National Aeronautics and Space Administration Notional Safety and

National Aeronautics and Space Administration Notional Safety and Mission Assurance Process Analysis Developed for NASA HQ, Office of Safety and Mission Assurance

Notional ELV SMA Process Map Legend HQ/Center/ Directorate Center SMA OSMA Independent Review/ Board Inline Report Project Contractor SMA Chief Engineer Element Other Matrixed Relationship # Information Flow S Spacecraft L 2 Launch Vehicle M Mission Post-SMSR CE Safety Assessment 3 Center Residency Program Point of Contact 4. 2 NESC Point of Contact 4. 1. 1 3. 3. 1 # Project Point of Contact Chief, Safety and Mission Assurance Point of Contact 8 Center Safety and Mission Assurance Point of Contact 2. 2 Point of Contact 5. 2. 1 V 9. 1. 2 a NCAS Data providing Knowledge, Understanding, Visibility 9 9 a SARR M 6. 1 KSC Eng. Directorate Point of Contact KSC SMA Point of Contact V 9 5 a M Safety Office Point of Contact 2. 3 Launch Services Chief Engineer Point of Contact 9. 1 Indept Review Team 6. 1. 1 KSC LS SMA Point of Contact 7. 1. 1 NASA Launch Mgr. Point of Contact 8. 1. 1 # Mission Elements boxed within have matrix reporting relationship to MAM Assurance Manager Point of Contact 9. 1. 2 SFIA Point of Contact V 8. 1. 1. a V 3. 3. 1 V 2. 3 COFR Aerospace Corporation Point of Contact 2. 1. 1 Config. Management Point of Contact 2. 1. 2 Contam. Control Point of Contact 8. 1. 1. 1 Quality Assurance Point of Contact 8. 1. 1. 2 8. 1. 1. 3 Electronic Parts Point of Contact Risk Management Point of Contact 12 a 12 d 2. 1. 3 Material & Processes Point of Contact 2. 1. 4 8. 1. 1. 4 Dynamics Point of Contact Environ. Requirements Point of Contact 8. 1. 1. 5 Reliability Assurance Point of Contact 8. 2. 1 Safety Engineering Point of Contact PDR MMR 12 b S CDR Program Status Reviews S 12 e S S Other 12 c Design Reviews Quality Assurance Point of Contact S 12 f Acceptance Reviews V 8. 1. 1. c 5. 1. 1 Responsible Company V 9. 1 a S V 5. 1. 1 Responsible Company Spacecraft Bus V 5. 2. 1. 1 a Instrument to S/C Integration 17 b 14 LVRR 15 a LV Ground Ops Readiness Review L L V 8. 2. 1 V 8. 2. 2 b V 9. 1. 2 b V 8. 1. 1. 6 b V 8. 2. 2 a V 14 Science Package Integration Responsible Company Instrument #1 Responsible Company Instrument #2 Responsible Company Instrument #3 DCMA Resident QA Point of Contact V 11 a Contractor Mission Assurance Point of Contact V 11 c V 10 b 1 11 c Contractor Mission Assurance Point of Contact 10 b V 10 b 2 V 11 d V 5. 2. 1. 1 b 1 11 d Contractor Mission Assurance Point of Contact DCMA Resident QA Point of Contact LRR M 5. 2. 1. 1 b V 5. 2. 1. 1 b 2 11 e NCAS Resident QA Point of Contact National Aeronautics and Space Administration 1/31/2022 V 11 e Contractor Mission Assurance Point of Contact V 17 9. 1. 1 Quality Assurance Point of Contact V 9. 1. 1 b Safety Engineering Point of Contact V 9. 1. 2 b 9. 1. 3 V 9. 1. 3 a Resident Office QE Point of Contact V 9. 1. 3 b Responsible Company Launch Operations V 9. 1. 4 a 9. 1. 4 11 f Contractor Mission Assurance Point of Contact Resident Office QA Point of Contact V 11 g 9. 1. 5 Resident Office QE Point of Contact 11 g Contractor Mission Assurance Point of Contact 10 c V 10 c DCMA Resident QA Point of Contact V 9. 2 a V 9. 1. 4 b M LMCM M V 12 V 9. 1. 2 a Launch Vehicle V 7. 1 b 16 a. MDR/W DR V 9. 1. 2 c 9. 1. 2 L/V to S/C Integration M V 9. 2 b V 8. 2. 2. c V 9. 1. 1 a Responsible Company FRR 16 b L V 15 V 9. 1. 5 a 11 b Contractor Mission Assurance Point of Contact Responsible Company 15 b LV System Review V 11 f V 11 b 10 a 17 a V 8. 1. 1. 6 c V 7. 1 a Responsible Company 5. 2. 1. 1 a V 10 a Safety Engineering Point of Contact Spacecraft Responsible Company V 7. 1. 1 V 5 8. 2. 2 12 g Pre-ship 12 h Instru. 12 i Project Reviews_ S MRRs S MRR S V 8. 1. 1. 6 a IV&V Point of Contact V 9. 1 b 8. 1. 1. 6 V 12 V 8. 1. 1. b NCAS Resident QA Point of Contact V 7 Point of Contact KSC Launch Services Program Office Point of Contact 7. 1 8. 2 Mission Assurance Office Point of Contact Program Assurance WBS Group OSMA POC Asst. AA for Launch Services 7. 2 Point of Contact SMSR 8. 1 Space Operations Directorate Point of Contact NESC Project CE V 2. 1. 1 V 2. 2. 1 Technical Authority and NESC activities can be independent, dedicated, or by request of HQ / Center / Program / Project and participate at various depths to resolve issues. * Cntr PMC 5. 3 NCAS Liaison NP[D/R] ####. #: DOCUMENT TITLE 7 6 KSC Center Director Point of Contact 5. 2 IV&V 4. 2. 1 TA System TWH 2. 1 5. 1 Contingency Notification Brief 5 Chief Engineer Point of Contact 4. 1 TA Point of Contact A. B. C. D. E. Post-SMSR OSMA Safety Assessment Post-SMSR CE Safety Assessment Programmatic Authority 3. 1 # Engineering Group Point of Contact Key Requirements/Standards Post-SMSR OSMA Safety Assessment 4 HQ PMC 1 a Sponsoring Directorate Point of Contact Center Point of Contact NASA Administrator Point of Contact Deputy Administrator Point of Contact Associate Administrator Point of Contact Review Scope Flags Ref. to Matrix Grouping Boxes Box Activity 1 V 9. 1. 5 b 9. 2 NASA Range Safety Point of Contact 30 th or 45 th Space Wing 1

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 1 TBD Office of the Administrator TBD TBD TBD 1 a TBD Program Management Council TBD TBD TBD 2 TBD Center TBD TBD TBD 2. 1 TBD Engineering Group TBD TBD TBD 2. 1. 1 TBD Configuration Management TBD TBD TBD 2. 1. 2 TBD Contamination Control TBD TBD TBD 2. 1. 3 TBD Materials and Processes TBD TBD TBD 2. 1. 4 TBD Dynamics TBD TBD TBD 2. 2 TBD Program Management Council (PMC) or Equivalent TBD TBD TBD 2. 3 V 2. 3 TBD Independent Review Team (IRT) / Integrated Independent Review Team (IIRT) TBD TBD TBD 3 TBD Sponsoring Directorate TBD TBD TBD 3. 1 TBD Program TBD TBD TBD 3. 1. 1 V 3. 1. 1 TBD Project TBD TBD TBD National Aeronautics and Space Administration 1/31/2022 2

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 4 TBD Chief Engineer TBD TBD TBD 4. 1 TBD Technical Authority (TA) TBD TBD TBD 4. 1. 1 V 4. 1. 1 TBD System Technical Warrant Holder (TWH) TBD TBD TBD 4. 2 TBD NASA Safety and Engineering Center (NESC) TBD TBD TBD 4. 2. 1 V 4. 2. 1 TBD NESC Project Chief Engineer (CE) TBD TBD TBD 5 V 5 TBD Chief Safety and Mission Assurance Officer TBD TBD TBD 5 a TBD Safety and Mission Success Review (SMSR) TBD TBD TBD 5. 1 TBD Independent Verification and Validation (IV&V) TBD TBD TBD 5. 1. 1 V 5. 1. 1 TBD Independent Verification and Validation (IV&V) TBD TBD TBD 5. 2 TBD NASA Contract Assurance Services (NCAS) Liaison TBD TBD TBD 5. 2. 1 TBD NASA Contract Assurance Services (NCAS) TBD TBD TBD 5. 2. 1. 1 a TBD NASA Contract Assurance Services (NCAS) TBD TBD TBD V 5. 2. 1. 1 a 5. 2. 1. 1 b TBD V 5. 2. 1. 1 b 1 V 5. 2. 1. 1 b 2 National Aeronautics and Space Administration 1/31/2022 3

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 5. 3 TBD OSMA ELV Project Liaison TBD TBD TBD 6 TBD Kennedy Space Center (KSC) Center TBD TBD TBD 6. 1 TBD KSC Engineering Directorate TBD TBD TBD 6. 1. 1 TBD Launch Services Chief Engineer TBD TBD TBD 7 V 7 TBD Space Operations Directorate Associate Administrator TBD TBD TBD 7. 1 V 7. 1 a V 7. 1 b TBD KSC Launch Services Program Office TBD TBD TBD 7. 1. 1 V 7. 1. 1 TBD NASA Launch Manager TBD TBD TBD 7. 2 V 7 TBD Assistant Associate Administrator for Launch Services TBD TBD TBD 8 TBD Center Safety and Mission Assurance TBD TBD TBD 8. 1 TBD Center Mission Assurance Office TBD TBD TBD 8. 1. 1 TBD Project Mission Assurance Manager TBD TBD TBD 8. 1. 1. 1 TBD Quality Assurance TBD TBD TBD 8. 1. 1. 2 TBD Electronic Parts TBD TBD TBD V 8. 1. 1. 1 a V 8. 1. 1. 1 b V 8. 1. 1. 1 c National Aeronautics and Space Administration 1/31/2022 4

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 8. 1. 1. 3 TBD Risk Management TBD TBD TBD 8. 1. 1. 4 TBD Environmental Requirements TBD TBD TBD 8. 1. 1. 5 TBD Reliability Assurance TBD TBD TBD 8. 1. 1. 6 TBD Project Quality Assurance Support to Launch Vehicle, Launch Vehicle to Spacecraft Integration and Launch Operations TBD TBD TBD 8. 2 TBD Center Safety Office TBD TBD TBD 8. 2. 1 TBD Safety Engineering TBD TBD TBD 8. 2. 2 TBD Project Safety Engineering Support to Launch Vehicle, TBD Launch Vehicle to Spacecraft Integration and Launch Operations TBD TBD 9 V 9 TBD KSC Safety and Mission Assurance (SMA) TBD TBD TBD 9 a TBD Safety Assurance Readiness Review (SARR) TBD TBD TBD 9. 1 V 9. 1 a V 9. 1 b TBD KSC Launch Services (LS) SMA TBD TBD TBD 9. 1. 1 V 9. 1. 1 a V 9. 1. 1 b TBD KSC Quality Assurance Support to Launch Vehicle and TBD Launch Operations TBD TBD V 8. 1. 1. 6 a V 8. 1. 1. 6 b V 8. 1. 1. 6 c V 8. 2. 2 a V 8. 2. 2 b V 8. 2. 2 c National Aeronautics and Space Administration 1/31/2022 5

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 9. 1. 2 V 9. 1. 2 a V 9. 1. 2 b TBD KSC Safety Engineering Support to Launch Vehicle and Launch Operations TBD TBD TBD 9. 1. 3 V 9. 1. 3 a V 9. 1. 3 b TBD KSC Resident Office Quality Engineering (QE) TBD TBD TBD 9. 1. 4 V 9. 1. 4 a V 9. 1. 4 b TBD KSC Contractor Resident Office Quality Assurance TBD TBD TBD 9. 1. 5 V 9. 1. 5 a V 9. 1. 5 b TBD KSC Contractor Resident Office Quality Engineering (QE) TBD TBD TBD 9. 1. 2 V 9. 1. 2 a V 9. 1. 2 b V 9. 1. 2 c TBD Space Flight Independent Assessment (SFIA) TBD TBD TBD 9. 2 V 9. 2 a V 9. 2 b TBD NASA Range Safety TBD TBD TBD 10 TBD Defense Contract Management Agency (DCMA) TBD TBD TBD 10 a V 10 a TBD Defense Contract Management Agency (DCMA) Resident Spacecraft QA TBD TBD TBD 10 b V 10 b 1 V 10 b 2 TBD Defense Contract Management Agency (DCMA) Resident Instruments QA TBD TBD TBD National Aeronautics and Space Administration 1/31/2022 6

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 10 c V 10 c TBD Defense Contract Management Agency (DCMA) Resident Launch Vehicle QA TBD TBD TBD 11 TBD Contractor Support to Project TBD TBD TBD 11 a V 11 a TBD Contractor Mission Assurance Support to Spacecraft TBD TBD TBD 11 b V 11 b TBD Contractor Mission Assurance Support to Instrument to Spacecraft Integration TBD TBD TBD 11 c V 11 c TBD Contractor Mission Assurance Support to Instrument #1 TBD TBD TBD 11 d V 11 d TBD Contractor Mission Assurance Support to Instrument #2 TBD TBD TBD 11 e V 11 e TBD Contractor Mission Assurance Support to Instrument #3 TBD TBD TBD 11 f V 11 f TBD Contractor Mission Assurance Support for Spacecraft Integration to Launch Vehicle TBD TBD TBD 11 g V 11 g TBD Contractor Mission Assurance Support to Launch Vehicle TBD TBD TBD 12 V 12 TBD Project Reviews TBD TBD TBD 12 a TBD Preliminary Design Review (PDR) TBD TBD TBD 12 b TBD Critical Design Review (CDR) TBD TBD TBD National Aeronautics and Space Administration 1/31/2022 7

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 12 c TBD Other Formal Design Reviews TBD TBD TBD 12 d TBD Monthly Management Review (MMR) TBD TBD TBD 12 e TBD Program Status Reviews TBD TBD TBD 12 f TBD Acceptance Reviews TBD TBD TBD 12 g TBD Pre-Ship Reviews TBD TBD TBD 12 h TBD Instrument Mission Readiness Reviews TBD TBD TBD 12 i TBD Project Mission Readiness Reviews TBD TBD TBD 13 N/A Unused Number N/A N/A N/A 14 V 14 TBD Launch Vehicle Readiness Review (LVRR) TBD TBD TBD 15 V 15 TBD ATLO Launch Vehicle Reviews TBD TBD TBD 15 a TBD Launch Vehicle Ground Operations Readiness Review TBD TBD TBD 15 b TBD Launch Vehicle System Review TBD TBD TBD 16 V 16 TBD Launch Operations Readiness Reviews TBD TBD TBD 16 a TBD Mission Dress Rehearsal (MDR) / Wet Dress Rehearsal (WDR) TBD TBD TBD National Aeronautics and Space Administration 1/31/2022 8

Notional ELV SMA Process Matrix Ref. Mission Phase Description TABLE 1. 1 Levels of Independence Depth of Penetration Point of Contact Location Reference 16 b TBD Launch Management Coordinating Meeting (LMCM) TBD TBD TBD 17 V 17 TBD Launch Readiness Review Leading to Certification of Flight Readiness TBD TBD TBD 17 a TBD Launch Readiness Review (LRR) TBD TBD TBD 17 b TBD Flight Readiness Review (FRR) TBD TBD TBD National Aeronautics and Space Administration 1/31/2022 9

Notional ELV SMA Process Matrix Definitions TABLE 1. 2 Mission Phase Information Phase Description 1 Procurement 6 LV Integration 2 Design (Hardware (HW) & Software (SW)) 7 System Test and Simulated Flight 3 Payload Manufacture 8 Pre-launch Operations 4 Payload Systems Test 9 Launch Operations 5 Spacecraft (S/C) Integration to Launch Vehicle (LV) 10 Post-launch Operations Depth of Penetration Definition 0. No Penetration 1. Low Penetration Evaluation of customer feedback and assessment of the supplier's data and metrics, including reviewing a minimum set of information to assure compliance with requirements. 2. Basic Penetration Assessment of the supplier's processes, including daily or weekly involvement in processes / tasks to identify and resolved issue and assure product or process compliance. 3. Intermediate Penetration Task observation of the supplier's processes, including sampling a minimum set of product or process data to assure product or process compliance. 4. In-Depth Penetration In-depth observation of the supplier's processes, including independent assessments and detailed monitoring of the processes / tasks 5. Total Penetration In-line involvement with the supplier's processes, including complete and independent evaluation as well as detailed participation in the processes / tasks. Levels of Independence Definition 0 Program/Project Manager's In-Line Checking Functions / Reports Assessment to Program Manager (e. g. , SSP/SMA managers, quality assurance, inspection) 1 In-Line Resources for Assurance Activity / Reports Assessment to Authorities Within Upper Line Management (e. g. , NASA/HQ OSF Review Team) 2 Organizationally funded / Not In-Line / Reports Assessment to Upper/Top Program Line Management (e. g. , NASA SMA Review Team, NASA HEDS Assurance Board) 3 Organizationally funded / Not In-Line / Reports Assessment to Organizational Authority Outside (above) Program Line Management (e. g. , NASA Aerospace Safety Advisory Panel) 4 Organizationally funded / Reports Assessment to Authorities Outside Organization (e. g. , funded by NASA and reports to Congress or White House Gehman Board, Rogers Commission) 5 Receives Resources from and Reports to a Different Organization (e. g. , General Accounting Office) National Aeronautics and Space Administration 1/31/2022 10

Notional ELV SMA Process Map and Matrix Acronyms Acronym Definition National Aeronautics and Space Administration 1/31/2022 TABLE 1. 3 Acronym Definition 11

Notional ELV SMA Process Map and Matrix Contact Directory Name Location Organization National Aeronautics and Space Administration 1/31/2022 TABLE 1. 4 Telephone Map Ref. 12