ASICs Regtech Showcase KPMG Sydney Continue the conversation

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ASIC’s Regtech Showcase KPMG, Sydney Continue the conversation at: @asicmedia #ASICRegtech 18 September 2017

ASIC’s Regtech Showcase KPMG, Sydney Continue the conversation at: @asicmedia #ASICRegtech 18 September 2017

Regtech Showcase – Introductions • Mark Adams – Coordinator, Innovation Hub, Australian Securities and

Regtech Showcase – Introductions • Mark Adams – Coordinator, Innovation Hub, Australian Securities and Investments Commission • Adrian Fisk – National Industry Leader, Financial Services, KPMG • Greg Medcraft – Chairman, Australian Securities and Investments Commission @asicmedia #ASICRegtech

Regtech Showcase – Session One Panel One – The future of regulatory reporting Moderator:

Regtech Showcase – Session One Panel One – The future of regulatory reporting Moderator: Peter Ryan – Senior Business Correspondent, ABC Panellists: • Dr Katrina Ellis – General Manager, Data Analytics, APRA • Rebecca Lim – Chief Compliance Officer and Group General Counsel, Westpac Banking Corporation • John Price – Commissioner, ASIC • Kristin Stubbins – Partner, Pw. C Floor discussion after the panel: We invite observations and questions from the floor regarding Panel One. @asicmedia #ASICRegtech

Regtech Showcase - Series One Presenters: • • • Advice Reg. Tech presenting SAMI

Regtech Showcase - Series One Presenters: • • • Advice Reg. Tech presenting SAMI Data 61 IBM Lucsan presenting Lumen Regchain Showcase Q&A after the presentation: We invite observations and questions from the floor regarding the regtech solutions demonstrated @asicmedia #ASICRegtech

Regtech Showcase – Session One Commentary Commentators: • Steven Bardy – Managing Director, Australasia,

Regtech Showcase – Session One Commentary Commentators: • Steven Bardy – Managing Director, Australasia, Promontory Financial Group • Ian Shiels – Partner-in-Charge, Financial Risk Management, KPMG @asicmedia #ASICRegtech

Regtech Showcase – Session Two Panel Two – Understanding and meeting regulatory obligations Moderator:

Regtech Showcase – Session Two Panel Two – Understanding and meeting regulatory obligations Moderator: Matt Symons - Co-Founder, Red Marker Panellists: • Cathie Armour – Commissioner, ASIC • Michelle Bain – Executive General Manager, Suncorp • Steve Carlisle – Partner, Deloitte Digital • Alison Telfer – Managing Director, General Counsel and Head of Compliance, Black. Rock Floor discussion after the panel: We invite observations and questions from the floor regarding Panel One @asicmedia #ASICRegtech

Regtech Showcase – Series Two Presenters: • • • Checkbox Data 61 Red Marker

Regtech Showcase – Series Two Presenters: • • • Checkbox Data 61 Red Marker presenting Artemis Reg. Bot Verifier Showcase Q&A after the presentation: We invite observations and questions from the floor regarding the regtech solutions demonstrated @asicmedia #ASICRegtech

Regtech Showcase – Session Two Commentary Commentators: • Ross Buckley - King & Wood

Regtech Showcase – Session Two Commentary Commentators: • Ross Buckley - King & Wood Mallesons Professor of International Finance Law, UNSW • Jacob Hook – Partner, Oliver Wyman @asicmedia #ASICRegtech

Regtech Showcase – Close Closing remarks: • John Price – Commissioner, ASIC @asicmedia #ASICRegtech

Regtech Showcase – Close Closing remarks: • John Price – Commissioner, ASIC @asicmedia #ASICRegtech

Regtech Showcase – Further information Web: asic. gov. au/for-business/your-business/innovation-hub/ Email: innovationhub@asic. gov. au @asicmedia

Regtech Showcase – Further information Web: asic. gov. au/for-business/your-business/innovation-hub/ Email: innovationhub@asic. gov. au @asicmedia #ASICRegtech