IMO Activities to enhance Maritime Security Captain Kyung

IMO Activities to enhance Maritime Security Captain Kyung – Rae Min Head, Cargoes and Facilitation Section Maritime Safety Division IMO 1

11 September 2001 2

Resolution A. 924(22) (20 November 2001) - - A call for a review of measures and procedures to prevent acts of terrorism which threaten the security of passenger and crews and the safety of ships; A boost to the Organization’s technical co-operation programme of £ 1. 5 million to help developing countries to address maritime securing issues. 3

Limburg – October 2002 4

Diplomatic Conference December 2002 Conference resolution 1 Amendments to SOLAS • Chapter V • Chapter XI-1 • Chapter XI-2 5

Diplomatic Conference December 2002 Conference resolution 2 International Ship & Port Facility Security Code (ISPS Code) Part A – Mandatory Part B - Recommendatory 6

Diplomatic Conference December 2002 (1) Other Conference resolutions: • Resolution 3. - Further work by the International Maritime Organization pertaining to the enhancement of maritime security; • Resolution 4. - Future amendments to Chapters XI-1 and XI-2 of the 1974 SOLAS Convention on special measures to enhance maritime safety and security; • Resolution 5. - Promotion of technical co-operation and assistance; • Resolution 6. - Early implementation of the special measures to enhance maritime security; 7

Diplomatic Conference December 2002 (2) • Resolution 7. - Establishment of appropriate measures • • to enhance the security of ships, port facilities, mobile offshore drilling units on location and fixed and floating platforms not covered by chapter XI-2 of the 1974 SOLAS Convention; Resolution 8. - Enhancement of security in co-operation with the International Labour Organization; Resolution 9. - Enhancement of security in co-operation with the World Customs Organization; Resolution 10. - Early implementation of long-range ship’s identification and tracking; and Resolution 11. - Human element-related aspects and shore leave for seafarers. 8

SOLAS Chapter XI-2 (1) Regulations: 1 2 3 4 5 6 Definitions Application Obligations of Contracting Governments with respect to maritime security Requirements for Companies and ships Specific responsibility for Companies Ship security alert system 9

SOLAS Chapter XI-2 (2) Regulations: 7 8 9 10 11 12 13 Threats to ships Master’s discretion for ship safety and security Control and compliance measures Requirements for port facilities Alternative security agreements Equivalent security arrangements Communication of information 10

ISPS Code (1) 1 2 3 4 5 Preamble Part A and Part B General (introduction, objectives and functional requirements) / Introduction Definitions Application Responsibilities of Contracting Governments Declaration of security 11

ISPS Code (2) 6 7 8 9 10 11 12 13 Obligations of the Company Ship security assessment Ship security plan Records Company security officer Ship security officer Training, drills and exercises on ship security 12

ISPS Code (3) 14 15 16 17 18 19 Port facility security assessment Port facility security plan Port facility security officer Training, drills and exercises on port facility security Verification and certification for ships 13

Rationale -- Risk management activity Appropriate security measures Risk assessment ISPS Code standard framework – evaluating risk – change threat level – change vulnerability of ships/port facility - Functional security requirements for ships and port facilities 14

Responsibilities of Governments (1) - Determination of Port Facilities - Designated Authorities - Recognised Security Organizations (RSOs) 15

Responsibilities of Governments (2) Three security levels: • Security Level 1, normal: at which ships and port facilities normally operate • Security Level 2, heightened: applying as long as there is a heightened risk of a security incident • Security Level 3, exceptional: applying for the period of time when there is the probable or imminent risk of a security incident 16

Responsibilities of Governments (3) - Port Facility Security Assessment - Approval of security plans - Communication of information 17

Responsibilities of Governments (4) - Verification and certification for ships - International Ship Security Certificate (ISSC) - Seafarer identification document 18

Responsibilities of Governments (5) - Port state control - Additional control measures 19

Responsibilities of the Company and the Ship (1) - Company security officer (CSO) - Ship security officer (SSO) - Ship security assessment (SSA) - Ship security plan(s) (SSP) 20

Responsibilities of the Company and the Ship (2) - International Ship Security Certificate (ISSC) - Automatic identification system (AIS) - Ship security alert system (SSAS) - Declaration of Security (Do. S) - Training 21

Responsibilities of the Port Facility (1) - Port facility security assessment (PFSA) - Port facility security officer (PFSO) - Port facility security plan(s) (PFSP) 22

Responsibilities of PFSO (1) - Operational and physical security measures - Respond to security level - Declaration of security (Do. S) - Training 23

ISPS Code PFSP Company Security Officer SSP Set Security Level Local Administrator Manage Different Security Level Request Declaration of Security Ship Security Officer Contracting Government Port Facility Security Officer PFSA SSA 24

SOLAS AMENDMENTS AND THE ISPS CODE ENTRY INTO FORCE 1 JULY 2004 25

Recent Progress 26

MSC 77 (1) (May/June 2003) • Provision of SSAS – MSC/Circ. 1072 • Directives for MRCCs on acts of violence – MSC/Circ 1073 • Interim guidelines for the authorization of RSOs – MSC/Circ 1074 • Revised performance standards for SSAS – MSC. 147(77) • Amendments to resolution A. 890 – Safe Manning 27

MSC 77 (2) (May/June 2003) Guidance on implementation of SOLAS XI-2 and ISPS Code (MSC/Circ. 1097) • • Mobile and immobile floating units International Ship Security Certificate • Issuance • Subsequent failures or suspension • Training and Certification • Implementation of the new regime 28

Future Work Programme 29

Future Work Programme (1) - Long-range identification/tracking - Functional requirements - Carriage requirements - Co-operation between IMO/WCO - Co-operation between IMO/ILO - Seafarer ID - Joint ILO/IMO WG on Port Security 30

Future Work Programme (2) - Model courses for CSO, SSO and PFSO - Review of resolutions A. 787 and A. 882 (Port State Control) - Guidance on control and compliance - Further guidance on uniform and consistent implementation of SOLAS XI-2 and ISPS 31

Future Work Programme (3) - Review of facilitation aspects - FAL Forms - EDI - Review of resolution A. 872 – Prevention and suppression of illicit smuggling of drugs 32

Future Work Programme (4) 1. Review of cargo related IMO instruments: 1 Recommendations on the safe transport of dangerous cargoes and related activities in port areas (MSC/Circ. 675); 2 IMO/ILO/UNECE Guidelines for packing of CTUs (MSC/Circ. 787); and 3 Model course on safe packing of CTUs (3. 18) 33

Co-operation IMO / WCO Memorandum of Understanding (Mo. U) -Integrity of the multi-modal transport chain -Container examination -Container sealing -Ship/port interface -Exchange of information -Project activities -Reciprocal representation 34

www. imo. org IMO Safe, secure and efficient shipping on clean oceans 35