RIVERROCK INVESTMENT FUND VI LP JUNE 30 2017

RIVERROCK INVESTMENT FUND VI, LP JUNE 30, 2017 THE MATERIAL PRESENTED HEREIN IS FOR EDUCATIONAL AND INFORMATION PURPOSES AND DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ORSELL ANY SECURITIES DESCRIBED HEREIN. THIS PRESENTATION IS INTENDED FOR USE ONLY BY THE PERSONS TO WHOM IT IS PRESENTED. IT IS NOT INTENDED FOR DISTRIBUTION TO THE GENERAL PUBLIC. Confidential – Not for Distribution © 2016 -2017 River. Rock Funds, LLC. All rights reserved

SUCCESSFUL CAPITAL RAISING DO’S AND DON’TS FROM THE FRONT LINE PRESENTED BY JIM PUGLIESE - CHIEF DEVELOPMENT OFFICER THIS PRESENTATION IS INTENDED FOR USE ONLY BY THE PARTIES TO WHOM IT IS PRESENTED. IT IS NOT INTENDED FOR DISTRIBUTION TO THE GENERAL PUBLIC. THIS MATERIAL DOES NOT CONSTITUTE AN OFFER SELL OR A SOLICITATION OFDOES AN OFFER TO BUY ANYAN SECURITIES HEREIN. THE MATERIAL PRESENTED HEREIN IS FOR EDUCATIONAL AND TO INFORMATION PURPOSES AND NOT CONSTITUTE OFFER TODESCRIBED SELL OR A SOLICITATION OF AN OFFER TO BUY ORSELL ANY SECURITIES DESCRIBED HEREIN. THIS PRESENTATION IS INTENDED FOR USE ONLY BY THE PERSONS TO WHOM IT IS PRESENTED. IT IS NOT INTENDED FOR DISTRIBUTION TO THE GENERAL PUBLIC. 2 Confidential for. Distribution Confidential––Not for © 2016 River. Rock Funds, Fund LLC. All © 2013 River. Rock Investment IV, rights LP. reserved. All rights reserved

What’s your challenge? Confidential – Not for Distribution © 2016 -2017 River. Rock Funds, LLC. All rights reserved 3

River. Rock Funds Overview • Private Equity Fund Manager investing in Life Settlements • Founded by a Houston Family Office in 2007 – ten year track record • Nine-person professional investment and management team • Non-Correlated Alternative Asset featuring: • History of double-digit returns across five funds • Low volatility - no active trading (buy and hold model) • Excellent Deal-Flow Challenges • Largest fund to-date was $25 million; Fund VI was $200 million • Investor base mostly friends and family – needed to institutionalize • Raise $200 million in one year Confidential – Not for Distribution © 2016 -2017 River. Rock Funds, LLC. All rights reserved 4

Capital Raising – What I’ve learned My Top Ten List 1. Activity breeds results 2. Marketing Plan & Budget 3. Create opportunities 4. Face-to-Face meetings 5. Listen, learn, implement, repeat 6. Partner with a lead investor 7. Team coordination 8. Differentiate yourself 9. Leverage your reach 10. Hire or retain for cap intro “Telling is Not Selling!” Confidential – Not for Distribution © 2016 -2017 River. Rock Funds, LLC. All rights reserved 5

CONTACT INFORMATION James Pugliese, Chief Development Officer jpugliese@riverrockadvisers. com 203. 858. 0974 3200 Southwest Freeway, Suite 3120 Houston, Texas 77027 Confidential – Not for Distribution © 2016 -2017 River. Rock Funds, LLC. All rights reserved