n n ISO 2789 2006 International library statisticsGBT

参照标准 已发布的标准： n n ISO 2789: 2006 International library statistics(国际图书馆统计)GB/T 13191 -2009（信息与文献图书馆统计，等同采用ISO 2789） ISO 11620: 2008 Library performance indicators(图书馆绩效指标) ISO/TR 28118: 2009 Performance indicators for national libraries（ 国家图书馆绩效指标） n ANSI/NISO Z 39. 93 -2013 The Standardized Usage Statistics Harvesting Initiative (SUSHI) Protocol 标准化使用统计数据收收割协 议 n Release 4 of the COUNTER Code of Practice for e-Resources (Published April 2012) n Release 3 of the COUNTER Code of Practice for e-Resources (Published 2008) 4

ULRICHS连续出版物数量统计 来源： http: //www. ulrichsweb. com [2016 -06 -27]

期刊整体馆藏评估 学科分区 No. 1 Q 2 Q 3 Q 4 去重共计 馆藏期刊合 计 JCR合计 213 232 4149 4548 4098 4638 3528 4128 2956 4202 8942 10927 占比 91. 81% 91. 23% 88. 36% 85. 47% 70. 35% 81. 83% 11

引用期刊无馆藏出版社汇总 TOP 10（共 314个出版社） n Elsevier、Wiley、Springer、Taylor平台上有部分刊不在 DRAA采购方案内 Publisher Elsevier Wiley-Blackwell American Medical Association Thieme Institute of Pure and Applied Physics American Scientific Publishers Physicians Postgraduate Press, Inc. APA American Association of Neurological Surgeons Portland Press, Ltd. 2012 -10 -16 引用 次数 1773 1468 744 383 347 342 294 263 217 183 引用 期刊数 143 87 10 15 3 19 3 30 7 3 19

ESI来源刊馆藏保障（2014） Category name ECONOMICS & BUSINESS SOCIAL SCIENCES, GENERAL PHYSICS IMMUNOLOGY NEUROSCIENCE & BEHAVIOR COMPUTER SCIENCE MICROBIOLOGY MOLECULAR BIOLOGY & GENETICS BIOLOGY & BIOCHEMISTRY ENGINEERING MATHEMATICS SPACE SCIENCE ENVIRONMENT/ECOLOGY CLINICAL MEDICINE CHEMISTRY PSYCHIATRY/PSYCHOLOGY GEOSCIENCES PHARMACOLOGY & TOXICOLOGY MATERIALS SCIENCE Multidisciplinary AGRICULTURAL SCIENCES PLANT & ANIMAL SCIENCE 共计 馆藏数量 来源刊数量 505 1659 262 132 279 318 93 247 337 682 395 44 258 1475 410 471 308 204 252 31 241 547 542 1870 302 153 324 371 111 297 407 827 480 54 320 1841 514 608 398 267 332 41 328 767 保障率 93. 17% 88. 72% 86. 75% 86. 27% 86. 11% 85. 71% 83. 78% 83. 16% 82. 80% 82. 47% 82. 29% 81. 48% 80. 63% 80. 12% 79. 77% 77. 47% 77. 39% 76. 40% 75. 90% 75. 61% 73. 48% 71. 32% 4909 5684 86. 37% 2012 -09 -04 25

SCOPUS上交大发文、被引年代分布 Year 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 citations 4429 21208 43611 51074 57351 66899 63143 61119 56500 48738 38519 24872 18526 11523 9327 发文 篇均被引 9501 0. 47 10390 2. 04 9531 4. 58 8970 5. 69 8169 7. 02 8294 8. 07 7438 8. 49 7028 8. 70 6299 8. 97 5747 8. 48 4073 9. 46 2330 10. 67 1843 10. 05 1750 6. 58 1169 7. 98 26

SCOPUS上交大发文、被引出版社分布 main Publisher Elsevier Wiley-Blackwell Springer ACS IEEE APS Macmillan RSC Io. P Science Press AIP Taylor & Francis Wolters Kluwer Health Shanghai Jiaotong University Press OUP Public Library of Science Optical Society of America National Academy of Sciences 共计（1385个出版社） citations 203597 39521 37434 29921 25401 13283 13011 10049 9900 7791 7088 7025 6864 6675 5098 4892 3169 569486 发文 篇均被引 被引占比 14. 65 35. 75% 13895 12. 09 6. 94% 3270 5. 74 6. 57% 6524 27. 13 5. 25% 1103 14. 90 4. 46% 1705 21. 67 2. 33% 613 33. 71 2. 28% 386 13. 88 1. 76% 724 8. 93 1. 75% 1114 3. 41 1. 74% 2899 11. 91 1. 37% 654 5. 37 1. 24% 1319 10. 49 1. 23% 670 1. 22 1. 21% 5617 12. 20 1. 17% 547 6. 53 0. 90% 781 11. 30 0. 86% 433 44. 01 0. 56% 72 75832 7. 51 100. 00% 27

WOS上交大发文、被引年代分布 SOURCEYEAR 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 TOT_CITES 6761 25414 44126 46205 52418 56401 52404 47617 43538 35770 29237 发文 篇均被引 8431 0. 80 7770 3. 27 6391 6. 90 5469 8. 45 4781 10. 96 4416 12. 77 3960 13. 23 3460 13. 76 2895 15. 04 2278 15. 70 1754 16. 67 28

ESI机构Citations Per Paper基线 40 35 30 25 20 15 10 ESI篇均被引基� SJTU篇均被引 5 0 MULTIDISCIPLINARY BIOLOGY & BIOCHEMISTRY ECONOMICS & BUSINESS MATHEMATICS 2012 -09 -04 29

ESI机构Citations基线比较 100 000 90 000 80 000 70 000 60 000 50 000 40 000 30 000 20 000 10 000 0 SPACE SCIENCE 机构被引最低合� IMMUNOLOGY NEUROSCIENCE & BEHAVIOR MATERIALS SCIENCE SJTU被引合� 30

顶尖期刊文章与被引量的关系 期刊 Nature Physics SCIENCE LANCET NATURE NEW ENGLAND JOURNAL OF MEDICINE LANCET ONCOLOGY NATURE REVIEWS DRUG DISCOVERY PLOS MEDICINE TECHNOVATION LANCET NEUROLOGY NATURE REVIEWS CANCER AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE JAMA-JOURNAL OF THE AMERICAN MEDICAL ASSOCIATION INTERNATIONAL JOURNAL OF APPROXIMATE REASONING IMMUNOLOGICAL REVIEWS Autophagy HUMAN REPRODUCTION UPDATE PROGRESS IN ENERGY AND COMBUSTION SCIENCE CRITICAL REVIEWS IN ENVIRONMENTAL SCIENCE AND TECHNOLOGY NATURE BIOTECHNOLOGY 被引合计 发文合计 篇均被引 1388 5 277. 60 2976 14 212. 57 3888 20 194. 40 2823 15 188. 20 1290 7 184. 29 1135 7 162. 14 139 1 139. 00 138 1 138. 00 132 1 132. 00 131 1 131. 00 236 408 202 199 973 95 662 2 4 2 2 10 1 7 118. 00 102. 00 101. 00 99. 50 97. 30 95. 00 94. 57 181 176 2 2 90. 50 88. 00 上交大 20042014年 发文篇 均被引 top 20 期刊 32

交大高被引文章 Title Characterization of micro. RNAs Observation of a large-gap to Global and regional mortality Prevalence of diabetes among Inhibition of Hedgehog signal SHEsis, a powerful software p Disability-adjusted life year Source title 2008 Cell Research 2009 Nature Physics 2012 The Lancet New England Journal of 2010 Medicine 2009 Science 2005 Cell Research 2012 The Lancet Erlotinib versus chemotherapy 2011 The Lancet Oncology 733 Observation of electron-antin Second-generation versus firs Guidelines for the use and in 722 717 678 Controlled Functionalization 2012 Physical Review Letters 2009 The Lancet 2012 Autophagy Applied Mathematics and 2004 Computation 2009 Nature 2008 Nature Genetics Journal of the American 2004 Chemical Society Dark matter results from 225 Years lived with disability ( 2012 Physical Review Letters 2012 The Lancet 501 499 Structural bioinformatics and 2004 Current Medicinal Chemistry 495 On the homotopy analysis meth A tunable topological insulat Identification of loci associ Identification and characteri Effect of single wall carbon Year 2008 Cancer Research 2005 Toxicology Letters Cited by 1209 1154 970 913 839 772 747 上交大 20042014年高 被引论文 top 20， 大部分为 与其它机 构合作发 表 667 662 560 501 470 451 33

出版社分布 出版社与出版量的二八法则，20%的出版社出版了80%的 学术图书。数据来源：YBP 2012 -2013财年统计 Profiled 序号 Publisher Titles 1 SPRINGER 5195 2 ROUTLEDGE 2808 3 NOVA SCIENCE 2120 4 JOHN WILEY 1632 5 PALGRAVE MACMILLAN 1630 6 OXFORD UNIVERSITY PRESS 1121 8 ARTBOOK / D. A. P. 964 9 CAMBRIDGE UNIV PRESS 882 11 CRC PRESS 781 14 ASHGATE 647 25 Elsevier Academic Press 357 73 CONTINUUM 154 291 DA CAPO 43 共计 1458家 64376 出版社比 累积出 出版量 例 版量 比例 0. 01 0. 05 0. 2 20908 90675 36635 53847 32. 48% 56. 91% 83. 64% 36

ARL的图书与期刊成本增长趋势 Monograph and Serial Costs in ARL Libraries, 1986 -2011* 425% Serial Expenditures 375% 325% % Change Since 1986 275% 225% 175% Monograph Unit Cost 125% 75% Monograph Expenditures 25% Monographs Purchased -25% 1986 1989 1992 1995 1998 2001 2004 2007 2010 2011 38

ARL图书经费比重 经费高的学校，图书经费比例也高；经费少的学校‘弃书保 刊’ University Libraries Monographs 专著占资源 Current Serials Total Library Materials 总经费的比 例 Mean 2, 574, 673 22% 7, 577, 613 11, 596, 797 Median 2, 056, 586 20% 7, 192, 136 10, 274, 939 High 15, 345, 869 39% 15, 015, 672 39, 105, 895 Low 244, 960 6% 3, 445, 792 4, 073, 010 Sum 290, 938, 016 22% 856, 270, 302 1, 322, 034, 898 39

ARL 电子图书经费（来源 ARL STAT 2013 -2014) 2012 -09 -04 40

电子图书的价格模式 数据来源：GOBI 3 系统(Global Online Bibliographic Information) 2012 -09 -04 41

上交大电子图书统计-截止到 2014年 所属数据库 Cambridge e. Books CRCnetbase Ebrary EBSCO Elsevier e. MRWs Elsevier Woodhead Emerald EMS Knovel Myi. Library OSO-UPSO Palgrave RSC Springer SBA Springer. Link Taylor & Francis Wiley EMRW 共计 购买种数 10624 8219 116832 9925 132 1158 642 113 5363 15435 9632 2660 12277 1123 7165 43539 1190 14536 140 260705 2012 -09 -04 44

核心书目－Bk. CI的出版社分布(2015) Publisher PALGRAVE SPRINGER ROUTLEDGE CAMBRIDGE UNIV PRESS SPRINGER-VERLAG BERLIN EDWARD ELGAR PUBLISHING LTD ELSEVIER ACADEMIC PRESS INC E J BRILL NOVA SCIENCE PUBLISHERS, INC ELSEVIER SCIENCE BV PRINCETON UNIV PRESS BLACKWELL SCIENCE PUBL UNIV CALIFORNIA PRESS ASHGATE PUBLISHING LTD WALTER DE GRUYTER & CO UNIV PENNSYLVANIA PRESS HUMANA PRESS INC EMERALD GROUP PUBLISHING LTD WOODHEAD PUBL LTD INFORMATION AGE PUBLISHING-IAP 共计 508个出版社 合计 7895 5590 4655 4447 3817 1506 1385 1378 1354 1209 1148 1108 1099 1098 1081 819 818 649 628 609 42293/60239 占比 13. 11% 9. 28% 7. 73% 7. 38% 6. 34% 2. 50% 2. 30% 2. 29% 2. 25% 2. 01% 1. 91% 1. 84% 1. 82% 1. 79% 1. 36% 1. 08% 1. 04% 1. 01% 70. 21% 45

核心书目－Bk. CI的学科分布(2015) Wo. S Category History Literary Theory & Criticism Economics Education & Educational Research Political Science International Relations Business Law Philosophy Religion Business, Finance Environmental Studies Linguistics History & Philosophy of Science Computer Science, Artificial Intelligence Cultural Studies Communication Mathematics Engineering, Electrical & Electronic Anthropology 共计 250个学科 合计 占比 4108 2840 2810 2723 1865 1723 1665 1446 1369 1293 952 852 830 810 809 791 785 782 744 6. 82% 4. 71% 4. 66% 4. 52% 3. 10% 2. 86% 2. 76% 2. 40% 2. 27% 2. 15% 1. 58% 1. 41% 1. 38% 1. 34% 1. 31% 1. 30% 1. 24% 30049/60239 49. 88% 46

Choice Outstanding 2009 -2013学科分布 学科 North America English & American Social & Behavioral Sciences Economics U. S. Politics Religion Philosophy Sociology Humanities Science & Technology International Relations Education Comparative Politics Health Sciences Business, Management & Labor Psychology Art & Architecture Anthropology Film Western Europe 合计 210 176 163 136 122 114 100 96 93 91 88 78 77 75 71 71 70 69 69 68 47

Choice Outstanding 2009 -2013出版社分布 出版商 Oxford University Press Cambridge University Press Yale University Press Princeton University Press University of Chicago Press John Wiley Palgrave Macmillan Harvard University Press University of California Press Rowman & Littlefield Routledge Johns Hopkins University Press Stanford University Press Springer Columbia University Press MIT Press W W Norton University of North Carolina Press Duke University Press New York University Press 合计 288 280 165 159 114 101 100 86 81 63 63 62 50 49 45 44 41 41 40 35 2012 -09 -04 48

书评 Choice, 美国图书馆协会和研究图书馆分会出版， 每年北美出版图书入选7000种。Outstanding Academic Titles约 700种图书 http: //www. cro 2. org/ Book Review Index(Book Review Digest Plus)， H. W. Wilson(EBSCO), 收录来自 8000多种期刊的书 评。 Science，每年发表 200~300篇 Web of Science，Book Review(限定文献类型检索） 49

绩效评估－Bk. CI核心书目保障率(201209) 根据Bk. CI学科收录图书数量排序，人文学科保障率低、自 然科学、 程技术学科保障率高 Bk. CI学科 HISTORY ECONOMICS EDUCATION & EDUCATIONAL RESEARCH LITERARY THEORY & CRITICISM INTERNATIONAL RELATIONS BUSINESS POLITICAL SCIENCE PHILOSOPHY LAW COMPUTER SCIENCE, AI RELIGION AREA STUDIES BUSINESS, FINANCE MATHEMATICS ENGINEERING, ELECTRICAL & ELECTRONIC 共计（291个学科） 收录数量 馆藏数量 1986 442 1675 529 1496 546 1374 269 1026 234 1003 390 968 254 679 254 671 243 634 591 548 152 517 99 505 198 497 366 469 32731 378 13673 比例 22. 26% 31. 58% 36. 50% 19. 58% 22. 81% 38. 88% 26. 24% 37. 41% 36. 21% 93. 22% 27. 74% 19. 15% 39. 21% 73. 64% 80. 60% 41. 77% 51

绩效评估－Bk. CI核心书目保障率(201404) 近二年，核心书目保障率提升12%，人文社科馆藏提升明显。 Bk. CI学科 HISTORY ECONOMICS POLITICAL SCIENCE EDUCATION & EDUCATIONAL RESEARCH LITERARY THEORY & CRITICISM INTERNATIONAL RELATIONS LAW RELIGION PHILOSOPHY BUSINESS MATHEMATICS SOCIOLOGY LINGUISTICS HISTORY & PHILOSOPHY OF SCIENCE BUSINESS, FINANCE ENGINEERING, ELECTRICAL & ELECTRONIC COMPUTER SCIENCE, ARTIFICIAL INTE. 共计（250个学科） 收录数量 3280 2129 2106 1957 1776 1264 1236 1224 1123 1058 707 704 687 633 628 600 563 50094 馆藏数量 1728 1094 1149 911 1071 610 499 498 596 512 546 343 416 400 312 423 513 26760 比例 52. 68% 51. 39% 54. 56% 46. 55% 60. 30% 48. 26% 40. 37% 40. 69% 53. 07% 48. 39% 77. 23% 48. 72% 60. 55% 63. 19% 49. 68% 70. 50% 91. 12% 53. 42% 52

Springer ebook评估-Bk. CI匹配 53

Ebrary AC评估-Choice Outstanding Title匹配 54

电子图书采购模式 买断 租用 DDA 55 • Netlibrary、Myilbrary、酶学方法…（CALIS－DRAA） • Springer、Palgrave、CBO、OSO…（上海集团） • Elsevier e. MRW、Wiely e. MRW、CRC Net. Basce（单馆） • Ebrary Academic Complete • Knovel • 出版社DDA(EBA-Evidence Based Acquisition; UBCMUsage Based Collection Management) • 集成商DDA—Ebrary、EBL、Dawson

Are books underperforming library assets? • 2004 -09 Brown University Library readers used 22% of bought print titles more than twice, 12% twice and 26% once. 40% of titles were never used! • Pittsburg University Library (40% of titles never used) found that books not used in the first 2 years had a 25% chance of ever being used. Books not used in the first 6 years have a 2% chance of ever being used • At ARLs, 56% of books never leave the stacks!

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