WORKS PROGRAMME and IRPSM G M AGATKAR Sr

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WORKS PROGRAMME and IRPSM G. M. AGATKAR Sr. Instructor/works IRICEN, Pune

WORKS PROGRAMME and IRPSM G. M. AGATKAR Sr. Instructor/works IRICEN, Pune

Railway Budget Annual Budget estimates are prepared for : a. Earnings Estimates; b. Expenditure

Railway Budget Annual Budget estimates are prepared for : a. Earnings Estimates; b. Expenditure Estimates 1. Revenue Budget (Demand 1 to 15) 2. Capital Budget (Demand 16) includes i. Works Programme ii. Rolling Stock Programme iii. Stores Budget (Stores Transactions) Railway budget merged with Annual budget W. E. F. 21. 09. 16 as item no. 80/81/82/83

Capital/Works Budget • Demand no 16 • Programme deals with all proposal for creation

Capital/Works Budget • Demand no 16 • Programme deals with all proposal for creation or replacement/renewal of Fixed assets • Also called Works, Machinery and Rolling Stock Programme (3 elements) • Chief Engineer coordinates Works programme • Chief Mechanical Engineer co-ordinates the Machinery and Plant (M&P) Programme • Rolling stock programme coordinated by Railway Board through CME. • Popularly called Pink book

Capital Plan Heads (Appendix I (Para 601) of Engg. Code) PH Name 11 New

Capital Plan Heads (Appendix I (Para 601) of Engg. Code) PH Name 11 New Lines 37 Traction Distribution Works 12 Purchase of new lines 41 Machinery & Plant 14 Gauge conversion 42 Workshops Including Production Units 15 Doubling 51 Staff Welfare 16 Traffic facilities, yard remodeling 52 Staff Amenities 17 Computerization 53 Passengers Amenities 18 Railway Research 61 Inv. in PSU/JV/SPV etc. (Govt. & Non-Govt. ) 21 Rolling stock 62 Investment in government commercial undertaking 22 Leased Assets - Capital Component 63 Investment in non government undertaking 29 Road Safety Works-level crossing 64 Other Specified Works 30 Road Safety works- ROBs/RUBs 65 Training/HRD 31 Track renewals 71 Stores Suspense 32 Bridge works 72 Manufacture Suspense 33 Signaling and Telecomm works 73 Miscellaneous Advances 34 Taking over line wires from P&T dept. 81 Metropolitan Transport Projects 35 Electrification Projects Transfer to RRSK 82

Allocations (Source of Fund) for Demand No 16 (Post Merger-Major Head 5002&5003) (Para: 626

Allocations (Source of Fund) for Demand No 16 (Post Merger-Major Head 5002&5003) (Para: 626 of Engg. Code) CF Capital Fund DRF Depreciation Reserve Fund (for replacement) OLWR Open Line Works (Rev) SF Safety Fund (Railway share of Central Road & Infrastructure Fund) DF Development Fund (Safety and Un-remunerative works) DF 1 Development Fund (User Amenities) DF 2 Development Fund (Staff Welfare) DF 3 Development Fund (Operating Improvement) DF 4 Development Fund (Safety Works) CAP Capital RRSK Rashtriya Rail Sanraksha kosh EBR Extra Budgetary Resources like EBR(P), EBR(Bond),

Source of Finance (Allocation) v DRF: Internal source of finance from the surplus of

Source of Finance (Allocation) v DRF: Internal source of finance from the surplus of the Railway to meet the cost of renewal and replacement of assets v DF: This is also an internal source for the purpose of meeting the requirements against safety, Passenger Amenities, Labour Welfare etc. further divided into four parts DF-1, DF-2, DF-3 & DF-4. v RSF: Railway share of Central Road & Infrastructure Fund, various Surcharge on petroleum products are the source to this fund to meet the investment on the safety. v CAPITAL : This is the plan assistance given by the Govt. of India for investment on Railway Projects. v RRSK: Rashtriya Rail Sanraksha Kosh is a dedicated fund for critical safety-related works and was announced in 2017 -18 Budget speech with a corpus of INR 1 lakh crore over a period of 5 years. v EBR: Extra budgetary resources – this is market borrowing from IRFC, Finance Institutions, Private Partnership and Deposit from other agencies named as EBR(Bond), EBR(IF), EBR(P) & EBR(DEP)

What is Works Programme • E-601 -Investment decisions relating to the creation, acquisition and

What is Works Programme • E-601 -Investment decisions relating to the creation, acquisition and replacement of assets on the Railways are processed through the annual "Work, Machinery and Rolling Stock Programme” • Unique in Railways…. always look for at least 5 yr ahead - Continuous process • Management tools Ø to evaluate the performance. Ø to plan for future. Ø to coordinate between various agencies.

Works Programme (E- 609 to 621) Summary • Zonal railways prepare the works program

Works Programme (E- 609 to 621) Summary • Zonal railways prepare the works program on the basis of Ceilings & Norms communicated by railway board. • PWP is scrutinized at Rly Bd. and discussed with the GMs. Then Rly Board decides and intimates the respective Rlys which works should be included in FWP. • Nodal officer are responsible for Planning & Monitoring of works

Terminology § PH Coordinator or Nodal Officer- ØBOs at Division, THOD at Zones, EDs

Terminology § PH Coordinator or Nodal Officer- ØBOs at Division, THOD at Zones, EDs at Railway Board § Associate Officer- ØOther BOs at Division, Other THOD at Zones, Other EDs at Railway Board linked with PH § Associate Finance- ØSr DFM at Division, PFA at Zone, EDF(X) at Rly Board § Outlay- ØFunds allotted for any Sanctioned Work during the year § Allocation- ØSources of allotted Fund § Throw forward- ØBalance Fund required to Complete the Work § Itemised Work § Umbrella Work

PH Coordinator (PHC) or Nodal officer • New Line, Gauge Conversion • Doubling ,

PH Coordinator (PHC) or Nodal officer • New Line, Gauge Conversion • Doubling , Traffic Facility • L-xing , Bridge , Track • S & T • Electrical • Staff Welfare • Passenger Amenity • Other Specified Work • Training/HRD • Workshop - COM - CTE/CBE - CSTE - CEE - CPDE - CCM - CPDE - CPO - CME

WORK PROGRAME CORDINATOR • Sr. DEN Co level at • CE Planning • EDCE

WORK PROGRAME CORDINATOR • Sr. DEN Co level at • CE Planning • EDCE G Divisional at at Zonal level Railway Board

Nodal & Coordinating Officers Plan Heads Division Nodal Associate Sr. DOM Sr. EDPM Sr.

Nodal & Coordinating Officers Plan Heads Division Nodal Associate Sr. DOM Sr. EDPM Sr. DEN/Co. Sr. DSTE - Zonal Railway Nodal Associate COM COM COM CCM/IT EDW/RDSO Concerned EDs CTE CSTE CBE CSTE - Railway Board Nodal Associate ED/Works ED/Planning ED/WP ED/Planning ED/C&IS ED/E&R Concerned EDs ED/Sig. (D) EDCE/B&S, ED/Tele EDCE/B&S EDCE(P) EDCE/B&S ED/Sig. (D) ED/Tele 11 12 14 15 16 17 18 29 30 31 32 33 New Lines (Construction) Purchase of New Lines Gauge Conversion Doubling Traffic Facilities Computerization Railway Research Road Safety Works – LCs Road Safety Works – ROB/RUB Track Renewals Bridge Works Signal & Telecommunication 35 Railway Electrification Sr. DOM - COM - ED/RE ED/Planning 36 Other Electrical Works/TRD Sr. DEE CEE - ED/EEM - 42 Workshops Including PUs Sr. DME CEE, CTE Adv. ME(P) ED/Planning 51 Staff Quarters CPDE CPO, CSC ED/L&A-I ED/EEM, IG/RPF, ED/H 53 Passenger Amenities CCM CPDE, CEE, CSTE ED/L&A-I 64 Other Specified Works Sr. DEE, Sr. DEN/Co. Sr. DPO, CMS, DSC, Sr. DEE Sr. DEN/Co. , Sr. DSTE, Sr. DEE, DSC CPDE CEE, CSTE, CSC ED/L&A-I - ED/T -MPP ED/WP 65 Training/HRD 81 MTP Works Programme Coordinators Sr. DEN/Co. Sr. DCM Sr. DEN/Co. Sr. DPO Sr. DOM - CPO COM ED/PM, ED/EEM, ED/Tele ED/HP, IG/RPF, ED/EEM, ED/Tele ED/Planning Division Zonal Railway Board Sr. DEN/Co. PCE/CPDE EDCE(G)

Need for works • Felt by field executive during day to day work e.

Need for works • Felt by field executive during day to day work e. g. ADEN during inspection like replacement of pipe line , water tank, Qtrs. , office & other infrastructure works • As per Inspection of higher officers. • Felt by higher management keeping future requirement in view like Doubling, Gauge Conversion. • Developmental works on Public demand- New Line Passenger amenity etc. • Infrastructure development for New trains. • Corporate planning like new terminals, World class station etc. • Policy requirements – Type I qtrs. to be replaced by Type II Qrs, No Bridge. Timbers, No Straight switches, No UMLC etc

Work processed directly by Railway Board • The proposals for works of New Lines,

Work processed directly by Railway Board • The proposals for works of New Lines, Gauge Conversion, Doubling & Railway Electrification are initiated at Railway Board level. • Generally Zonal railways are not proposing these works • E-604 - Detailed Traffic and Engineering surveys should be carried out for new lines, gauge conversions doublings and for other line capacity works costing more than Rupees Five Crores each.

Processing of Works proposals • Identification of work A. Chargeable to Revenue (Demand No.

Processing of Works proposals • Identification of work A. Chargeable to Revenue (Demand No. 4/7/11/9) B. Chargeable to Capital (Demand No. -16) • Conceptual Drawings and Justification • RECT/PECT • Abstract Estimate • IRPSM • Sanction

Preparation of works programme On the basis of the estimate of the Plan, funds

Preparation of works programme On the basis of the estimate of the Plan, funds requirement for the ensuing year, the Railway Board lay down the financial limits under various plan heads within which the Railway Administrations are required to make out their programme for the following years duly vetted by the Financial Advisor and Chief Accounts Officer for submission to the Railway Board by a specified date. The programmes are examined by the Railway Board and discussed, where necessary, with the General Managers and the works to be undertaken as well as the outlays during the Budget year are decided upon.

Stages of Investment planning The various stages of investment planning and preparation of the

Stages of Investment planning The various stages of investment planning and preparation of the Final Works Programme are given below : • (i)Formulation of schemes as a part of advance planning; • (ii)Submission of major schemes for advance scrutiny and clearance by the Railway Board for selection of Projects to be taken up in the following year. • (iii)Preparation of the Preliminary Works Programme within the financial ceiling laid down by the Railway Board ; and • (iv)Discussions with the Railway Board and submission of the Final Works Programme.

Advance Planning • The preparation of the annual Works Programme of a Railway is

Advance Planning • The preparation of the annual Works Programme of a Railway is not an isolated exercise for the year, but is part of a continuous planning process from the level of the Divisional Officer upwards. • An important requirement for effective investment planning is the realistic estimation of project costs. Full details of the scheme must be worked out and no scheme should be included in the Railway's Works Programme unless detailed plans and estimates have been prepared and are ready. Detailed Traffic and Engineering surveys should be carried out for new lines, gauge conversions doublings and for other line capacity works costing more than Rupees Five Crores each.

Advance Planning Continue In the case of yard remodeling, line capacity works i. e.

Advance Planning Continue In the case of yard remodeling, line capacity works i. e. , goods shed facilities and important buildings the estimates should be based on plans approved and signed by the concerned departments who should scrutinize the plans carefully to avoid the need for making any substantial modifications in the required facility at a subsequent stage. If major changes in the plans/schemes/specifications of works nevertheless become necessary and are likely to lead to substantial excesses over the sanctioned estimates the changes asked for by the concerned departments should not be agreed to unless reviewed and approved by the competent authority sanctioning the original estimate.

Advance Planning Continue • It is an essential feature of the railway system that

Advance Planning Continue • It is an essential feature of the railway system that expenditure to be incurred on new assets or for improvement of existing assets should be financially justified Detailed instructions regarding the financial appraisal of Railway projects are contained in Chapter II of the Indian Railway Financial Code to which reference may be made. Detailed financial implications (including financial return) should be worked out in all cases. If the prescribed return is found to be not obtainable on the anticipated level of traffic, the Railway Administration should examine the proposal for reduction in scope or some other alternative, or postponed until traffic prospects improve.

Scrutiny of Schemes before preparation of Preliminary Works Programme All schemes costing Rs. 20

Scrutiny of Schemes before preparation of Preliminary Works Programme All schemes costing Rs. 20 lakhs or above should be worked out comprehensively and sent to the Board along with full details of (i) the technical features, (ii) Cost breakup. (iii) benefit expected to accrue and (iv) financial implications. A sketch map of each proposal should also be sent. The Railway Administration must clearly bring out the purpose of each scheme and confirm that the proposal meets the objective fully and that the scope and cost of the project have been arrived at after the fullest possible investigation including assessment of the financial implications. After the schemes have been scrutinized by the Board, the Railway Administrations should be advised of the acceptance, with or without any modifications for inclusion in the Works programme.

The Chief Engineer of the Railway will be primarily responsible for ensuring that the

The Chief Engineer of the Railway will be primarily responsible for ensuring that the proposals prepared by the various departments are complete in all respects and are correctly prepared. The overall priorities within the ceilings given by the Board will also be fixed by him in consultation with the General Manager and other Heads of Departments. He will be responsible for the preparation and timely submission of the Preliminary and the Final Works Programme. • In or about June/July each year the Railway Board should convey to each Railway, in respect of each Plan Head, the total outlay within which the Works Programme should be framed by the Railway.

Preliminary Works Programme The PWP for the following year should be submitted to the

Preliminary Works Programme The PWP for the following year should be submitted to the Rly. Bd by Zonal Rly. by 1 st week of September or such earlier date as may be laid down by the Board. Proper financial appraisal of each work should be given in the Preliminary Works Programme together with the comments of FA&CAO. The project cost should be based on firm data both as to quantity and rates at current price levels, and should any increase occur in prices during the period intervening between the initial preparation of the project estimate and its inclusion in the WP, the estimate should be updated with current cost of material and labour. No other increase such as on account of change in scope of the project should be allowed without prior reasons being adduced for acceptance by the Rly Bd. A sketch showing the proposal should accompany each proposal.

Each investment proposal should be accompanied by a detailed plan showing the scheduling of

Each investment proposal should be accompanied by a detailed plan showing the scheduling of the project to match the traffic requirements and the financial outlay proposed for the year should be in accordance with this project schedule to enable the Railway Board to arrange for a realistic funds allocation for implementation of the programme. E-617 Works once introduced through a Works Programme (including Track Renewal Programme) and taken up after the estimates have been sanctioned by the competent authority should continue to be included every year till they are finally completed, except in case where the works have reached the completion stage and where funds required if meagre could be found by reappropriation.

E-618. The Works Programme is compiled in the following format : Form E. 618

E-618. The Works Programme is compiled in the following format : Form E. 618 WORKS PROGRAMME 1975 -76 Demand No. . . . Figures in thousands of rupees) Note : --Years have been shown in the form for the purpose of illustration. In respect of "Works in Progress" reference to item No. of the current year’s Pink Book and also the authority under which the work was first started should be indicated. The works should be arranged as per the Plan Heads. 618. The Works Programme is compiled in the following format : Ite m No. Authority Particulars of Works Cost Expenditur e to end of 3/74 Outlay for 1974 -75 Outlay for 1975 -76 Balance

Final Works Programme After having examined the individual Railways Programme, and discussions with the

Final Works Programme After having examined the individual Railways Programme, and discussions with the General Managers, the Railway Board will decide the works which should be undertaken during the following year and which should be included in the Final Works Programme. The Railway Administration will then modify their Works Programmes as a result of the Board's decision and send their Final Works Programme to the Railway Board by the stipulated date.

Section II-Works Budget The revised and budget estimates for the construction, acquisition and replacement

Section II-Works Budget The revised and budget estimates for the construction, acquisition and replacement of assets are briefly known as Works Budget. The revised estimate gives an estimate of funds required for the current year and the budget estimate refers to the following year. The budget estimate for the works are based on the Works Programme approved by the Board. The requirement of funds both for new investments and for works in progress are submitted in the form of "Demand for Grants" in the Works Machinery and Rolling Stock Programme which forms a part of the Budget papers presented to the Parliament.

Demand for Works Grants The proposal of Government in respect of sums required to

Demand for Works Grants The proposal of Government in respect of sums required to meet the expenditure from the Consolidated Fund of India are to be submitted in the form of Demands for Grants to the Parliament. The Demand shall be for gross expenditure, the credits or recoveries. The Demand for Grants for the Works Budget is : Demand No. 16 : Assets-Acquisitions, Construction and Replacements. Financing of Works Budget Works chargeable to Demand No 16. Assets-Acquisitions Construction and Replacements are financed from railway revenue when it is charged to OLWR or financed from Capital. Depreciation Reserve Fund, Development Fund, Accident Compensation Safety and Passenger Amenities Fund. Expenditure budgeted under "capital" involves increase in the Capital-at-charge of the Railways and hence is the liability for payment of dividend to General Revenue subject to the relief/exemptions granted by the Convention Committee.

Work Expenditure "Works expenditure" of the Railway is thus financed from Revenue, Railway Funds

Work Expenditure "Works expenditure" of the Railway is thus financed from Revenue, Railway Funds and Capital provided by the General Revenues. The Railway Funds are Depreciation Reserve Fund, Development Fund and Accident Compensation Safety and Passenger Amenities Fund. For Details regarding the operation of the funds, reference may be made to Chapter. III of the Indian Railway Financial Code.

Category of Capital Works I 1: Pink Book work (Sanctioned by RB costing above

Category of Capital Works I 1: Pink Book work (Sanctioned by RB costing above Rs 2. 5 cr. ) Categories of Works under Demand 16 - I 2: LAW book work (Sanctioned by RB but costing below Rs 2. 5 cr) I 3: LAW book work (Sanctioned by GM Costing below Rs 2. 5 cr; & above Rs 2. 5 Cr also if sanctioned under Umbrella) I 4: DRM LS Work (Sanctioned by DRM Costing below Rs 2. 5

PINK BOOK • Contains the List of Works Included In WP Costing More Than

PINK BOOK • Contains the List of Works Included In WP Costing More Than Rs. 2. 5 Cr, after Demands are Voted by Parliament and Appropriation Sanctioned by President. • For the Works Costing Upto Rs. 2. 5 Cr, Only Lump Sum Provision is made under each Plan Head without detailing Individual Works. • It Incorporates Item No. , Description of Works, Source of Fund (allocation), Sanctioned Cost, Outlay on Current Year etc. • Contains Umbrella Works under different Plan Heads. • The cover of this book is Pink colour.

Pink Book- Steps • Creation of Proposals with abstract cost, site sketch etc :

Pink Book- Steps • Creation of Proposals with abstract cost, site sketch etc : • By Divisions- Creation by nodal BO for approval of DRM and Forwarding to CPDE • HQ- Creation by nodal officer for approval of GM and Forwarding to Railway board • Ceiling limit: Railway board(AMCE) issues a letter in May or June giving detail of ceiling norms & time line of Works Programme of ensuing year • Scrutiny & Short listing of Proposals by HQ (respective Nodal officer, PFA {Not necessary for Umbrella Works}, CPDE, PHOD) as per above ceiling limit • GM approves the shortlisted Proposals in consultation with PCE/ Concerned PHOD and PCE forwards the same to EDCE(G) Railway board as per timeline fixed by AMC • Works coting > Rs. 20 cr - till 15 th Sept • Works costing upto Rs. 20 cr - till 15 th Oct

Pink book- Steps • EDCE(G) forwards the received proposals to the EDs of various

Pink book- Steps • EDCE(G) forwards the received proposals to the EDs of various nodal directorates, dealing with respective Plan heads • WP Reports Containing Status of Works In Progress Vol. I (For all PHs except PH 31) & Vol. III (For PH 31) examined by Nodal Eds w. r. t. expenditure during the year and funds required for ensuing year by respective Directorates & forwarded to Budget directorate

LAW BOOK • LAW- List of Approved Works • Detailed List of Work is

LAW BOOK • LAW- List of Approved Works • Detailed List of Work is decided By GM at Zonal Railway Level • Includes the works costing less than Rs. 2. 5 Crore both Sanctioned by RB and sanctioned at Zonal Level • Includes Itemised works under Umbrella for PH 18, 29, 30, 32, 33, 36, 42, 51, 53, 64 & 65 • The New works to be incorporated in LAW book is decided based on Lumpsum grant sanctioned in Pink book for respective Plan Head and Throw forward • Prepared by IRPSM and can be Printed directly

DRM Lump. Sum Works • Detailed List of Work is decided By DRM •

DRM Lump. Sum Works • Detailed List of Work is decided By DRM • Includes the works costing Work costing upto Rs. 1 Cr for all PH except for PH 16, 30, 31, 32 - upto Rs. 2. 5 Cr less than Rs. 2. 5 Crore both Sanctioned by RB and sanctioned at Zonal Level • The New works to be incorporated in DRM Lump Sum is decided based on Lumpsum grant allowed for the Division by Zonal HQ • Prepared by IRPSM and can be Printed along with LAW Book

Works Programme- -Stages Work Proposals by Railway/PUs • New Proposal Creation • Short-listing /

Works Programme- -Stages Work Proposals by Railway/PUs • New Proposal Creation • Short-listing / Processing • Vetting (Not Compulsory for Umbrella)) • Approval by GM • Forward to RB for Works Programme Railway Board Conversion of Multiple Railway Umbrella into Itemised / Single Railway umbrella Outlay distribution by concerned directorates Sanction of Individual Work under Umbrella work in PH 11, 14, 15, 17, 31 & 35 Sanctioned Works Vol – 1 & 3 Report Work Processing at Railway Board – On-line Short listing of proposals by various directorates Creation of Umbrella Work by Nodal directorate in consultation with Finance Itemised Work with Finance Concurrence Approval by Railway Board & Hon’ble MR Approved works transfer to RBCS application Zonal Railway/ PU (LAW Book) Sanction of Works costing < Rs. 2. 5 Cr - GM/DRM Outlay Distribution for LS Works & Itemised works under Umbrella Sanction of Individual Work under Umbrella work in PH 16, 17, 18, 29, 30, 32, 33, 36, 37, 42, 51, 52, 53, 64, 65 Updation of Monthly Progress for Sanctioned Works in IRPSM Approval of Parliament Pink Book - Itemised/ Lumpsum/ Umbrella Work Allotment of Executing Agency for sanctioned Itemized Works (costing Rs. 2. 5 Crore or more) Works Programme Data Existing Work Details Transferred to RBCS

IRPSM (INDIAN RAILWAYS PROJECTS SANCTIONS & MANAGEMENT) • Web-based Application -https: //ircep. gov. in/IRPSM/

IRPSM (INDIAN RAILWAYS PROJECTS SANCTIONS & MANAGEMENT) • Web-based Application -https: //ircep. gov. in/IRPSM/ • Online Creation of proposal • Sanction

IRPSM FEATURES For Divisions : ØCreation of “New Works Proposals” & Sanction of Proposals

IRPSM FEATURES For Divisions : ØCreation of “New Works Proposals” & Sanction of Proposals under DRM’s power ØForwarding of proposals costing beyond DRM’s power to Zonal HQ. ØMonthly reporting of status for each work by respective Executing Agency. ØWorks Review meeting & Monitoring of Progress of Works ØRequirement of Budget Outlay for WIP ØGenerating & Printing (if desired) of Customised Works Programme Reports- ØWP Reports Vol. I (For all PHs except 31) & Vol. III (For PH 31). Containing Status of Works In Progress ØWP Reports Vol. II (For all PHs except 31) & Vol. IV (For PH 31). Containing Status of Works In Progress

IRPSM FEATURES For Zonal Railways : ØExamining & processing the ‘Works Proposals’ as received

IRPSM FEATURES For Zonal Railways : ØExamining & processing the ‘Works Proposals’ as received from Divisions. ØCreation of the proposals at HQ , PFA vetting and then forwarding to Railway Board with GM approval. ØDefining the sanctioning powers of DRMs/CWMs for various Plan Heads. ØDefining Fund availability & sanctioning limits for Zonal Railway HQ. & Division ØMonthly reporting of status for each work by respective Executing Agency. ØWorks Review meeting & Monitoring of Progress of Works ØRequirement of Budget Outlay for WIP ØGenerating & Printing (if desired) of Customised Works Programme Reports- ØWP Reports Vol. I (For all PHs except 31) & Vol. III (For PH 31). Containing Status of Works In Progress

IRPSM FEATURES For Railway Board : ØCompilation of all shortlisted proposals (costing above Rs.

IRPSM FEATURES For Railway Board : ØCompilation of all shortlisted proposals (costing above Rs. 5 crore) by EDCE(G) for meeting of AMs’ Committee ØOn-line recording of recommendations given by AMs’ committee and issuing minutes on line ØMonitoring of Progress of Works ØCreation of Umbrella Works ØApproval of itemized works under sanctioned Umbrella ØBudget Outlay distribution as per Progress of works

Process through IRPSM in • Action by Plan Head Divisions Coordinators (Nodal Officers. .

Process through IRPSM in • Action by Plan Head Divisions Coordinators (Nodal Officers. . Branch officer) Ø Plan head Coordinators are responsible for creation of new proposals for their respective Plan Heads. Ø Create proposal & send to Sr. DFM Ø Get vetted & send through Sr. DEN(co) to DRM for approval/ sanction • Action by Sr. DEN (co) Ø By Nodal officer to SR DEN (co) Ø Sr. DEN(Co) either return to nodal officer / forward to DRM Ø DRM approve or sanctions / return to nodal officer, if required. Ø Approved proposal forwarded to CE Plg. by Sr. DEN (co) • Action by DRM ØDRM will receive on-line proposals duly verified by Sr. DEN/co. ØDRM can approve forwarding to HQ

Creation of Proposal by Subordinate User of PH Coordinator Divisional Plan Head Coordinator Finance

Creation of Proposal by Subordinate User of PH Coordinator Divisional Plan Head Coordinator Finance (Sr. DFM) Return if required Return Sr. DEN (Co. ) Forward DRM Approve CPDE Forward for sanction process

Action On Zonal Railways • Plan Head Coordinators will create new proposals. In addition,

Action On Zonal Railways • Plan Head Coordinators will create new proposals. In addition, they will also examine and process proposals received from Divisions (online through CPDE). • All such proposals, examined in consultation with associate officers shall be forwarded to PFA for financial concurrence. • PFA will receive on-line the detailed proposals from Plan Head Coordinators • Proposals, concurred-in by PFA&CAO in consultation with PHC • Vetted proposal will be forwarded to CPDE by PHC • Checked by CPDE(CE Plg. ) and then forwarded to GM through PCE for sanction. • PCE will check and forward after allotting outlays as per ceiling to all such proposals to GM for approval. • GM can approve or return the proposal • Proposal approved Forwarded to EDCE(G)/Railway Board for processing in Board.

Creation of Proposal – By Subordinate User of PH Coordinator WP Proposals from DRM

Creation of Proposal – By Subordinate User of PH Coordinator WP Proposals from DRM Zonal Plan Head Coordinator Finance (PFA) Return if required CPDE Forward Pr. CE Forward GM If Approves On File Pr. CE Railway Board Forward for sanction process CPDE

In Railway Board : • Executive Director/Civil Engg. (G) –would forward to the respective

In Railway Board : • Executive Director/Civil Engg. (G) –would forward to the respective nodal directorates for each Plan Head for further processing at Railway Board. • EDCE(G) will coordinate for meeting & minutes thereof for Committee of Additional Members. • Finally approved proposals will be sent through EDCE(G) to Budget Directorate for Budget Documents. • Nodal Directorates and Associate Directorates will record on-line their recommendations against each shortlisted “New Works Proposal” received on-line from Railways/PUs through EDCE(G). • Shortlisted and recommended proposals will be forwarded to EDCE(G) for consideration by AMs’ Committee. • After on-line vetting & comments by Finance Directorate, Nodal Directorate will process on file for approval of Board & Hon’ble MR. • Finally approved proposals will be updated in the web-based software by Nodal Directorates in consultation with Finance Directorate through EDCE(G)

IRPSM- A Pre-requisite Any work without unique ID, as generated automatically through IRPSM will

IRPSM- A Pre-requisite Any work without unique ID, as generated automatically through IRPSM will not have any sanctity of sanction. This ID shall be mentioned in plan, estimates, indents, tenders, contracts, MB, bills etc.

Protocol For ‘Project-ID’ Project-ID is based on 14 Digits ID-Protocol, assigned to each and

Protocol For ‘Project-ID’ Project-ID is based on 14 Digits ID-Protocol, assigned to each and every sanctioned work, so that it may always be uniquely identified. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 e. g. the Project ID as : 01. 02. 51. 97. 3. 007 Digit No. of Digits Significance Example 1&2 2 Railway ‘ 01’ for Central Railway 3&4 2 Division ‘ 02’ for Mumbai Division 5&6 2 Plan Head ‘ 51’ for Plan Head - Staff Quarters 7&8 2 Sanction Year ‘ 97’ for the year 1997 -1998 9 1 Sanctioning Authority ‘ 3’ for Sanctioned under GM’s power 10 & 11 2 Executing Agency ‘ 00’ Means Not Identified 12, 13 & 3 Serial No. ‘ 007’ Means 7 th proposal for the specified 14 Railway, Division, Plan Head, Sanction Year & Sanctioning Authority

 THANKS

THANKS