THAI BEEF SECTOR AUTRALIAN BEEF INDUSTRY Thailand 14

THAI BEEF SECTOR & AUTRALIAN BEEF INDUSTRY Thailand 14 July 2015 By: Brian Scott Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 ; Fax: +62 21 538 5127 Website : www. globalcompliance. asia

LIVESTOCK EXPORT GROWTH Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

ESCAS (Export Supply Chain Assurance System) ESCAS is an assurance system based on four principles: Animal welfare Control through the supply chain Traceability through the supply chain Independent audit ESCAS is based around IOE standards Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

ESCAS what is it? The 2011 Australian ban on live cattle exports to Indonesia after cruelty of live exports ESCAS born in July 2011 - animals are not permitted to be sold to individual buyers out of the supply chain - delivering animal welfare outcomes and facilitating trade It includes Cattle and Buffalo, Sheep and Goats. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Regions ESCAS has been implemented in: - Indonesia - Oman - Vietnam - Bahrain - Philippines - Egypt - Qatar - Saudi Arabia - Turkey - Singapore - Israel - United Arab Emirates - Japan - Brunei - Jordan - Mauritius - Malaysia - Russia Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Contracts between Exporter and importer Importer and transport company Importer and abattoir Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

What is Animal Welfare Freedom from hunger and thirst Freedom from discomfort Freedom from pain, injury or disease Freedom to express normal behaviour Freedom from fear and distress Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Why is Animal Welfare important? Ethical reasons Product quality Product safety Legal requirements Costumer expectations Company profitability Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Principles of Animal Welfare Guiding principles for animal welfare That there is a critical relationship between animal health and animal welfare. That the internationally recognised ‘five freedoms’ (freedom from hunger, thirst and malnutrition; freedom from fear and distress; freedom from physical and thermal discomfort; freedom from pain, injury and disease; and freedom to express normal patterns of behaviour) provide valuable guidance in animal welfare. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Guiding principles for animal welfare ……. . Continued That the internationally recognised ‘three Rs’ (reduction in numbers of animals, refinement of experimental methods and replacement of animals with non-animal techniques) provide valuable guidance for the use of animals in science. That the scientific assessment of animal welfare involves diverse elements which need to be considered together, and that selecting and weighing these elements often involves value-based assumptions which should be made as explicit as possible. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Guiding principles for animal welfare ……. . Continued That the use of animals in agriculture, education and research, and for companionship, recreation and entertainment, makes a major contribution to the wellbeing of people. That the use of animals carries with it an ethical responsibility to ensure the welfare of such animals to the greatest extent practicable. That improvements in farm animal welfare can often improve productivity and food safety, and hence lead to economic benefits. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Guiding principles for animal welfare ……. . Continued That equivalent outcomes based on performance criteria, rather than identical systems based on design criteria, be the basis for comparison of animal welfare standards and recommendations. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Principles of Animal Welfare General principles for the welfare of animals in livestock production systems Genetic selection should always take into account the health and welfare of animals. Animals chosen for introduction into new environments should be suited to the local climate and able to adapt to local diseases, parasites and nutrition. The physical environment, including the substrate (walking surface, resting surface, etc. ), should be suited to the species so as to minimise risk of injury and transmission of diseases or parasites to animals. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

General principles for the welfare of animals in livestock production systems ……. . Continued The physical environment should allow comfortable resting, safe and comfortable movement including normal postural changes, and the opportunity to perform types of natural behaviour that animals are motivated to perform. Social grouping of animals should be managed to allow positive social behaviour and minimise injury, distress and chronic fear. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

General principles for the welfare of animals in livestock production systems ……. . Continued For housed animals, air quality, temperature and humidity should support good animal health and not be aversive. Where extreme conditions occur, animals should not be prevented from using their natural methods of thermoregulation Animals should have access to sufficient feed and water, suited to the animals' age and needs, to maintain normal health and productivity and to prevent prolonged hunger, thirst, malnutrition or dehydration. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

General principles for the welfare of animals in livestock production systems ……. . Continued Diseases and parasites should be prevented and controlled as much as possible through good management practices. Animals with serious health problems should be isolated and treated promptly or killed humanely if treatment is not feasible or recovery is unlikely. Where painful procedures cannot be avoided, the resulting pain should be managed to the extent that available methods allow. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

General principles for the welfare of animals in livestock production systems ……. . Continued The handling of animals should foster a positive relationship between humans and animals and should not cause injury, panic, lasting fear or avoidable stress. Owners and handlers should have sufficient skill and knowledge to ensure that animals are treated in accordance with these principles Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Requirements The exporter is responsible for the supply chains, along with the importer. External audits must be performed by an independent third party auditor Ø Initial Ø Performance Ø Variation Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Stunning of Cattle Picture of stunner Time lines between stunning and slaughter must not exceed 20 seconds. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Confirmation of death Death must be assured before performing carcase dressing or cutting procedures Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Lairage Requirements Design of lairage The lairage should be design to allow a one-way animals from unloading to the point of slaughter. Races should be arranged in such a way as to permit inspection of animals at any time, and to permit the removal of sick or injured animals when considered to be appropriate, for which separate appropriate accommodation should be provided. The lairage should have a room to animal to stand up and lie down and, when confined in pen, to turn around, except where the animal is reasonably restrained for safety reasons. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Design of lairage …. continued Fractious animals should be slaughtered as soon as possible after arrival at the slaughterhouse to avoid welfare problems. Holding pens should be designed to allow as many animals as possible to stand or lie down against a wall. Passageways and races should be either straight or consistently curved, as appropriate to the animal species. Passageways and races should have solid sides, but when there is a double race, the shared partition should allow adjacent animals to see each other. For pigs and sheep, passageways should be wide enough to enable two or more animals to walk side by side for as long as possible. At the point where passageways are reduced in width, this should be done by a means which prevents excessive bunching of the animals. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Design of lairage …. continued Animal handlers should be positioned alongside races and passageways on the inside radius of any curve, to take advantage of the natural tendency of animals to circle an intruder. Where one-way gates are used, they should be of a design which avoids bruising. Races should be horizontal but where there is a slope, they should be constructed to allow the free movement of animals without injury. In slaughterhouses with high throughput, there should be a waiting pen, with a level floor and solid sides, between the holding pens and the race leading to the point of stunning or slaughter, to ensure a steady supply of animals for stunning or slaughter and to avoid having animal handlers trying to rush animals from the holding pens. The waiting pen should preferably be circular, but in any case, so designed that animals cannot be trapped or trampled. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Design of lairage …. continued Ramps or lifts should be used for the loading and unloading of animals where there is a difference in height or a gap between the floor of the vehicle and the unloading area. Unloading ramps should be designed and constructed so as to permit animals to be unloaded from vehicles on the level or at the minimum gradient achievable. Lateral side protection should be available to prevent animals escaping or falling. They should be well drained, with secure footholds and adjustable to facilitate easy movement of animals without causing distress or injury. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Construction of lairage Lairages should be constructed and maintained so as to provide protection from unfavourable climatic conditions, using strong and resistant materials such as concrete and metal which has been treated to prevent corrosion. Surfaces should be easy to clean. There should be no sharp edges or protuberances which may injure the animals. Floors should be well drained and not slippery; they should not cause injury to the feet of the animals. Where necessary, floors should be insulated or provided with appropriate bedding. Drainage grids should be placed at the sides of pens and passageways and not where animals would have to cross them. Discontinuities or changes in floor, wall or gate colours, patterns or texture which could cause baulking in the movement of animals should be avoided. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Construction of lairage…. . continued Lairages should be provided with adequate lighting, but care should be taken to avoid harsh lights and shadows, which frighten the animals or affect their movement. The fact that animals will move more readily from a darker area into a well-lit area might be exploited by providing for lighting that can be regulated accordingly. Lairages should be adequately ventilated to ensure that waste gases (e. g. ammonia) do not build up and that draughts at animal height are minimised. Ventilation should be able to cope with the range of expected climatic conditions and the number of animals the lairage will be expected to hold. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Construction of lairage…. . continued Care should be taken to protect the animals from excessively or potentially disturbing noises, for example by avoiding the use of noisy hydraulic or pneumatic equipment, and muffling noisy metal equipment by the use of suitable padding, or by minimising the transmission of such noises to the areas where animals are held and slaughtered. Where animals are kept in outdoor lairages without natural shelter or shade, they should be protected from the effects of adverse weather conditions. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

. Laurage with broken feedbunk Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Control throughout the supply chain The ESCAS submission must clearly describe the exporter’s system for control of all supply chain arrangements for livestock transport, management and slaughter. These arrangements must ensure that livestock remain within the supply chain. The ESCAS submission must give supporting evidence of those control arrangements. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Control throughout the supply chain…. . continued An exporter could demonstrate control by: control and traceability declarations (a revised declaration can be found at EAN 2014 -16), or agreements between the exporter and importer/operators confirming animal welfare, control and traceability requirements can be met, or other documents - a management strategy or similar that outlines how ESCAS outcomes of animal welfare, control and traceability will be met. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

AWO ( Animal Welfare Officer) The role and responsibility of the Animal Welfare Officers. • Responsible • Knowledge • Respect • Trust • Commitment Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

The department's process for handling information about possible non-compliance is summarised in the flowchart below: Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

The department has a range of regulatory options to address non-compliance, either following the completion of an investigation or, in some circumstances, during an investigation. These options include: requesting further information from an exporter about an export consignment applying additional conditions to an approval to export refusing to approve an application to export issuing directions to be complied with by an exporter taking action against an exporter’s licence referring the matter to the Director of Public Prosecutions. Possible criminal sanctions include fines or imprisonment Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Consequences of non-compliance Criminal sanctions 1. Exporting without a licence 2. Intentionally/recklessly contravening a licence condition 3. False or misleading information Revoke licence s 24, AMLI Act If the Secretary is not satisfied after reviewing a written statement by the holder, then the licence may be cancelled or suspended, or suspended for a further period specified in the notice Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Examples of critical non–compliance Control and Traceability – All Species Providing false and misleading information. Known movement of animals from vessel/aircraft, feedlot and/or abattoir to any place not included in the approved exporter supply chain assurance system, with evidence of adverse animal welfare outcomes. Exported animals unaccounted for. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Examples of critical non–compliance…. continued Cattle or buffalo not individually identified before departure from Australia. Animal identification not checked on arrival at or induction into the feedlot. Reconciliation of cattle and buffalo that arrived at feedlot against animals expected to arrive at feedlot not performed. Segregation between groups of cattle and buffalo in feedlot not performed. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Examples of critical non–compliance…. continued Management of lost animal identification in feedlot not performed. Removal of animal identification in feedlot. Cattle or buffalo present in feedlot that are recorded as slaughtered. Feedlot mortality not recorded or reconciled for cattle and buffalo. Feedlot mortality not recorded or accounted for sheep and goats. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Examples of critical non–compliance…. continued Cattle and buffalo identification not checked prior to departing feedlot. Cattle and buffalo identification not checked on arrival to abattoir. Segregation between groups of cattle and buffalo in abattoir not performed. Management of lost animal identification in abattoir not performed. Removal of animal identification in abattoir prior to slaughter. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Critical non–compliance with animal welfare checklist, including but not limited to: slaughter without stunning in Mark 1 box or other equipment not compliant with OIE recommendations. slaughter with more than one cut in multiple non– stunned animals Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Examples of critical non–compliance…. continued Auditing and Reporting Feedlot documentation or access to feedlot requested by auditors not provided. Abattoir documentation or access to abattoir requested by auditors not provided. Auditors not permitted access to facilities when requested. End of processing report or independent audit report on the performance of the supply chain not provided to DAFF (following request to provide overdue end of processing report). Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

RFID reconciliation All rfids from delivery into the new country will need to be recorded through until the point of death and reconciled against the delivery dockets Notwithstanding this change, exporters must continue to demonstrate control and traceability through their supply chain and be able to provide detailed information as to the destination of cattle and/or buffalo exported by them under ESCAS for each consignment if requested by the Secretary including but not limited to the following: Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

RFID reconciliation …. . continued Number of livestock exported Number of livestock received at each feedlot Number of mortalities in each feedlot Date of entry and number of livestock that entered the Government Post-Arrival Quarantine [if applicable] Date of exit and number of livestock that departed the Government Post-Arrival Quarantine [if applicable] Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

RFID reconciliation …. . continued Number of livestock mortalities during Post-Arrival Quarantine [if applicable] Number of livestock that departed from each feedlot to each abattoir Number of livestock received and slaughtered by each abattoir Date of slaughter of the last non-pregnant animal from the consignment Number of pregnant animals in the consignment Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

RFID reconciliation …. . continued Number and percentage of livestock traced back to the tag list at the time of export Number and percentage of livestock that remained in the supply chain but were not traced back to the original tag list (i. e. lost or non-functional tags) Number and percentage of livestock that left the exporter supply chain Number and percentage of livestock not accounted for Explanation for livestock that left the supply chain and were not accounted for Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

RFID reconciliation …. . continued Number of livestock that departed from each feedlot to each depot [if applicable] Number of livestock received at each depot [if applicable] Number of mortalities in each depot [if applicable] Number of livestock that departed from each depot to each abattoir[if applicable] Number of livestock from the consignment that departed the supply chain(s) as breeding animals Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Compliance management ESCAS – Knowledge – Documented clarity of responsibilities and processes through the supply chain – Ongoing training of all participants – Cyclical compliance Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Issues • Lairage, access to non approved boxes • Shared lairage and access to alternate slaughtering facility. • Inadequate equipment to perform tasks. • Internal reporting and monitoring. • Training and education Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Vietnam New market More education needed Willingness to change Interpretation and understanding “AWO’ v’s “AHO” Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

New risk based auditing program The decision maker may take into account additional factors that reduce the risk of future noncompliance's occurring and change the risk rating and associated audit frequency. These factors could include: the presence of an animal welfare officer/supply chain manager, or exporter employees in market with ESCAS oversight responsibilities ongoing training (including assessment of competence) of facility/supply chain employees Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

New risk based auditing program …. . continued monitoring of animal handling and slaughter processes, or CCTV cameras and reviewing of footage improvements to infrastructure and/or equipment supply chain quality assurance processes (internal auditing/quality assurance systems etc) any other measures considered relevant by the delegate. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Risk Assessment Checklist Control / Traceability Animal Welfare Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

The risk scores for facilities and supply chains are combined (see Table) to determine ESCAS audit frequency for each facility. Matrix to determine the facility risk rating Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Global Compliance What do we do? Outcomes tailored to your needs for the Live Export trade ‘Track & Trace’ data management system, operates under a Quality Management System with ISO accreditation to follow. ‘Track & Trace’ Providing Account Managers, client liaison, training External Audits/ ESCAS compliance (trade mark, copyright) will become the industry standard Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Track & Trace (trade mark and copyright) • Developed to manage stock movements from port to point of slaughter. • Movements of cattle are recorded from information provided by the exporter and importer. • On line access allows exporters to ‘track and trace’ their cattle in the supply chain at any time over multiple LNC’s • Specific reports relating to complete supply chains and individual facilities can be viewed at any time. • End of processing reports are issued when the LNC is closed out. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Export Animal Care (ISO 2001 – 2009) “Export Animal Care” is a complete auditing, control, traceability, animal welfare and monitoring program designed for the live export trade, feedlotting, processing and further processing sectors Global Gap is part of an overall global food assurance program, the GLOBALG. A. P. Stakeholder Committee on Animal Welfare has worked on the establishment of criteria for animal welfare which go beyond legal requirements, and which define the contents of complementary and voluntary add-on certifications for livestock producers Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Risk Management • Our strategy takes the information from the auditing and risk assessment process and develops systems and procedures to minimise the likelihood of occurrence. • Our staff are trained in risk management and have experience in implementing risk mitigation procedures. • Risk assessments are implemented to identify residual risk critical to this industry. • Assists importers and exporters to identify critical control points through out the supply chain. • Creation of solutions and risk mitigation strategies with the outcome of a reduced risk profile • Risk is real and dynamic – we must identify and respond. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Risk Mitigation and Management • Ensuring Management Structure is implemented. • Ensuring a clear chain of responsibility is implemented. • Education and training. • Monitoring reviewing / internal auditing. • External Audits. • Continued improvement Strategies. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

GC Technology “Big Brother” Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

How Thailand can comply Defining Risk • Inherent Risk: The risk that an activity would pose if no controls or other mitigating factors were in place (the gross risk or risk before controls) • Residual risk is also known as your “vulnerability” or “exposure” the risk that remains after you have attempted to mitigate the inherent risk. Companies can only understand residual risk if they have first addressed inherent risk. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

How Thailand can comply……continued Risk Assessment Training Global Compliance Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Critical Control Points • Risk assessments should be conducted throughout the whole supply chain. Critical areas • Control. • Traceability. • Animal Welfare • Point of slaughter. Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

In Practice Documentation Logistic Importing Country Oversight Residency and record keeping Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

HAVE YOU GOT THE ANSWER? 1. Regulation 2. ESCAS cost (Importers & Exporters) 3. BENEFITS for the Importers/Exporters 4. Business Opportunity 5. Facilities/technology/skill NEEDS 6. HOW TO DO Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia

Ruko Bidex I 12, Jl. Pahlawan Seribu, BSD City, Tangerang Selatan, Banten 15332 Email: info@globalcompliance. asia Phone: +62 21 538 5127 Fax: +62 21 538 5127 Website : www. globalcompliance. asia