Chapter 6 3 Dynamic Programming Slides by Kevin

6. 6 Sequence Alignment

String Similarity How similar are two strings? n ocurrance n occurrence o c u r r o c c u r a n c e - r e n c e 5 mismatches, 1 gap o c - u r o c c u r r a n c e r e n c e 1 mismatch, 1 gap o c - u r o c c u r r - r e a n c e - n c e 0 mismatches, 3 gaps 3

Edit Distance Applications. Basis for Unix diff. Speech recognition. Computational biology. n n n Edit distance. [Levenshtein 1966, Needleman-Wunsch 1970] Gap penalty ; mismatch penalty pq. Cost = sum of gap and mismatch penalties. n n C T G A C C T - C T G A C C T G A C T A C A T C C T G A C - T A C A T TC + GT + AG+ 2 CA 2 + CA 4

Sequence Alignment Goal: Given two strings X = x 1 x 2. . . xm and Y = y 1 y 2. . . yn find alignment of minimum cost. Def. An alignment M is a set of ordered pairs xi-yj such that each item occurs in at most one pair and no crossings. Def. The pair xi-yj and xi'-yj' cross if i < i', but j > j'. Ex: CTACCG vs. TACATG. Sol: M = x 2 -y 1, x 3 -y 2, x 4 -y 3, x 5 -y 4, x 6 -y 6. x 1 x 2 x 3 x 4 x 5 C T A C C - G - T A C A T G y 1 y 2 y 3 y 4 y 5 y 6 x 6 5

Sequence Alignment: Problem Structure Def. OPT(i, j) = min cost of aligning strings x 1 x 2. . . xi and y 1 y 2. . . yj. Case 1: OPT matches xi-yj. – pay mismatch for xi-yj + min cost of aligning two strings x 1 x 2. . . xi-1 and y 1 y 2. . . yj-1 Case 2 a: OPT leaves xi unmatched. – pay gap for xi and min cost of aligning x 1 x 2. . . xi-1 and y 1 y 2. . . yj Case 2 b: OPT leaves yj unmatched. – pay gap for yj and min cost of aligning x 1 x 2. . . xi and y 1 y 2. . . yj-1 n n n 6

Sequence Alignment: Algorithm Sequence-Alignment(m, n, x 1 x 2. . . xm, y 1 y 2. . . yn, , ) { for i = 0 to m M[0, i] = i for j = 0 to n M[j, 0] = j for i = 1 to m for j = 1 to n M[i, j] = min( [xi, yj] + M[i-1, j-1], + M[i-1, j], + M[i, j-1]) return M[m, n] } Analysis. (mn) time and space. English words or sentences: m, n 10. Computational biology: m = n = 100, 000. 10 billions ops OK, but 10 GB array? 7

6. 7 Sequence Alignment in Linear Space

Sequence Alignment: Linear Space Q. Can we avoid using quadratic space? Easy. Optimal value in O(m + n) space and O(mn) time. Compute OPT(i, • ) from OPT(i-1, • ). No longer a simple way to recover alignment itself. n n Theorem. [Hirschberg 1975] Optimal alignment in O(m + n) space and O(mn) time. Clever combination of divide-and-conquer and dynamic programming. Inspired by idea of Savitch from complexity theory. n n 9

Sequence Alignment: Linear Space Edit distance graph. Let f(i, j) be shortest path from (0, 0) to (i, j). Observation: f(i, j) = OPT(i, j). n n y 1 y 2 y 3 y 4 y 5 y 6 0 -0 x 1 x 2 x 3 i-j m-n 10

Sequence Alignment: Linear Space Edit distance graph. Let f(i, j) be shortest path from (0, 0) to (i, j). Can compute f ( • , j) for any j in O(mn) time and O(m + n) space. n n j y 1 y 2 y 3 y 4 y 5 y 6 0 -0 x 1 x 2 x 3 i-j m-n 11

Sequence Alignment: Linear Space Edit distance graph. Let g(i, j) be shortest path from (i, j) to (m, n). Can compute by reversing the edge orientations and inverting the roles of (0, 0) and (m, n) n n x 1 x 2 x 3 y 1 y 2 y 3 y 4 y 5 y 6 0 -0 i-j m-n 12

Sequence Alignment: Linear Space Edit distance graph. Let g(i, j) be shortest path from (i, j) to (m, n). Can compute g( • , j) for any j in O(mn) time and O(m + n) space. n n j x 1 y 2 y 3 y 4 y 5 y 6 0 -0 i-j x 2 x 3 m-n 13

Sequence Alignment: Linear Space Observation 1. The cost of the shortest path that uses (i, j) is f(i, j) + g(i, j). x 1 y 2 y 3 y 4 y 5 y 6 0 -0 i-j x 2 x 3 m-n 14

Sequence Alignment: Linear Space Observation 2. let q be an index that minimizes f(q, n/2) + g(q, n/2). Then, the shortest path from (0, 0) to (m, n) uses (q, n/2). n/2 x 1 y 2 y 3 y 4 y 5 y 6 0 -0 q i-j x 2 x 3 m-n 15

Sequence Alignment: Linear Space Divide: find index q that minimizes f(q, n/2) + g(q, n/2) using DP. Align xq and yn/2. Conquer: recursively compute optimal alignment in each piece. n n/2 x 1 y 2 y 3 y 4 y 5 y 6 0 -0 q i-j x 2 x 3 m-n 16

Sequence Alignment: Running Time Analysis Warmup Theorem. Let T(m, n) = max running time of algorithm on strings of length at most m and n. T(m, n) = O(mn log n). Remark. Analysis is not tight because two sub-problems are of size (q, n/2) and (m - q, n/2). In next slide, we save log n factor. 17

Sequence Alignment: Running Time Analysis Theorem. Let T(m, n) = max running time of algorithm on strings of length m and n. T(m, n) = O(mn). Pf. (by induction on n) O(mn) time to compute f( • , n/2) and g ( • , n/2) and find index q. T(q, n/2) + T(m - q, n/2) time for two recursive calls. Choose constant c so that: n n n Base cases: m = 2 or n = 2. Inductive hypothesis: T(m, n) 2 cmn. 18

HOMEWORK (Chapter 6) 21