WORKING WITH ARGONNE NATIONAL LABORATORY GREG HALDER BUSINESS

WORKING WITH ARGONNE NATIONAL LABORATORY GREG HALDER BUSINESS DEVELOPMENT EXECUTIVE TECHNOLOGY COMMERCIALIZATION & PARTNERSHIPS DIVISION ASTFP - Dec 6, 2018

WHY WORK WITH ARGONNE • Leverage decades of DOE investment • Deep multi-disciplinary S&T expertise • Cutting-edge S&T infrastructure • Collaborative, team-based R&D • Complementary partnerships

ARGONNE BY THE NUMBERS (FY 18) $1 B 3, 300 1, 600 OPERATING BUDGET EMPLOYEES SCIENTISTS & ENGINEERS 300 8, 000 DOE SC Fed Other 3 DOE Other POSTDOCTORAL RESEARCHERS Non-Fed FACILITY USERS

ARGONNE RESEARCH INTERESTS NUCLEAR & PARTICLE PHYSICS TRANSPORTATI ON & COMBUSTION MATERIALS FOR ENERGY PROTEIN CHARACTERIZA TION GLOBAL SECURIT Y NUCLEAR ENGINEERIN G ENERGY STORAGE BIOLOGY & ENVIRONMEN T MOLECULA R X-RAY IMAGIN SCIENC G E NANOMATERI ALS NUCLEA RENERG Y CHEMIST RY ACCELERAT OR TECHNOLOG Y HIGHPERFORMANCE COMPUTING COMPUTATIO BIG NAL SCIENCE DATA

ACCELERATOR R&D PROGRAMS AT ARGONNE PHYSICS • Argonne Tandem Linear Accelerator System (ATLAS) • Accelerator R&D Group • Superconducting RF Technologies PHOTON SCIENCES • • Advanced Photon Source (APS) APS Upgrade Project Accelerator Systems Division Superconducting Undulator Technologies HIGH ENERGY PHYSICS • Accelerator Technology Group • Argonne Wakefield Accelerator (AWA) ENERGY & GLOBAL SECURITY • Experimental Operations & Facilities (EOF) Division • Low Energy Accelerator Facility (LEAF) • Intermediate Voltage Electron Microscope (IVEM) Tandem Facility • Isotope Production

WORK WITH ARGONNE PARTNERSHIP MODELS TOUCH-POINTS • • Programmatic Divisions User Facilities S&T Partnerships and Outreach Cross-cut Centers • Cooperative R&D Agreement (CRADA) • Strategic Partnership Projects (SPP) • Non-disclosure Agreements • Licenses • User Agreements • Technical Service Agreements • Material Transfer Agreements • Leverage co-funding opportunities: • FOAs • SBIR/STTR • Small Business Voucher (SBV) • GAIN Vouchers

BRIDGES TO NON-DOE SPONSORS CROSS-CUT CENTERS: CHAIN REACTION INNOVATIONS: § National Security Programs (NSP) & Argonne Collaborative Center for Energy Storage Science (ACCESS). § New innovation accelerator. § Make Argonne expertise more available to national security sponsors, industry, entrepreneurs. § Combination of proactive strategy development/execution and concierge support. § Helps entrepreneurs bridge the challenging gap from idea to commercialization. § Atlas Energy Systems working with Argonne researchers to develop plasma thermoionic energy converters for a range of energy applications. 8

KEY PARTNERSHIP MODELS: CRADAs, SPPs & User Agreements Collaborative R&D Agreement (CRADA) Strategic Partnership Project (SPP) User Agreements (APS, ATLAS, ALCF, CNM) § Cooperative research effort § New IP is anticipated outcome § Funding: any combo of industry partners, (non-DOE) federal agencies and programmatic funds § Argonne performs tasks for others on full cost-recovery basis § Work performed solely by Argonne employees § Data rights depend on specific circumstances § National User Facilities § Non-Proprietary Agreements for open science research § Proprietary Agreements § SPPs can be used for technical assistance with R&D

ACCELERATOR-INDUSTRY PARTNERSHIPS AT ARGONNE COMMON MECHANISMS: PARTNERS: § SBIR/STTR Awards – Topics: Accelerator & Undulator Technologies, Rare Isotopes, etc. § Relevant Industries: Accelerator & Light Source Instrumentation; Microscopy & Spectroscopy Instrumentation; Medicine (isotope production and particle therapy); Advanced Manufacturing & Engineering; Food Safety; Security. § SPPs/CRADAs – DOE TCF Awards – Non-DOE Federal Funds (e. g. , NIH) § Licensing § Examples: Euclid Tech. Labs; Radia. Beam Systems, LLC; Innosense, LLC; Advanced Design Consulting; Muons, Inc. ; Omega-P, Inc. 10

TECH TRANSFER SUCCESS STORY: AWA & EUCLID TECHLABS TECHNOLOGY TRANSFER HIGHLIGHTS • 15+ years of collaboration • 15+ Phase II SBIR Awards • 20+ SPPs/CRADAs with Argonne • FY 17 DOE TCF Award • http: //www. euclidtechlabs. com/ • 2003: Euclid Techlabs founded as an AWA spin-off focused on dielectricbased accelerators with support from DOE SBIR. • By 2014, Euclid was a leading supplier of accelerator components to DOE labs, US universities & industry. • Since 2015, Euclid has expanded into Europe and Asian markets while further developing dielectric and RF technologies, as well as laser microfabrication methods and CVD diamond materials, for advanced accelerator, X-ray facility, electron microscopy, & medical applications.

RESOURCES Working with Argonne: https: //www. anl. gov/work-us APS: https: //www. aps. anl. gov/ ATLAS: https: //www. phy. anl. gov/atlas AWA: https: //www. anl. gov/awa LEAF: https: //www. ne. anl. gov/facilities/leaf/ IVEM-Tandem: https: //www. ne. anl. gov/ivem/ Business Contact – X-ray Science & Accelerator Technologies: Greg Halder Email: halder@anl. gov Phone: 630 -252 -5382