UNCITRAL Transparency Rules and the Mauritius Convention Dr
- Slides: 11
UNCITRAL Transparency Rules and the Mauritius Convention Dr. Elizabeth Whitsitt YCAP 2018 FALL SYMPOSIUM in conjunction with ICC YAF Ottawa, Ontario November 8, 2018
UNCITRAL Transparency Rules • Publication of documents (Article 3) – – – Notice of arbitration & Response Statement of Claim Statement of Defence Other written statements by disputing party Table listing exhibits and experts (not exhibits themselves) – Written submission of non-disputing parties and third parties
UNCITRAL Transparency Rules __________________ _ • Third Person Submissions (Article 4) – Disclosure of its legal status, aims of the organization, nature of activities & any parent organization – Disclosure of connection w/ disputing party – Disclosure of financial assistance w/ submission or assistance in either of two years preceding application
UNCITRAL Transparency Rules _________________ • Non-Disputing Party Submissions (Article 5) – Treaty interpretation – Further matters within scope of the dispute – No inferences to be drawn if non-disputing party does not make a submission
UNCITRAL Transparency Rules _________________ • Public Hearings (Article 6) – Presentation of evidence – Oral argument – Arbitral tribunal required to facilitate public access to hearings
UNCITRAL Transparency Rules _________________ • Confidential or Protected information (Article 7) – – Confidential business information Information protected from disclosure via treaty Information protected via laws of state Information protected b/c disclosure could impede law enforcement – information essential to its security interests
UNCITRAL Transparency Rules • Applies to investment treaties concluded after April 1, 2014 (Article 1(1)) • States and/or investors required to expressly “opt in” to the Rules for disputes arising under pre-April 1, 2014 investment treaties (Article 1(2)) • Limited impact given number of pre-April 1, 2014 investment treaties
Mauritius Convention • Application of UNCITRAL Transparency Rules (Article 2) – Where respondent state and investor’s home state are party to Mauritius Convention – Where respondent state is a party and investor agrees to application of UNCITRAL Rules – Application of Rules in arbitrations taking place under UNCITRAL Arbitration Rules or other Rules
Mauritius Convention _________________ • Reservations (Article 3) • Parties can exclude application of Convention – particular treaties – arbitrations conducted using rules outside of UNCITRAL – where rules are revised
Benefits & Challenges _____________ __ • Benefits – clearer more predictable rules – greater coherence in dispute resolution – greater ability to understand development and trends in ISDS • Challenges – Uncertainty in def’n of confidential business information or protected information – Investors may see info harmful to reputation or other business interests exposed
Questions for Discussion _________________ • Is transparency good/bad? Does it matter from whose perspective this question is answered? • How often do industry associations participate via third party submissions? • Does transparency in funding arrangements help or hinder the arbitration process? • Is the intent of increased transparency to move investors-state arbitration away from the commercial arbitration model? If so, why? • Of the forms of transparency we discuss, is there a preference for certain forms of transparency? • Who should pay for transparency?
- Electronic contract law
- Uncitral model law on electronic signatures
- Uncitral model law on international commercial arbitration
- Mlict
- Uncitral model law on electronic signatures
- Geneva convention rules of war
- Mauritius neighbouring countries
- Meteorological services mauritius
- Fracht
- Ggsu courses
- Al barakah
- Water resources unit mauritius