TOPRA Nonclinical Development Module Nonclinical studies in drug

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TOPRA Nonclinical Development Module Non-clinical studies in drug development Kathryn Chapman, Head of Innovation

TOPRA Nonclinical Development Module Non-clinical studies in drug development Kathryn Chapman, Head of Innovation and Translation, NC 3 Rs ENABLING AND PROMOTING EXCELLENCE IN THE HEALTHCARE REGULATORY PROFESSION

This presentation will cover: Ethical perspectives of animals in research Areas in which animals

This presentation will cover: Ethical perspectives of animals in research Areas in which animals are used in nonclinical drug development The cost of animal experimentation and business drivers Predictivity of animals in nonclinical studies Alternatives to animals in nonclinical studies Reducing animal use within current regulatory guidelines Change to regulatory guidelines The importance of case by case, scientifically-based decision making

Use of animals in research - Ethics

Use of animals in research - Ethics

Use of animals in research - Ethics Not black and white but. . .

Use of animals in research - Ethics Not black and white but. . . Where are you on the scale? Common ground (1 -9) is the 3 Rs 0 1 2 3 4 5 6 7 8 9 10 On balance cost/benefit Case by case Some areas ok/some not Everything is tightly regulated Animal research is not very useful In vitro technologies can answer much more No need to do anything more Nothing goes Anything goes Anti-vivisectionist Pro-vivisectionist

Focus on science – NC 3 Rs Independent, scientific organisation Established in 2004 by

Focus on science – NC 3 Rs Independent, scientific organisation Established in 2004 by Government Role is to support the UK science base through the application of the 3 Rs Budget ~£ 7 million per annum Team of 20 staff www. nc 3 rs. org. uk

Use of animals in research - background How many procedures were carried out in

Use of animals in research - background How many procedures were carried out in the UK in 2013? - Less than 1 million - 1 to 5 million - Over 5 million What % of procedures are breeding of GM or HM animals? - 25% - 50% - 75%

Use of animals in research - background What proportion of procedures are for toxicological

Use of animals in research - background What proportion of procedures are for toxicological testing? - <10% - 20% - 30% What proportion of these are for regulatory purposes? - 70% - 80% - 90%

Use of animals in research - background <1% procedures involve nonhuman primates

Use of animals in research - background <1% procedures involve nonhuman primates

Use of animals in research - business Difficult decisions $$$$ ££££ Cost of animal

Use of animals in research - business Difficult decisions $$$$ ££££ Cost of animal studies vs cost of alternatives vs cost of delay Range of costs (short-term rodent study up to non-human primate reproductive tox. study) Alternatives can often be expensive Biggest cost can be the RISK Can lead to conservative study design, false sense of security and slow scientific progress The cost of attrition – need to do something about current process. . . Decreasing Phase 2 failure from 2 in every 3 drugs to “only” 1 in every 2 reduces cost per launch by $450 million (Paul et al. , Nature Reviews Drug Discovery 9, 203 - 214 (2010))

Background: The causes of attrition in drug development Reference: Nature Reviews Drug Discovery: August

Background: The causes of attrition in drug development Reference: Nature Reviews Drug Discovery: August 2013: p 569

Use of animals in research – predictive capacity Nonclinical animal studies often but do

Use of animals in research – predictive capacity Nonclinical animal studies often but do not always predict human response Important to review animal studies > assuming they are telling us what we think they are Assume we can always do better Many new initiatives involving data-sharing, funding opportunities and regulatory change E. g. Innovative Medicines Initiative, Horizon 20: 20, Innovate UK/NC 3 Rs nonanimal technologies (UK roadmap), NC 3 Rs working groups, EPAA, JRC, EPA, ABPI/EFPIA working groups, CRACK IT etc.

Safety pharmacology models – predictive capacity Animal models do not always translate “Plausible preclinical

Safety pharmacology models – predictive capacity Animal models do not always translate “Plausible preclinical correlates” used to examine Dizziness, Nausea, Pain, Fatigue E. g. Fatigue – preclinical correlates: reduced home cage arousal, reduced activity, reduced handling reactivity

What are the alternatives? Get more and better data from different more predictive animal

What are the alternatives? Get more and better data from different more predictive animal studies Use non-animal technologies

Use of the alternatives in practice? Workshops with FDA, EMA, MHRA E. g. Washington:

Use of the alternatives in practice? Workshops with FDA, EMA, MHRA E. g. Washington: A future vision for nonclinical protein-based biotherapeutic development Case studies with unexpected and expected toxicity and assessment of whether new technologies could have predicted the outcome • Workshop participants ≈ 60 Ø Ø Ø 10 FDA and EU regulators Plus 6 past regulators 30 Pharma/Biotech industry 5 CRO industry 10 Experts in mechanistic toxicology and emerging technologies

Why a workshop?

Why a workshop?

Case study: anti-XX Type of example the regulators do not usually see Notch pathway

Case study: anti-XX Type of example the regulators do not usually see Notch pathway involved in tumour angiogenesis Anti-XX shows robust anti-tumour activity Due to non-productive angiogenesis Proliferative vascular neoplasms Skin, lung, and heart lesions seen only in rats Liver findings in mice, rats and cynos Hepatic centrilobular to bridging sinusoidal dilation Severity: rat > mouse > cyno Decreased RBCs in rats and cynos Severity: cyno > rat Monitorable Anti-XX dose-related toxicities in rats and monkeys resulted in No-Go decision on IND Anti-XX and F(ab’)2 ab fragment associated with toxicity Different profiles across molecules and between species

Use of the alternatives in practice? Set up an expert sub-group to: Provide a

Use of the alternatives in practice? Set up an expert sub-group to: Provide a training set of biologics Advise on a set of technologies relevant to biologics to be tested Engage the UK regenerative medicine research community Workshop at Stevenage Bioscience Catalyst in collaboration with Innovate UK and the regenerative medicine hubs to ‘trouble-shoot’ industry case studies Provide resource for SMEs and larger biotechnology/pharma companies to research and develop technologies Innovate UK/NC 3 Rs/MRC/EPSRC/BBSRC Non-Animal Technologies competition - £ 6 million to be invested in 2015

Use of the alternatives in practice – regulatory perspective Major challenge with ‘validation’

Use of the alternatives in practice – regulatory perspective Major challenge with ‘validation’

Use of the alternatives in practice – regulatory perspective Major challenge with ‘validation’

Use of the alternatives in practice – regulatory perspective Major challenge with ‘validation’

Question slide Should we be increasing the use of alternative approaches for scientific and

Question slide Should we be increasing the use of alternative approaches for scientific and business reasons? What are your thoughts on how we could accelerate this while ensuring human safety? Who do we need to engage and how?

Reducing animal use within current regulatory guidelines – use of recovery animals Scientific question

Reducing animal use within current regulatory guidelines – use of recovery animals Scientific question and regulatory requirement Is the pharmacological or toxicological effect we see in our animal studies reversible or not? Need to assess this on at least one study and at least one dose study (not necessarily prior to first in man) How is this being done currently? Often by inclusion of recovery animals on all studies Often by inclusion of recovery animals on more than one dose group (biologicals>small molecules) Case by case and scientific rationale?

Reducing animal use within current regulatory guidelines – use of recovery animals Are recovery

Reducing animal use within current regulatory guidelines – use of recovery animals Are recovery animals always needed? Are they needed as often as they are used? When, why, how? 259 studies, 137 compounds, 22 companies Type of molecule 1 Therapy area 1 4 Small molecule 21 27 Biological Chemical 53 Synthetic peptide 78 Other 10 25 11 11 13 14 Oncology Neuroscience Anti-inflammatory Cardiovascular Metabolic Respiratory Anti-infective Dermatology Endocrine Gastrointestinal Urology Other/not given

Reducing animal use within current regulatory guidelines – use of recovery animals prior to

Reducing animal use within current regulatory guidelines – use of recovery animals prior to FIM Are recovery animals used by regulators prior to FIM clinical trials to make decisions? Are recovery animals used to make go/no go decisions within companies? Are there opportunities for the number of recovery animals be reduced?

Use of recovery animals: Data 1 Biologicals Recovery animals were included on all studies

Use of recovery animals: Data 1 Biologicals Recovery animals were included on all studies for 85% compounds Small molecules Recovery animals were included on all studies for 65% compounds Small molecules Biologicals 6 19 2 All studies Some studies No studies 8 51 45

Use of recovery animals: Data 2 Biologicals Recovery animals were included on > 1

Use of recovery animals: Data 2 Biologicals Recovery animals were included on > 1 dose group for 70% compounds Small molecules Recovery animals were included on >1 dose group for 28% compounds

Use of recovery animals: Data 3 15 10 5 0 8 12 16 18

Use of recovery animals: Data 3 15 10 5 0 8 12 16 18 20 24 30 32 50

Use of recovery animals: Data 4 6 4 2 0 20 24 30 40

Use of recovery animals: Data 4 6 4 2 0 20 24 30 40 48 72 80 100

Rationale for inclusion of recovery animals? Biologicals: Ranking Rationale for inclusion No. compounds %

Rationale for inclusion of recovery animals? Biologicals: Ranking Rationale for inclusion No. compounds % 1 Company practice - default 31 66% 2 Perceived regulatory expectation 25 53% 3 Biotherapeutic – PK / ADA 20 43% 4 Biotherapeutic – other (pharmacology vs. toxicity) 13 28% 5 Literature / known class effects 15 32% 6 Previous internal data on the compound 11 23% 7 Perceived first in class 7 15% 8 Signal from prior in vivo study 6 13% 9 Oncology drug 5 11% 10 Clinical request (internal or external) 2 4% 11 Formal regulatory feedback 1 2% 12 Other 1 2%

The Impact Reduction of up to 66% with thoughtful inclusion of recovery animals/study design

The Impact Reduction of up to 66% with thoughtful inclusion of recovery animals/study design Could save money as well as animals 5000 4500 Current Number of recovery animals 4987 Potential Number of animals 4000 3500 Species No. dose groups No. animals per group Rodent con + high 5 M+5 F Nonrodent con + high 2 M+2 F 3000 3004 2500 2000 2196 1500 1000 388 500 1154 1032 160 374 336 0 Total Mouse Rat Species Dog 640 NHP 66 24 Other

Change to regulatory guidance - Biosimilars ‘Generic’ protein and antibody-based drugs Cheaper and affordable

Change to regulatory guidance - Biosimilars ‘Generic’ protein and antibody-based drugs Cheaper and affordable therapies for cancer and immune diseases Global markets Companies need to show that the new product is ‘similar’ to the original so-called biosimilar Non-human primates often the only relevant species

Change to regulatory guidance - Biosimilars Biosimilar m. Abs in the pipeline are increasing

Change to regulatory guidance - Biosimilars Biosimilar m. Abs in the pipeline are increasing (Updated March 14, 2012) Global Status # # Companies Biosimilars Company locations Phase 3 6 9 China, India, Mexico, S. Korea, Switzerland Phase 2 1 1 Israel Phase 1 3 3 Germany, S. Korea, US Preclinical 22 59 Brazil, Canada, China, Hungary, India, Japan, Russia, S. Korea, Spain, Switzerland, US Totals 30 72

Biosimilar development – are we being driven by science? Typical study design for a

Biosimilar development – are we being driven by science? Typical study design for a m. Ab biosimilar (comparative tox study) Often clinical data from other countries at this point. . .

EMEA guidance suggests in vitro only

EMEA guidance suggests in vitro only

Biosimilar development – how can we inform change? UK NC 3 Rs and MHRA

Biosimilar development – how can we inform change? UK NC 3 Rs and MHRA have set up a biosimilar working group (May 2014) 12 companies from UK, Europe, US, Korea, Japan, Russia, India, Canada 4 regulatory bodies (national and international) Shared data, experience and reviewed practice from 26 products Shared experiences and reviewed current practice No company had experience of in vitro data alone being accepted for a biosimilar m. Ab This is even when the same in vitro assays as for the original product were used and there were no differences detected Survey from companies showed that in vivo studies that were not deemed scientifically necessary were often conducted and NHP use could have been reduced (to <20 animals)

Summary of the in vivo studies For all products at least one in vivo

Summary of the in vivo studies For all products at least one in vivo study was carried out 75% non-human primate, 25% rat Most (14/26) are 4 weeks in duration with some single dose studies and durations up to 26 weeks Most NHP studies are 3 M+3 F/dose but some are up to 5 M+5 F Most rodent studies are 10 M+10 F/dose but some are up to 15 M+15 F (Range: 3 -15) For 3 products a DART study had been requested in nonhuman primates

Biosimilar development – how can we inform change? Reasoning for in vivo studies fell

Biosimilar development – how can we inform change? Reasoning for in vivo studies fell into the following categories Highest common denominator (regulator geography) US/EMA meetings not timely CTA acceptance in global trials Investor acceptance Check box For the courtroom Unexpected off-target toxicity (no examples of this but was cited as a reason would be argued as scientific) All companies agree in vitro studies are more sensitive to pick up differences than in vivo All companies agree that where in vivo studies may add value a minimised study design (n=20) would suffice All companies had carried out or were asked to carry out in vivo studies that they did not consider to add scientific value One company was asked to carry out an NHP and a rodent study with the biosimilar when the clinical molecule had not been tested in these species (relevant in chimp and human only) Do we need to use as many non-human primates as we currently are?

Change to regulatory guidance - Biosimilars Reopen and input into WHO guidance National practice

Change to regulatory guidance - Biosimilars Reopen and input into WHO guidance National practice and guidelines Global harmonisation Recommendations include: - in vitro only - minimised in vivo Clarify the scientific reason for the studies: they are not to assess safety but to detect differences between products

Change to regulatory guidance Project Approach Literature review on self-administration studies comparing the rat

Change to regulatory guidance Project Approach Literature review on self-administration studies comparing the rat and the non-human primate Presentations to international regulatory authorities (EMA, FDA) Recommendations included in the revision of the international regulatory guidance (ICH M 3) Cross-company data sharing on nonclinical study design Recommendations included in the revision of the international regulatory guidance (ICH S 6) Peer-reviewed publications Six international workshops (three in the US) Recommendations implemented by companies reducing non-human primate use from 144 to 64 per drug Abuse potential Biotherapeutics Acute toxicity Impact on regulations and practice Cross-company data sharing on acute toxicity studies International regulatory change (ICH M 3) to remove the requirement for acute toxicity studies Peer-reviewed publications demonstrating that acute toxicity studies had no value Recommendations implemented by companies Up to 100 rodents per drug no longer used Two workshops with the pharmaceutical industry and international regulators from Europe, Japan and the US 78% reduction in the number of clinical trial applications which include data from acute toxicity studies between 2007 and 2014

Acute toxicology studies are: Extremely limited with regard to the parameters examined Not, in

Acute toxicology studies are: Extremely limited with regard to the parameters examined Not, in practice, used in setting doses for other animal studies Do not provide information on the nature of toxic effects Not, in practice, used to set doses in the first human clinical trial BECAUSE Other studies routinely carried out in drug development are more informative

Do animal studies always add value? Do acute toxicity studies add value in drug

Do animal studies always add value? Do acute toxicity studies add value in drug development? Refs: 1. Robinson, S. , et al. (2008). Regul Toxicol Pharmacol 50, 345 -352. 2. Robinson, S. , and Chapman, K. (2009). Regul Toxicol Pharmacol 55, 110. 3. Chapman, K. , et al (2010). Regul Toxicol Pharmacol 58, 354 -359. No for First In Man clinical trials No for overdose ICH M 3 and Q&A changed NC 3 Rs was a catalyst for change Impact: Regulatory change (ICH M 3) In 2014 only 8% of clinical trial applications included acute toxicity data 2013 16% 2014 8%

The importance of case-by-case decision making covered in this presentation Use of the 3

The importance of case-by-case decision making covered in this presentation Use of the 3 Rs supports and promotes good science and business Resist the tick box approach – regulatory flexibility Build cross-company relationships and share best practice Stimulate new thinking and development of novel technologies Enable non-competitive data-sharing across companies and sectors Make use of the EMA safe harbour Increase regulatory interaction

QUESTIONS?

QUESTIONS?

Acknowledgements: All the companies involved in NC 3 Rs activities and individuals who freely

Acknowledgements: All the companies involved in NC 3 Rs activities and individuals who freely give up their time to work on these initiatives NC 3 Rs: Fiona Sewell Cathy Vickers MHRA: Akosua Adjei David Jones Contact details Name: Kathryn Chapman Tel: 020 7611 2233 Email: kathryn. chapman@nc 3 rs. org. uk