0 G ≈ 0. 13; W g=0. 42 Slope is linear in L suggesting a first order transition in thermodynamic limit Y. Weiss, M. Goldstein and R. Berkovits PRB 77, 205128 (2008).

Parameter space for a level coupled to a Luttinger Liquid Coupling Parameters Wire parameters

Parameter space for a level coupled to a Luttinger Liquid Coupling Parameters Wire parameters Dot-lead interaction Dot-lead hopping LL parameter Velocity Density at wires edge a. FES Fermi Edge Singularity parameter G 0 Renormalized level width

Yuval-Anderson approach • The system can be mapped onto a classical model of alternating

Yuval-Anderson approach • The system can be mapped onto a classical model of alternating charges (Coulomb gas) on a circle of circumference b (inverse temperature): n 1 0 – + – + b t x 0: short time cutoff; G 0: (renormalized) level width; a. FES: Fermi edge singularity exponent

Coulomb gas parameters Fermi liquid Bosonization General case a. FES G 0 n 0:

Coulomb gas parameters Fermi liquid Bosonization General case a. FES G 0 n 0: density of states at the lead edge; g, vs: LL parameters • In general, deff can be found using boundary conformal field theory results [Affleck and Ludwig, J. Phys. A 1994] • In particular, for the Nearest-Neighbor (XXZ) chain, from the Bethe Ansatz:

Conclusions from this mapping: Thermodynamic properties, such as population, dynamic capacitance, entropy and heat

Conclusions from this mapping: Thermodynamic properties, such as population, dynamic capacitance, entropy and heat capacity: • Are universal, i. e. , depend on the microscopic model only through a. FES, G 0 and e 0 • Are identical to their counterparts in the anisotropic Kondo model M. Goldstein, Y. Weiss, and R. Berkovits, Europhys. Lett. 86, 67012 (2009)

Lessons from the Kondo problem For small enough G 0: • For a. FES<2,

Lessons from the Kondo problem For small enough G 0: • For a. FES<2, low energy physics is governed by a single energy scale (“Kondo” temperature) and; Thus, for small e 0, where: No power law behavior of the population in the dot! Tk is reduced by repulsion in the lead or attractive dot-lead interaction, and viceversa • When a. FES>2, population is discontinuous as a function of e 0 [Furusaki and Matveev, PRL 2002]

Physical insight: Competition of two effects (I) Anderson Orthogonality Catastrophe, which leads to suppression

Physical insight: Competition of two effects (I) Anderson Orthogonality Catastrophe, which leads to suppression of the tunneling – zero level width (II) Quasi-resonance between the tunneling electron and the hole left behind (Mahan exciton), which leads to an enhancement of the tunneling – finite level width For a Fermi liquid and no dot-lead interaction (II) wins – finite level width Attractive dot-lead interaction or suppression of LDOS in the lead (LL) suppresses (II) and may lead to (I) gaining the upper hand zero level width

Reminder: X-ray edge singularity energy Absorption spectrum: • Without interactions: w 0 • Anderson

Reminder: X-ray edge singularity energy Absorption spectrum: • Without interactions: w 0 • Anderson orthogonality catastrophe (’ 67): e ––– ––– • Mahan exciton effect (’ 67): S(w) 0 w 0 noninteracting Anderson Mahan w

X-ray singularity physics (II) Assume g=1 (Fermi Liquid) e Mahan exciton vs. Scaling dimension:

X-ray singularity physics (II) Assume g=1 (Fermi Liquid) e Mahan exciton vs. Scaling dimension: Anderson orthogonality For U>0 (repulsion) <1 relevant > Mahan wins: Switching is continuous

X-ray singularity physics (III) Assume g=1 (Fermi Liquid) e Mahan exciton e vs. Scaling

X-ray singularity physics (III) Assume g=1 (Fermi Liquid) e Mahan exciton e vs. Scaling dimension: Anderson orthogonality For U<0 (attraction) >1 irrelevant < Anderson wins: Switching is discontinuous

Population: DMRG (A) Density matrix renormalization group calculations on tight-binding chains: L=100 vs/v. F

Population: DMRG (A) Density matrix renormalization group calculations on tight-binding chains: L=100 vs/v. F and G 0=10 -4 tlead [tlead – hopping matrix element]

Population: DMRG (B) Density matrix renormalization group calculations on tight-binding chains: L=100 vs/v. F

Population: DMRG (B) Density matrix renormalization group calculations on tight-binding chains: L=100 vs/v. F and G 0=10 -4 tlead [tlead – hopping matrix element]

Differential capacitance vs. a FES

Differential capacitance vs. a FES

Back to the original question R L Electrostatic interaction [Kim & Lee ’ 07,

Back to the original question R L Electrostatic interaction [Kim & Lee ’ 07, Kashcheyevs et. al. ’ 07, Silvestrov and Imry ‘ 07] Level widths:

Coulomb gas expansion • One level & lead: – Electron enters/exits Coulomb gas (CG)

Coulomb gas expansion • One level & lead: – Electron enters/exits Coulomb gas (CG) of positive/negative charges [Anderson & Yuval ’ 69; Wiegmann & Finkelstein ’ 78; Matveev ’ 91; Kamenev & Gefen ’ 97] L • Two levels & leads R Two coupled CGs [Haldane ’ 78; Si & Kotliar ‘ 93]

RG analysis • Generically (no symmetries): 15 coupled RG equations [Cardy ’ 81? ]

RG analysis • Generically (no symmetries): 15 coupled RG equations [Cardy ’ 81? ] • Solvable in Coulomb valley: • Three stages of RG flow: 11 (I) (II) 10 01 (III) • Result: an effective Kondo model 00

Arriving at … • Anti-Ferromagetic Kondo model • Gate voltage magnetic field Hz population

Arriving at … • Anti-Ferromagetic Kondo model • Gate voltage magnetic field Hz population switching is continuous (scale: TK) No quantum phase transition [Kim & Lee ’ 07, Kashcheyevs et. al. ’ 07, Silvestrov and Imry ‘ 07]

Nevertheless … L R Considering Luttinger liquid (g<1) leads or attractive dot-lead Interactions will

Nevertheless … L R Considering Luttinger liquid (g<1) leads or attractive dot-lead Interactions will change the picture. population switching is discontinuous : a quantum phase transition

Abrupt population switching Soft boundary conditions

Abrupt population switching Soft boundary conditions

Finite size scaling for LL leads W

Finite size scaling for LL leads W

A different twist R L • Adding a charge-sensor QPC (Quantum Point Contact): –

A different twist R L • Adding a charge-sensor QPC (Quantum Point Contact): – 15 RG eqs. unchanged – Three-component charge population switching is discontinuous : a quantum phase transition

X-ray singularity physics (I) Electrons repelled/attracted to filled/empty dot: e L Mahan exciton vs.

X-ray singularity physics (I) Electrons repelled/attracted to filled/empty dot: e L Mahan exciton vs. Scaling dimension: e R Anderson orthogonality <1 relevant > Mahan wins: Switching is continuous

X-ray singularity physics (II) e L e Mahan exciton R e vs. Anderson orthogonality

X-ray singularity physics (II) e L e Mahan exciton R e vs. Anderson orthogonality QPC + Scaling dimension: Extra orthogonality >1 irrelevant < + Anderson wins: Switching is abrupt

A different perspective • Detector constantly measures the level population • Population dynamics suppressed:

A different perspective • Detector constantly measures the level population • Population dynamics suppressed: Quantum Zeno effect ! Sensor may induce a phase transition

Conclusions • Population switching: a steep crossover, No quantum phase transition • Adding a

Conclusions • Population switching: a steep crossover, No quantum phase transition • Adding a third terminal (or LL leads): 1 st order quantum phase transition • Laboratory: Anderson orthogonality, Mahan exciton & Quantum Zeno effect