Small Business Innovation Research SBIR NIH Extramural Data

Small Business Innovation Research (SBIR) NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 1

TABLE OF CONTENTS SBIR SLIDE NUMBER SBIR /STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2007 3 SBIR /STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2008 4 NUMBER OF RPG AND SBIR APPLICATIONS REVIEWED BY FISCAL YEAR 5 NUMBER OF SBIR APPLICATIONS BY PHASE 6 PERCENT CHANGE IN RPG & SBIR APPLICATIONS 7 SUCCESS RATE OF SBIR PHASE I APPLICATIONS 8 SUCCESS RATE OF SBIR PHASE II APPLICATIONS 9 NUMBER OF SBIR AWARDS BY PHASE 10 SUCCESS RATES OF SBIR APPLICATIONS 11 SUCCESS RATES OF RPG & SBIR APPLICATIONS 12 SUCCESS RATES OF SBIR APPLICATIONS BY INSTITUTIONAL DEVELOPMENT AWARD (IDe. A) STATES 13 COMPARISON OF SUCCESS RATES OF RPG TYPE I AND SBIR PHASE I APPLICATIONS 14 COMPARISON OF SUCCESS RATES OF RPG TYPE II AND SBIR PHASE II APPLICATIONS 15 COMPARISON OF SUCCESS RATES OF RPG AND SBIR APPLICATIONS 16 COMPARISON OF PRIORITY SCORES OF RPG AND SBIR AWARDS BY PHASE 17 DEFINITIONS AND ADDITIONAL INFORMATION 18 DEFINITIONS AND ADDITIONAL INFORMATION 19 DEFINITIONS AND ADDITIONAL INFORMATION 20 NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 2

SBIR/STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2007 (amounts shown in millions of dollars) RPG; $14 998 STTR; $70 Other; $651 SBIR; $581 Other Research Grants; $4 728 R&D Contracts; $2 713 Cancer Control/NLM; $360 NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 3

SBIR/STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2008 (amounts shown in millions of dollars) RPG; $14 922 STTR; $70 Other; $650 SBIR; $580 Other Research Grants; $4 752 R&D Contracts; $2 958 * As of 2008 NIH has modified its traditional budget display by mechanism so that activities of National Cancer Institute’s Awards are allocated among the various trans-NIH mechanism NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 4

Number of Application (in thousands) NUMBER OF RPG AND SBIR APPLICATIONS REVIEWED BY FISCAL YEAR Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 5

Number of Applications NUMBER OF SBIR APPLICATIONS BY PHASE Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 6

Percent Change PERCENT CHANGE IN RPG & SBIR APPLICATIONS Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 7

SUCCESS RATE OF SBIR PHASE I APPLICATIONS NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 8

SUCCESS RATE OF SBIR PHASE II APPLICATIONS NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 9

Number of Awards NUMBER OF SBIR AWARDS BY PHASE Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 10

SUCCESS RATES OF SBIR APPLICATIONS NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 11

SUCCESS RATES OF RPG & SBIR APPLICATIONS NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 12

Success Rate SUCCESS RATES OF SBIR APPLICATIONS BY INSTITUTIONAL DEVELOPMENT AWARD (IDe. A) STATES IDe. A States NIH Extramural Data Book – last update May 2008 Non-IDe. A States All States Data provided by the Division of Information Services, Reporting Branch SBIR 13

Success Rate COMPARISON OF SUCCESS RATES OF RPG TYPE 1 AND SBIR PHASE I APPLICATIONS Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 14

Success Rate COMPARISON OF SUCCESS RATES OF RPG TYPE 2 AND SBIR PHASE II APPLICATIONS Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 15

COMPARISON OF SUCCESS RATES OF RPG AND SBIR APPLICATIONS NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 16

Average Priority Score COMPARISON OF PRIORITY SCORES OF RPG AND SBIR AWARDS BY PHASE Fiscal Year NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch SBIR 17

DEFINITIONS AND ADDITIONAL INFORMATION TERM DEFINITION ADDITIONAL INFORMATION Continuing Applications (Type 2) Renewal (Competing Continuation) – Request for an additional term of support based on a funded previous project; must compete for available funds. IDe. A eligible states Alaska, Arkansas, Delaware, Hawaii, Idaho, Kansas, Kentucky, Louisiana, Maine, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Mexico, North Dakota, Oklahoma, Rhode Island, South Dakota, South Carolina, Vermont, West Virginia, Wyoming and Puerto Rico. New Application (Type 1) Request for Department of Health and Human Services support of a project that has not yet been funded Other Research grants not classified as research project or research centers. Research and Development (R&D) Contracts A funding mechanism by which the NIH procures specific services. These are negotiated contracts which may be funded from intramural or extramural accounts. Excluded are inter/intra-Agency agreements (Y 01 and Y 02), resource and support contracts (N 02), and station support contracts (N 03). Research Grants Extramural awards made for Other Research Grants, Research Centers , Research Projects, and SBIR/STTRs. Includes the following: R, P, M, S, K, U series (excluding UC 6) DP 1, DP 2, D 42, G 12 Institutional Development Awards Activity Code Descriptions To access data tables for each slide while in presentation view right-click on the slide and select “edit slides” Then double-click on the graph image and the datasheet should appear in a separate window or select the data tab from the spreadsheet. If the datasheet does not appear, right-click in the chart area and select “datasheet” NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 18

DEFINITIONS AND ADDITIONAL INFORMATION TERM Research Project Grants(RPGs) DEFINITION ADDITIONAL INFORMATION Includes the following selected Research Grant and Cooperative Agreement activities : R 00, R 01, R 03, R 15, R 21, R 22, R 23, R 29, R 33, R 34, R 35, R 36, R 37, R 55, R 56, RL 1, RL 2, RL 5, RL 9, P 01, P 42, PN 1, UC 7, U 01, U 19, U 34, DP 1, DP 2. Also includes RPG’s from NLM as of FY 07. Activity Code Descriptions Exceptions: • In 1980 & 1981 activity code, U 01 was not a research project. • From 1989 until 1992 activity code, R 55 was not a research project. • In 1986 NINR did not have any research projects. • From 1984 until 1989 NCRR did not have any research projects. • FIC did not have any research projects until 1994. • From 1991 until 1996 NCRR did not consider R 21's research projects. • NLM had no research projects prior to 2007. • In FY 2002, P 41 s not RPG for NIGMS. SBIR awards are designed to support projects from small businesses ultimately having commercial viability. STTR awards are a A 3 -year pilot program begun in FY 1994 under the Small Business Innovation Research Program designed to foster technological innovations through cooperative efforts between small business and research institutions. SBIR and STTR Programs SBIR Funding Opportunities Activities are as follows: R 43, R 44, U 43 and U 44. SBIR Phase I R 43 and U 43 SBIR Phase II R 44 and U 44 NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 19

DEFINITIONS AND ADDITIONAL INFORMATION TERM STTR DEFINITION ADDITIONAL INFORMATION A 3 -year pilot program begun in FY 1994 under the Small Business Innovation Research Program designed to foster technological innovations through cooperative efforts between small business and research institutions. The STTR grants are awarded for projects having potential for commercialization. For the computation of success rates, STTR awards are not included in the count of RPGs. SBIR and STTR Programs Activities are as follows: R 41, R 42 Success Rate Indicates the percentage of reviewed applications receiving funding computed on a fiscal year basis. It is determined by dividing the number of competing applications funded by the sum of the total number of competing applications reviewed and the number of funded carryovers. NOTE: Applications having one or more amendments in the same fiscal year are only counted once. NIH Extramural Data Book – last update May 2008 Data provided by the Division of Information Services, Reporting Branch 20