Compliance Huddle SEPTEMBER 2016 Todays Agenda Recent Exams
Compliance Huddle SEPTEMBER 2016
Today’s Agenda § § § Recent Exams MLA – Guidance and Mandatory Compliance Date Elder Abuse Beneficial Owners Same Day ACH TRID - Amendments Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Recent Exams § Does anyone currently have examiners on-site? § § Is there a change in the type of information being requested? What is the focus of the on-site? Compliance/Safety and Soundness/IT/CRA § Has anyone just been through an exam or recently received their ROE? § § Has examiner “tone” changed from the last on-site? Are the reports giving credit where credit is due, or if there were concerns, are the reports written in such a way that the regulators are seemingly sympathetic or more demanding? § What are some of the areas of focus? Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
MLA § § § Oral disclosure Paying by Check Deposit Secured Right of Set-off Other… Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Elder Abuse § CFPB Issuances § Bank Program? § How are banks handling suspected Elder abuse? Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Beneficial Owners § Platform changes? § Policies? § Where is everyone on this requirement? Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Same Day ACH § Phase I of mandatory compliance quickly approaching – 9/23 § How is everyone handling? Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
TRID § Amendment – and, go…… Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Anything Else on Your Mind… Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
Questions? Thank you for your participation and input into the conversation! If you have any additional questions, contact Compliance Alliance at hotline@compliancealliance. com or 888 -353 -3933. Please click the “raise hand” button by your name if you would like to speak and we will unmute you. Please be prepared for all background noise/speaking to be heard as soon as you raise your hand.
- Slides: 10