Has There Been Progress on the P vs

Has There Been Progress on the P vs. NP Question? Scott Aaronson (MIT)

P vs. NP: I Assume You’ve Heard of It Frank Wilczek (Physics Nobel 2004) was recently asked: “If you could ask a superintelligent alien one yes-or-no question, what would it be? ” His response: “P vs. NP. That basically contains all the other questions, doesn’t it? ”

A Depressing Possibility… From the standpoint of P vs. NP, the last 50 years of complexity theory have taken us around in circles and been a complete waste of time. This talk: We might be nowhere close to a proof, but at least the depressing possibility doesn’t hold! We’ve found (and continue to find) nontrivial insights that will play a role in the solution, assuming there is one. The end is not in sight, but we’re not at the beginning either.

Achievement 1: Increased Confidence That P vs. NP Was The Right Question To Ask

NP-completeness Goal: Lift this box What NP-completeness accomplished… PCP SAT

The Unreasonable Robustness of P A half-century of speculation about alternative computational models has taken us only slightly beyond P “But can’t soap bubbles solve the Minimum Steiner Tree problem in an instant, rendering P vs. NP irrelevant? ” Would-be P NP provers: don’t get discouraged! Likewise for spin glasses, folding proteins, DNA computers, analog computers…

More serious challenges to the Polynomial-Time Church-Turing Thesis have also been addressed… Randomness: P = BPP under plausible assumptions (indeed, assumptions that will probably have to be proved before P NP) [NW 94], [IW 97], … Nonuniform Algorithms: P/poly is “almost the same as P, ” for P vs. NP purposes [Karp-Lipton 82] Quantum Computing: BQP probably is larger than P. But even NP BQP doesn’t look like a “radically” different conjecture from P NP Quantum Gravity? What little we know is consistent with BQP being the “end of the line” E. g. , topological quantum field theories can be simulated in BQP [FKLW’ 02]

Achievement 2: Half a Century of Experience with Efficient Computation, Increasing One’s Confidence That P NP

Trivial Problems #P Problems with Miraculous Cancellation Determinant, counting planar perfect matchings, 3 regular-planar-mod-7 -SAT… Dynamic Programming Linear Programming Semidefinite/Convex Programming P #P Problems with Miraculous Positivity Test Matching, Littlewood. Richardson coefficients… Polynomial Identity Testing (assuming P=BPP) Matrix Group Membership (modulo discrete log) Polynomial Factoring

Experimental Complexity Theory We now have a fairly impressive “statistical physics understanding” of the hardness of NP-complete problems [Achlioptas, Ricci-Tersenghi 2006] Known heuristic CSP algorithms fail when a large connected cluster of solutions “melts” into exponentially many disconnected pieces

Claim: Had we been physicists, we would’ve long ago declared P NP a law of nature Feynman apparently had trouble accepting that P vs. NP was an open problem at all! When people say: “What if P=NP? What if there’s an n 10000 algorithm for SAT? Or an nlogloglog(n) algorithm? ” Response: What if the aliens killed JFK to keep him from discovering that algorithm?

“But couldn’t you have said the same about Linear Programming before Khachiyan, or primality before AKS? ” No. In those cases we had plenty of hints about what was coming, from both theory and practice. “But haven’t there been lots of surprises in complexity? ”

Achievement 3: Knowing What A Nontrivial Lower Bound Looks Like

Can P vs. NP Be Solved By A “Fool’s Mate? ” (A 5 -line observation that everyone somehow missed? ) Suppose P=NP. Then clearly PA=NPA for all oracles A. But this is known to be false; hence P NP. Fact [A. -Wigderson ’ 08]: Given a 3 SAT formula , suppose a randomized verifier needs (polylog n) queries to decide if is satisfiable, even given polylog(n) communication with a competing yes-prover and no-prover (both of whom can exchange private messages not seen by the other prover). Then P NP. Proof: If P=NP, then NEXP=RG (where RG = Refereed Games), and indeed NEXPA=RGA for all oracles A.

So What Does A Real Chess Match Look Like? Monotone lower bound for CLIQUE [Razborov] Lower bounds on proof complexity Lower bounds for constantdepth circuits [FSS, Ajtai, RS] Circuit lower bounds based on algebraic degree [Strassen, Mulmuley…] Lower bounds for specific algorithms (DPLL, GSAT…) Bounds on spectral gaps for NPcomplete problems [DMV, FGG] nlog(n) lower bound on multilinear formula size [Raz] Time-space tradeoffs for SAT Circuit lower bounds for PP, MAEXP, etc. [BFT, Vinodchandran, Santhanam]

Metaquestion: Given how short these results fall of proving P NP, can we infer anything from them about what a proof of P NP would look like? Yes! Any proof of P NP (or at least of NP P/poly, NP co. NP, etc. ) will have to contain most of the known lower bounds as special cases Analogy: We don’t have a quantum theory of gravity, but the fact that it has to contain the existing theories (QM and GR) as limiting cases constrains it pretty severely This provides another explanation for why P NP is so hard, as well as a criterion for evaluating proposed approaches

Achievement 4: Formal Barriers

The known barriers, in one sentence each Relativization [BGS’ 75]: Any proof of P NP (or even NEXP P/poly, etc. ) will need to use something specific about NPcomplete problems—something that wouldn’t be true in a fantasy universe whereserious P and NP machines could both solve But don’t mathematicians ignore PSPACE-complete problems for and free just plunge ahead all these barriers, Algebrization [AW’ 08]: proof of P NP (or even and tackle. Any hard problems—their minds NEXP P/poly, etc. )unpolluted will need to by usepessimism? something specific about NPcomplete problems, besides the extendibility to low-degree polynomials used in IP=PSPACE and other famous non-relativizing If you like to be unpolluted by pessimism, results why are you thinking about P vs. NP? Natural Proofs [RR’ 97]: Any proof of NP P/poly (or even NP TC 0, etc. ) will need to use something specific about NPcomplete problems—some property that can’t be exploited to efficiently certify a random Boolean function as hard (thereby breaking pseudorandom generators, and doing many of very things we

P EXP [Hartmanis-Stearns] RELATIVIZATIO N P NP ALGEBR IZATION PARITY AC 0 [FSS, Ajtai] NATURAL PROOFS MAEXP P/poly [BFT]

Achievement 5: Connections to “Real” Math

The Blum-Cucker-Shub-Smale Model One can define analogues of P and NP over an arbitrary field F When F is finite (e. g. , F=F 2), we recover the usual P vs. NP question When F=R or F=C, we get an interesting new question with a “mathier” feel All three cases (F=F 2, F=R, and F=C) are open, and no implications are known among them But the continuous versions (while ridiculously hard themselves) seem likely to be “easier” than the discrete version

Even Simpler: PERMANENT vs. DETERMINANT [Valiant 70’s]: Given an n n matrix A, suppose you can’t write per(A) as det(B), where B is a poly(n) matrix of linear combinations of the entries of A. Then Alg. NC Alg#P. This is important! It reduces a barrier problem in circuit lower bounds to algebraic geometry—a subject about which there are yellow books.

Mulmuley’s GCT Program: The String Theory of Computer Science To each (real) complexity class C, one can associate a (real) algebraic variety XC Dream: Show that X#P(n) has “too little symmetry” to be embedded into XNC(m). This would imply Alg. NC Alg#P. X#P(n) = “Orbit closure” of the n n Permanent function, under invertible linear transformations of the entries XNC(m) = “Orbit closure” of the m m Determinant function, for some m=poly(n)

Mulmuley’s GCT Program: The String Theory of Computer Science But where do we get any new leverage? Proposal: Exploit the “exceptional” nature of the Permanent and Determinant functions—the fact that these functions can be uniquely characterized by their symmetries—to reduce the embeddability problem to a problem in representation theory (Which merely requires a generalization of the Riemann Hypothesis over finite fields) Indeed, we already knew from Relativization / Algebrization / Natural Proofs that we’d have to exploit some special properties of the Permanent and Determinant, besides their being low-degree polynomials

Metaquestion: Why should P NP be provable at all? Indeed, people have speculated since the 70 s about its possible independence from set theory—see [A. ’ 03] If P NP is a “universal mathematical statement”, why shouldn’t the proof require an infinite number of mathematical ideas? More concretely: if the proof needs to “know” that MATCHING is in P, LINEAR PROGRAMMING is in P, etc. , what doesn’t it need to know is in P? GCT suggests one possible answer: the proof would only need to know about “exceptional” problems in P (e. g. , problems characterized by their symmetries)

Conclusions A proof of P NP might have to be the greatest synthesis of mathematical ideas ever But don’t let that discourage you “Obvious” starting point is PERMANENT vs. DETERMINANT My falsifiable prediction: Progress will come not by ignoring the last half-century of complexity theory and starting afresh, but by subsuming the many disparate facts we already know into something terrifyingly bigger If nothing else, this provides a criterion for evaluating proposed P vs. NP attempts

Open Problems • P vs. NP • Use GCT (or pieces of it) to prove something new about computation One natural place to look: Polynomial Identity Testing • Evade the algebrization and natural proofs barriers, by exploiting additional “magic properties” of NP- and #Pcomplete problems Beyond the locality of 3 SAT and the low degree / selfcorrectibility of the permanent • “Experimental complexity theory”: What else can we do?