4 3 Recursive Definitions and Structural Induction Sometimes

4. 3 Recursive Definitions and Structural Induction • Sometimes it is difficult to define an object explicitly. However, it may be easy to define this object in terms of itself. This process is called recursion. FIGURE 1 A Recursively Defined Picture. 1

Recursively Defined Functions • • We use two steps to define a function with the set of nonnegative integers as its domain: Basis step: specify the value of the function at zero. Recursive step: give a rule for finding its value at an integer from its values at smaller integers. Such a definition is called a recursive or inductive definition. Example 1: suppose that f is defined recursively by f(0)=3, f(n+1)=2*f(n) +3. find f(1) , f(2), f(3), f(4). 2

Recursively Defined Functions • Example 2: give an inductive definition of the factorial function F(n)=n!. • Example 3: Give a recursive definition of an, where a is a nonzero real number and n is a nonnegative integer. • Example 4: Give a recursive definition of 3

Recursively Defined Functions • Definition 1: The Fibonacci numbers, f 0, f 1, f 2 , . . . , are defined by the equations: f 0=0, f 1=1, and fn = fn-1 + fn-2 for n = 2, 3, 4, . . . • Example 5: Find the Fibonacci numbers f 2, f 3, f 4, f 5, and f 6. • Example 6: Show that whenever n ≥ 3, fn > αn-2, where 4

Recursively Defined Sets and Structures • Example 7: consider the subset S of the set of integers defined by • Basis step: 3 S. • Recursive step: if x S, y S, then x+y S. 5

Recursively Defined Sets and Structures • Definition 2: The set * of strings over the alphabet can be defined recursively by • Basis step: * (where λ is the empty string containing no symbols) • Recursive step: if w * and x , then wx * • Example 8: if ={0, 1}, the strings found to be in *, the set of all bit strings, are 1. λ specified to be in the basis step, 2. 0 and 1 formed during the first application of the recursive step, 3. 00, 01, 10, and 11 formed during the second application for the recursive step, and so on. 6

Recursively Defined Sets and Structures • Definition 3: two strings can be combined via the operation of concatenation. • Let be a set of symbols and • * the set of strings formed form symbols in . • We can define the concatenation of two strings, denoted by ∙ , recursively as follows. • Basis step: if w *, then w ∙ λ=w, where λ is the empty string. • Recursive step: if w 1 * and w 2 * and x , then w 1 ∙(w 2 x)=(w 1 ∙ w 2)x • Example 9: length of a string Give a recursive definition of l(w), the length of the string w. 7

Recursively Defined Sets and Structures • Definition 4: The set of rooted trees, where a rooted tree consists of a set of vertices containing a distinguished vertex called the root, and edges connecting these vertices, can be defined recursively by these steps: • Basis step: A single vertex r is a rooted tree. • Recursive step: Suppose that T 1, T 2, . . . , Tn are disjoint rooted trees with roots r 1, r 2, . . . , rn, respectively. • Then the graph formed by staring with a root r, which is not in any of the rooted trees T 1, T 2, . . . , Tn , and adding an edge from r to each of the vertices r 1, 8 r 2, . . . , rn, is also a rooted tree.

Recursively Defined Sets and Structures FIGURE 2 Building Up Rooted Trees. 9

Recursively Defined Sets and Structures • Definition 5: The set of extended binary trees can be defined recursively by these step: • Basis step: The empty set is an extended binary tree. • Recursive step: if T 1 and T 2 are disjoint extended binary trees, there is an extended binary tree, denoted by T 1 ∙ T 2 , consisting of a root r together with edges connecting the root to each of the roots of the left subtree T 1 and the right subtree T 2 when these trees are nonempty. 10

Recursively Defined Sets and Structures FIGURE 3 Building Up Extended Binary Trees. 11

Recursively Defined Sets and Structures • Definition 6: The set of full binary trees can be defined recursively by these steps: • Basis step: There is a full binary tree consisting only of a single vertex r. • Recursive step: if T 1 and T 2 are disjoint full binary trees, there is a full binary tree, denoted by T 1 ∙ T 2 , consisting of a root r together with edges connecting the root to each of the roots of the left subtree T 1 and the right subtree T 2. 12

Recursively Defined Sets and Structures FIGURE 4 Building Up Full Binary Trees. 13

Structural Induction • To prove results about recursively defined sets we generally use some form of mathematical induction. • Example 12: show that the set S defined in example 7 by specifying that 3 S and that if x S and y S , then x+y S, is the set of all positive integers that are multiples of 3. 14

Structural Induction • Definition 7: We define the height and number of vertex, h(T) and n(T), of a full binary tree T recursively, . • Basis step: The height of the full binary tree T consisting of only a root r is h(T)=0 • Recursive step: If T 1 and T 2 are full binary trees, then the full binary tree T= T 1 ∙T 2 has height h(T) = 1+ max(h(T 1) , h(T 2 )), n(T) = 1+n(T 1)+n(T 2. • Theorem 2: If T is a full binary tree T, then n(T) ≤ 2 h(T) +1 -1 15

Generalized Induction • As an example, note that we can define an ordering on N x N, the ordered pairs of nonnegative integers, by specifying that (x 1, y 1) is less than or equal to (x 2, y 2) if either x 1< x 2, or x 1=x 2 and y 1 < y 2; this is called the lexicographic ordering. • The set N x N with this ordering has the property that every subset of N x N has a least element (see Supplementary exercise 53 in section 8. 6). This implies that we can recursively define the terms am, n , with m N, n N, and prove results about them using a variant of mathematical induction, as illustrated in example 15. 16

Generalized Induction • Example 15: Suppose that am, n is defined recursively for (m, n) N x N by a 0, 0 =0 and Show that am, n =m+n(n+1)/2 for all (m, n) Nx. N that is, for all pairs of nonnegative integers. 17