Chapter 19 Distributed Databases Database System Concepts 6

Chapter 19: Distributed Databases Database System Concepts, 6 th Ed. ©Silberschatz, Korth and Sudarshan See www. db-book. com for conditions on re-use

Chapter 19: Distributed Databases n Heterogeneous and Homogeneous Databases n Distributed Data Storage n Distributed Transactions n Commit Protocols n Concurrency Control in Distributed Databases n Availability n Distributed Query Processing n Heterogeneous Distributed Databases n Directory Systems Database System Concepts - 6 th Edition 19. 2 ©Silberschatz, Korth and Sudarshan

Distributed Database System n A distributed database system consists of loosely coupled sites that share no physical component n Database systems that run on each site are independent of each other n Transactions may access data at one or more sites Database System Concepts - 6 th Edition 19. 3 ©Silberschatz, Korth and Sudarshan

Homogeneous Distributed Databases n In a homogeneous distributed database l All sites have identical software l Are aware of each other and agree to cooperate in processing user requests. l Each site surrenders part of its autonomy in terms of right to change schemas or software l Appears to user as a single system n In a heterogeneous distributed database l Different sites may use different schemas and software 4 Difference in schema is a major problem for query processing 4 Difference in software is a major problem for transaction processing l Sites may not be aware of each other and may provide only limited facilities for cooperation in transaction processing Database System Concepts - 6 th Edition 19. 4 ©Silberschatz, Korth and Sudarshan

Distributed Data Storage n Assume relational data model n Replication l System maintains multiple copies of data, stored in different sites, for faster retrieval and fault tolerance. n Fragmentation l Relation is partitioned into several fragments stored in distinct sites n Replication and fragmentation can be combined l Relation is partitioned into several fragments: system maintains several identical replicas of each such fragment. Database System Concepts - 6 th Edition 19. 5 ©Silberschatz, Korth and Sudarshan

Data Replication n A relation or fragment of a relation is replicated if it is stored redundantly in two or more sites. n Full replication of a relation is the case where the relation is stored at all sites. n Fully redundant databases are those in which every site contains a copy of the entire database. Database System Concepts - 6 th Edition 19. 6 ©Silberschatz, Korth and Sudarshan

Data Replication (Cont. ) n Advantages of Replication l Availability: failure of site containing relation r does not result in unavailability of r is replicas exist. l Parallelism: queries on r may be processed by several nodes in parallel. Reduced data transfer: relation r is available locally at each site containing a replica of r. n Disadvantages of Replication l Increased cost of updates: each replica of relation r must be updated. l l Increased complexity of concurrency control: concurrent updates to distinct replicas may lead to inconsistent data unless special concurrency control mechanisms are implemented. 4 One solution: choose one copy as primary copy and apply concurrency control operations on primary copy Database System Concepts - 6 th Edition 19. 7 ©Silberschatz, Korth and Sudarshan

Data Fragmentation n Division of relation r into fragments r 1, r 2, …, rn which contain sufficient information to reconstruct relation r. n Horizontal fragmentation: each tuple of r is assigned to one or more fragments n Vertical fragmentation: the schema for relation r is split into several smaller schemas l All schemas must contain a common candidate key (or superkey) to ensure lossless join property. l A special attribute, the tuple-id attribute may be added to each schema to serve as a candidate key. Database System Concepts - 6 th Edition 19. 8 ©Silberschatz, Korth and Sudarshan

Horizontal Fragmentation of account Relation branch_name Hillside account_number A-305 A-226 A-155 balance 500 336 62 account 1 = branch_name=“Hillside” (account ) branch_name Valleyview account_number A-177 A-402 A-408 A-639 balance 205 10000 1123 750 account 2 = branch_name=“Valleyview” (account ) Database System Concepts - 6 th Edition 19. 9 ©Silberschatz, Korth and Sudarshan

Vertical Fragmentation of employee_info Relation branch_name customer_name tuple_id Lowman 1 Hillside Camp 2 Hillside Camp 3 Valleyview Kahn 4 Valleyview Kahn 5 Hillside Kahn 6 Valleyview Green 7 Valleyview deposit 1 = branch_name, customer_name, tuple_id (employee_info ) account_number balance tuple_id 500 A-305 1 336 A-226 2 205 A-177 3 10000 A-402 4 62 A-155 5 1123 A-408 6 750 A-639 7 deposit 2 = account_number, balance, tuple_id (employee_info ) Database System Concepts - 6 th Edition 19. 10 ©Silberschatz, Korth and Sudarshan

Advantages of Fragmentation n Horizontal: l allows parallel processing on fragments of a relation l allows a relation to be split so that tuples are located where they are most frequently accessed n Vertical: l allows tuples to be split so that each part of the tuple is stored where it is most frequently accessed l tuple-id attribute allows efficient joining of vertical fragments l allows parallel processing on a relation n Vertical and horizontal fragmentation can be mixed. l Fragments may be successively fragmented to an arbitrary depth. Database System Concepts - 6 th Edition 19. 11 ©Silberschatz, Korth and Sudarshan

Data Transparency n Data transparency: Degree to which system user may remain unaware of the details of how and where the data items are stored in a distributed system n Consider transparency issues in relation to: l Fragmentation transparency l Replication transparency l Location transparency Database System Concepts - 6 th Edition 19. 12 ©Silberschatz, Korth and Sudarshan

Naming of Data Items - Criteria 1. Every data item must have a system-wide unique name. 2. It should be possible to find the location of data items efficiently. 3. It should be possible to change the location of data items transparently. 4. Each site should be able to create new data items autonomously. Database System Concepts - 6 th Edition 19. 13 ©Silberschatz, Korth and Sudarshan

Centralized Scheme - Name Server n Structure: l name server assigns all names l each site maintains a record of local data items l sites ask name server to locate non-local data items n Advantages: l satisfies naming criteria 1 -3 n Disadvantages: l does not satisfy naming criterion 4 l name server is a potential performance bottleneck l name server is a single point of failure Database System Concepts - 6 th Edition 19. 14 ©Silberschatz, Korth and Sudarshan

Use of Aliases n Alternative to centralized scheme: each site prefixes its own site identifier to any name that it generates i. e. , site 17. account. l Fulfills having a unique identifier, and avoids problems associated with central control. l However, fails to achieve network transparency. n Solution: Create a set of aliases for data items; Store the mapping of aliases to the real names at each site. n The user can be unaware of the physical location of a data item, and is unaffected if the data item is moved from one site to another. Database System Concepts - 6 th Edition 19. 15 ©Silberschatz, Korth and Sudarshan

Distributed Transactions n Transaction may access data at several sites. n Each site has a local transaction manager responsible for: l Maintaining a log for recovery purposes l Participating in coordinating the concurrent execution of the transactions executing at that site. n Each site has a transaction coordinator, which is responsible for: l Starting the execution of transactions that originate at the site. l Distributing subtransactions at appropriate sites for execution. l Coordinating the termination of each transaction that originates at the site, which may result in the transaction being committed at all sites or aborted at all sites. Database System Concepts - 6 th Edition 19. 16 ©Silberschatz, Korth and Sudarshan

Transaction System Architecture Database System Concepts - 6 th Edition 19. 17 ©Silberschatz, Korth and Sudarshan

System Failure Modes n Failures unique to distributed systems: l Failure of a site. l Loss of massages 4 Handled by network transmission control protocols such as TCP-IP l Failure of a communication link 4 Handled by network protocols, by routing messages via alternative links l Network partition 4 A network is said to be partitioned when it has been split into two or more subsystems that lack any connection between them – Note: a subsystem may consist of a single node n Network partitioning and site failures are generally indistinguishable. Database System Concepts - 6 th Edition 19. 18 ©Silberschatz, Korth and Sudarshan

Commit Protocols n Commit protocols are used to ensure atomicity across sites l a transaction which executes at multiple sites must either be committed at all the sites, or aborted at all the sites. l not acceptable to have a transaction committed at one site and aborted at another n The two-phase commit (2 PC) protocol is widely used n The three-phase commit (3 PC) protocol is more complicated and more expensive, but avoids some drawbacks of two-phase commit protocol. This protocol is not widely used, but variants of this protocol are used in some critical applications. Database System Concepts - 6 th Edition 19. 19 ©Silberschatz, Korth and Sudarshan

Two Phase Commit Protocol (2 PC) n Assumes fail-stop model – failed sites simply stop working, and do not cause any other harm, such as sending incorrect messages to other sites. n Execution of the protocol is initiated by the coordinator after the last step of the transaction has been reached. n The protocol involves all the local sites at which the transaction executed n Let T be a transaction initiated at site Si, and let the transaction coordinator at Si be Ci Database System Concepts - 6 th Edition 19. 20 ©Silberschatz, Korth and Sudarshan

Phase 1: Obtaining a Decision n Coordinator asks all participants to prepare to commit transaction Ti. l Ci adds the records <prepare T> to the log and forces log to stable storage l sends prepare T messages to all sites at which T executed n Upon receiving message, transaction manager at site determines if it can commit the transaction l if not, add a record <no T> to the log and send abort T message to Ci l if the transaction can be committed, then: l add the record <ready T> to the log l force all records for T to stable storage l send ready T message to Ci Database System Concepts - 6 th Edition 19. 21 ©Silberschatz, Korth and Sudarshan

Phase 2: Recording the Decision n T can be committed of Ci received a ready T message from all the participating sites: otherwise T must be aborted. n Coordinator adds a decision record, <commit T> or <abort T>, to the log and forces record onto stable storage. Once the record stable storage it is irrevocable (even if failures occur) n Coordinator sends a message to each participant informing it of the decision (commit or abort) n Participants take appropriate action locally. Database System Concepts - 6 th Edition 19. 22 ©Silberschatz, Korth and Sudarshan

Handling of Failures - Site Failure When site Si recovers, it examines its log to determine the fate of transactions active at the time of the failure. n Log contain <commit T> record: site executes redo (T) n Log contains <abort T> record: site executes undo (T) n Log contains <ready T> record: site must consult Ci to determine the fate of T. l If T committed, redo (T) l If T aborted, undo (T) n The log contains no control records concerning T replies that Sk failed before responding to the prepare T message from Ci l since the failure of Sk precludes the sending of such a response C 1 must abort T l Sk must execute undo (T) Database System Concepts - 6 th Edition 19. 23 ©Silberschatz, Korth and Sudarshan

Handling of Failures-Coordinator Failure n n If coordinator fails while the commit protocol for T is executing then participating sites must decide on T’s fate: 1. If an active site contains a <commit T> record in its log, then T must be committed. 2. If an active site contains an <abort T> record in its log, then T must be aborted. 3. If some active participating site does not contain a <ready T> record in its log, then the failed coordinator Ci cannot have decided to commit T. Can therefore abort T. 4. If none of the above cases holds, then all active sites must have a <ready T> record in their logs, but no additional control records (such as <abort T> of <commit T>). In this case active sites must wait for Ci to recover, to find decision. Blocking problem: active sites may have to wait for failed coordinator to recover. Database System Concepts - 6 th Edition 19. 24 ©Silberschatz, Korth and Sudarshan

Handling of Failures - Network Partition n If the coordinator and all its participants remain in one partition, the failure has no effect on the commit protocol. n If the coordinator and its participants belong to several partitions: l Sites that are not in the partition containing the coordinator think the coordinator has failed, and execute the protocol to deal with failure of the coordinator. 4 No harm results, but sites may still have to wait for decision from coordinator. n The coordinator and the sites are in the same partition as the coordinator think that the sites in the other partition have failed, and follow the usual commit protocol. 4 Again, Database System Concepts - 6 th Edition no harm results 19. 25 ©Silberschatz, Korth and Sudarshan

Recovery and Concurrency Control n In-doubt transactions have a <ready T>, but neither a <commit T>, nor an <abort T> log record. n The recovering site must determine the commit-abort status of such transactions by contacting other sites; this can slow and potentially block recovery. n Recovery algorithms can note lock information in the log. l Instead of <ready T>, write out <ready T, L> L = list of locks held by T when the log is written (read locks can be omitted). l For every in-doubt transaction T, all the locks noted in the <ready T, L> log record are reacquired. n After lock reacquisition, transaction processing can resume; the commit or rollback of in-doubt transactions is performed concurrently with the execution of new transactions. Database System Concepts - 6 th Edition 19. 26 ©Silberschatz, Korth and Sudarshan

Three Phase Commit (3 PC) n Assumptions: l No network partitioning l At any point, at least one site must be up. l At most K sites (participants as well as coordinator) can fail n Phase 1: Obtaining Preliminary Decision: Identical to 2 PC Phase 1. l Every site is ready to commit if instructed to do so l Under 2 PC each site is obligated to wait for decision from coordinator l Under 3 PC, knowledge of pre-commit decision can be used to commit despite coordinator failure. Database System Concepts - 6 th Edition 19. 27 ©Silberschatz, Korth and Sudarshan

Phase 2. Recording the Preliminary Decision n Coordinator adds a decision record (<abort T> or < precommit T>) in its log and forces record to stable storage. n Coordinator sends a message to each participant informing it of the decision n Participant records decision in its log n If abort decision reached then participant aborts locally n If pre-commit decision reached then participant replies with <acknowledge T> Database System Concepts - 6 th Edition 19. 28 ©Silberschatz, Korth and Sudarshan

Phase 3. Recording Decision in the Database Executed only if decision in phase 2 was to precommit n Coordinator collects acknowledgements. It sends <commit T> message to the participants as soon as it receives K acknowledgements. n Coordinator adds the record <commit T> in its log and forces record to stable storage. n Coordinator sends a message to each participant to <commit T> n Participants take appropriate action locally. Database System Concepts - 6 th Edition 19. 29 ©Silberschatz, Korth and Sudarshan

Handling Site Failure n Site Failure. Upon recovery, a participating site examines its log and does the following: l Log contains <commit T> record: site executes redo (T) l Log contains <abort T> record: site executes undo (T) l Log contains <ready T> record, but no <abort T> or <precommit T> record: site consults Ci to determine the fate of T. 4 if Ci says T aborted, site executes undo (T) (and writes <abort T> record) 4 if Ci says T committed, site executes redo (T) (and writes < commit T> record) 4 if c says T committed, site resumes the protocol from receipt of precommit T message (thus recording <precommit T> in the log, and sending acknowledge T message sent to coordinator). Database System Concepts - 6 th Edition 19. 30 ©Silberschatz, Korth and Sudarshan

Handling Site Failure (Cont. ) n Log contains <precommit T> record, but no <abort T> or <commit T>: site consults Ci to determine the fate of T. l if Ci says T aborted, site executes undo (T) l if Ci says T committed, site executes redo (T) l if Ci says T still in precommit state, site resumes protocol at this point n Log contains no <ready T> record for a transaction T: site executes undo (T) writes <abort T> record. Database System Concepts - 6 th Edition 19. 31 ©Silberschatz, Korth and Sudarshan

Coordinator – Failure Protocol 1. The active participating sites select a new coordinator, Cnew 2. Cnew requests local status of T from each participating site 3. Each participating site including Cnew determines the local status of T: l Committed. The log contains a < commit T> record l Aborted. The log contains an <abort T> record. l Ready. The log contains a <ready T> record but no <abort T> or <precommit T> record l Precommitted. The log contains a <precommit T> record but no <abort T> or <commit T> record. l Not ready. The log contains neither a <ready T> nor an <abort T> record. A site that failed and recovered must ignore any precommit record in its log when determining its status. 4. Each participating site records sends its local status to Cnew Database System Concepts - 6 th Edition 19. 32 ©Silberschatz, Korth and Sudarshan

Coordinator Failure Protocol (Cont. ) 5. Cnew decides either to commit or abort T, or to restart the three-phase commit protocol: l Commit state for any one participant commit l Abort state for any one participant abort. l Precommit state for any one participant and above 2 cases do not hold A precommit message is sent to those participants in the uncertain state. Protocol is resumed from that point. l Uncertain state at all live participants abort. Since at least n - k sites are up, the fact that all participants are in an uncertain state means that the coordinator has not sent a <commit T> message implying that no site has committed T. Database System Concepts - 6 th Edition 19. 33 ©Silberschatz, Korth and Sudarshan

Alternative Models of Transaction Processing n Notion of a single transaction spanning multiple sites is inappropriate for many applications l E. g. , transaction crossing an organizational boundary l No organization would like to permit an externally initiated transaction to block local transactions for an indeterminate period n Alternative models carry out transactions by sending messages l Code to handle messages must be carefully designed to ensure atomicity and durability properties for updates 4 Isolation cannot be guaranteed, in that intermediate stages are visible, but code must ensure no inconsistent states result due to concurrency l Persistent messaging systems are systems that provide transactional properties to messages 4 Messages are guaranteed to be delivered exactly once 4 Will discuss implementation techniques later Database System Concepts - 6 th Edition 19. 34 ©Silberschatz, Korth and Sudarshan

Alternative Models (Cont. ) n Motivating example: funds transfer between two banks Two phase commit would have the potential to block updates on the accounts involved in funds transfer l Alternative solution: 4 Debit money from source account and send a message to other site 4 Site receives message and credits destination account l Messaging has long been used for distributed transactions (even before computers were invented!) n Atomicity issue l once transaction sending a message is committed, message must guaranteed to be delivered 4 Guarantee as long as destination site is up and reachable, code to handle undeliverable messages must also be available – e. g. , credit money back to source account. l If sending transaction aborts, message must not be sent l Database System Concepts - 6 th Edition 19. 35 ©Silberschatz, Korth and Sudarshan

Error Conditions with Persistent Messaging n Code to handle messages has to take care of variety of failure situations (even assuming guaranteed message delivery) l E. g. , if destination account does not exist, failure message must be sent back to source site l When failure message is received from destination site, or destination site itself does not exist, money must be deposited back in source account 4 Problem if source account has been closed – get humans to take care of problem n User code executing transaction processing using 2 PC does not have to deal with such failures n There are many situations where extra effort of error handling is worth the benefit of absence of blocking l E. g. , pretty much all transactions across organizations Database System Concepts - 6 th Edition 19. 36 ©Silberschatz, Korth and Sudarshan

Persistent Messaging and Workflows n Workflows provide a general model of transactional processing involving multiple sites and possibly human processing of certain steps l E. g. , when a bank receives a loan application, it may need to 4 Contact 4 Get external credit-checking agencies approvals of one or more managers and then respond to the loan application l We study workflows in Chapter 25 l Persistent messaging forms the underlying infrastructure for workflows in a distributed environment Database System Concepts - 6 th Edition 19. 37 ©Silberschatz, Korth and Sudarshan

Concurrency Control n Modify concurrency control schemes for use in distributed environment. n We assume that each site participates in the execution of a commit protocol to ensure global transaction automicity. n We assume all replicas of any item are updated l Will see how to relax this in case of site failures later Database System Concepts - 6 th Edition 19. 38 ©Silberschatz, Korth and Sudarshan

Single-Lock-Manager Approach n System maintains a single lock manager that resides in a single chosen site, say Si n When a transaction needs to lock a data item, it sends a lock request to Si and lock manager determines whether the lock can be granted immediately l If yes, lock manager sends a message to the site which initiated the request l If no, request is delayed until it can be granted, at which time a message is sent to the initiating site Database System Concepts - 6 th Edition 19. 39 ©Silberschatz, Korth and Sudarshan

Single-Lock-Manager Approach (Cont. ) n The transaction can read the data item from any one of the sites at which a replica of the data item resides. n Writes must be performed on all replicas of a data item n Advantages of scheme: l Simplementation l Simple deadlock handling n Disadvantages of scheme are: l Bottleneck: lock manager site becomes a bottleneck l Vulnerability: system is vulnerable to lock manager site failure. Database System Concepts - 6 th Edition 19. 40 ©Silberschatz, Korth and Sudarshan

Distributed Lock Manager n In this approach, functionality of locking is implemented by lock managers at each site l Lock managers control access to local data items 4 But special protocols may be used for replicas n Advantage: work is distributed and can be made robust to failures n Disadvantage: deadlock detection is more complicated l Lock managers cooperate for deadlock detection 4 More on this later n Several variants of this approach l Primary copy l Majority protocol l Biased protocol l Quorum consensus Database System Concepts - 6 th Edition 19. 41 ©Silberschatz, Korth and Sudarshan

Primary Copy n Choose one replica of data item to be the primary copy. l Site containing the replica is called the primary site for that data item l Different data items can have different primary sites n When a transaction needs to lock a data item Q, it requests a lock at the primary site of Q. l Implicitly gets lock on all replicas of the data item n Benefit l Concurrency control for replicated data handled similarly to unreplicated data - simplementation. n Drawback l If the primary site of Q fails, Q is inaccessible even though other sites containing a replica may be accessible. Database System Concepts - 6 th Edition 19. 42 ©Silberschatz, Korth and Sudarshan

Majority Protocol n Local lock manager at each site administers lock and unlock requests for data items stored at that site. n When a transaction wishes to lock an unreplicated data item Q residing at site Si, a message is sent to Si ‘s lock manager. l If Q is locked in an incompatible mode, then the request is delayed until it can be granted. l When the lock request can be granted, the lock manager sends a message back to the initiator indicating that the lock request has been granted. Database System Concepts - 6 th Edition 19. 43 ©Silberschatz, Korth and Sudarshan

Majority Protocol (Cont. ) n In case of replicated data If Q is replicated at n sites, then a lock request message must be sent to more than half of the n sites in which Q is stored. l The transaction does not operate on Q until it has obtained a lock on a majority of the replicas of Q. l When writing the data item, transaction performs writes on all replicas. n Benefit l Can be used even when some sites are unavailable 4 details on how handle writes in the presence of site failure later l n Drawback Requires 2(n/2 + 1) messages for handling lock requests, and (n/2 + 1) messages for handling unlock requests. l Potential for deadlock even with single item - e. g. , each of 3 transactions may have locks on 1/3 rd of the replicas of a data. l Database System Concepts - 6 th Edition 19. 44 ©Silberschatz, Korth and Sudarshan

Biased Protocol n Local lock manager at each site as in majority protocol, however, requests for shared locks are handled differently than requests for exclusive locks. n Shared locks. When a transaction needs to lock data item Q, it simply requests a lock on Q from the lock manager at one site containing a replica of Q. n Exclusive locks. When transaction needs to lock data item Q, it requests a lock on Q from the lock manager at all sites containing a replica of Q. n Advantage - imposes less overhead on read operations. n Disadvantage - additional overhead on writes Database System Concepts - 6 th Edition 19. 45 ©Silberschatz, Korth and Sudarshan

Quorum Consensus Protocol n A generalization of both majority and biased protocols n Each site is assigned a weight. l Let S be the total of all site weights n Choose two values read quorum Qr and write quorum Qw 2 * Qw > S l Quorums can be chosen (and S computed) separately for each item l Such that Qr + Qw > S and n Each read must lock enough replicas that the sum of the site weights is >= Qr n Each write must lock enough replicas that the sum of the site weights is >= Qw n For now we assume all replicas are written l Extensions to allow some sites to be unavailable described later Database System Concepts - 6 th Edition 19. 46 ©Silberschatz, Korth and Sudarshan

Timestamping n Timestamp based concurrency-control protocols can be used in distributed systems n Each transaction must be given a unique timestamp n Main problem: how to generate a timestamp in a distributed fashion l Each site generates a unique local timestamp using either a logical counter or the local clock. l Global unique timestamp is obtained by concatenating the unique local timestamp with the unique identifier. Database System Concepts - 6 th Edition 19. 47 ©Silberschatz, Korth and Sudarshan

Timestamping (Cont. ) n A site with a slow clock will assign smaller timestamps l Still logically correct: serializability not affected l But: “disadvantages” transactions n To fix this problem l Define within each site Si a logical clock (LCi), which generates the unique local timestamp l Require that Si advance its logical clock whenever a request is received from a transaction Ti with timestamp < x, y> and x is greater that the current value of LCi. l In this case, site Si advances its logical clock to the value x + 1. Database System Concepts - 6 th Edition 19. 48 ©Silberschatz, Korth and Sudarshan

Replication with Weak Consistency n Many commercial databases support replication of data with weak degrees of consistency (i. e. , without a guarantee of serializabiliy) n E. g. , master-slave replication: updates are performed at a single “master” site, and propagated to “slave” sites. l l Propagation is not part of the update transaction: its is decoupled 4 May be immediately after transaction commits 4 May be periodic Data may only be read at slave sites, not updated 4 No l need to obtain locks at any remote site Particularly useful for distributing information 4 E. g. , l from central office to branch-office Also useful for running read-only queries offline from the main database Database System Concepts - 6 th Edition 19. 49 ©Silberschatz, Korth and Sudarshan

Replication with Weak Consistency (Cont. ) n Replicas should see a transaction-consistent snapshot of the database l That is, a state of the database reflecting all effects of all transactions up to some point in the serialization order, and no effects of any later transactions. n E. g. , Oracle provides a create snapshot statement to create a snapshot of a relation or a set of relations at a remote site l snapshot refresh either by recomputation or by incremental update l Automatic refresh (continuous or periodic) or manual refresh Database System Concepts - 6 th Edition 19. 50 ©Silberschatz, Korth and Sudarshan

Multimaster and Lazy Replication n With multimaster replication (also called update-anywhere replication) updates are permitted at any replica, and are automatically propagated to all replicas l Basic model in distributed databases, where transactions are unaware of the details of replication, and database system propagates updates as part of the same transaction 4 Coupled with 2 phase commit n Many systems support lazy propagation where updates are transmitted after transaction commits l Allows updates to occur even if some sites are disconnected from the network, but at the cost of consistency Database System Concepts - 6 th Edition 19. 51 ©Silberschatz, Korth and Sudarshan

Deadlock Handling Consider the following two transactions and history, with item X and transaction T 1 at site 1, and item Y and transaction T 2 at site 2: T 1 : write (X) write (Y) X-lock on X write (X) T 2 : write (Y) write (X) X-lock on Y write (Y) wait for X-lock on X Wait for X-lock on Y Result: deadlock which cannot be detected locally at either site Database System Concepts - 6 th Edition 19. 52 ©Silberschatz, Korth and Sudarshan

Centralized Approach n A global wait-for graph is constructed and maintained in a single site; the deadlock-detection coordinator l Real graph: Real, but unknown, state of the system. l Constructed graph: Approximation generated by the controller during the execution of its algorithm. n the global wait-for graph can be constructed when: l a new edge is inserted in or removed from one of the local wait-for graphs. l a number of changes have occurred in a local wait-for graph. l the coordinator needs to invoke cycle-detection. n If the coordinator finds a cycle, it selects a victim and notifies all sites. The sites roll back the victim transaction. Database System Concepts - 6 th Edition 19. 53 ©Silberschatz, Korth and Sudarshan

Local and Global Wait-For Graphs Local Global Database System Concepts - 6 th Edition 19. 54 ©Silberschatz, Korth and Sudarshan

Example Wait-For Graph for False Cycles Initial state: Database System Concepts - 6 th Edition 19. 55 ©Silberschatz, Korth and Sudarshan

False Cycles (Cont. ) n Suppose that starting from the state shown in figure. 1. T 2 releases resources at S 1 in a message remove T 1 T 2 message from the Transaction Manager at site S 1 to the coordinator) 4 resulting 2. And then T 2 requests a resource held by T 3 at site S 2 4 resulting in a message insert T 2 T 3 from S 2 to the coordinator n Suppose further that the insert message reaches before the delete message l this can happen due to network delays n The coordinator would then find a false cycle T 1 T 2 T 3 T 1 n The false cycle above never existed in reality. n False cycles cannot occur if two-phase locking is used. Database System Concepts - 6 th Edition 19. 56 ©Silberschatz, Korth and Sudarshan

Unnecessary Rollbacks n Unnecessary rollbacks may result when deadlock has indeed occurred and a victim has been picked, and meanwhile one of the transactions was aborted for reasons unrelated to the deadlock. n Unnecessary rollbacks can result from false cycles in the global wait- for graph; however, likelihood of false cycles is low. Database System Concepts - 6 th Edition 19. 57 ©Silberschatz, Korth and Sudarshan

Availability n High availability: time for which system is not fully usable should be extremely low (e. g. , 99. 99% availability) n Robustness: ability of system to function spite of failures of components n Failures are more likely in large distributed systems n To be robust, a distributed system must l Detect failures l Reconfigure the system so computation may continue l Recovery/reintegration when a site or link is repaired n Failure detection: distinguishing link failure from site failure is hard l (partial) solution: have multiple links, multiple link failure is likely a site failure Database System Concepts - 6 th Edition 19. 58 ©Silberschatz, Korth and Sudarshan

Reconfiguration n Reconfiguration: l Abort all transactions that were active at a failed site 4 Making them wait could interfere with other transactions since they may hold locks on other sites 4 However, in case only some replicas of a data item failed, it may be possible to continue transactions that had accessed data at a failed site (more on this later) l If replicated data items were at failed site, update system catalog to remove them from the list of replicas. 4 This should be reversed when failed site recovers, but additional care needs to be taken to bring values up to date l If a failed site was a central server for some subsystem, an election must be held to determine the new server 4 E. g. , name server, concurrency coordinator, global deadlock detector Database System Concepts - 6 th Edition 19. 59 ©Silberschatz, Korth and Sudarshan

Reconfiguration (Cont. ) n Since network partition may not be distinguishable from site failure, the following situations must be avoided l Two ore more central servers elected in distinct partitions l More than one partition updates a replicated data item n Updates must be able to continue even if some sites are down n Solution: majority based approach l Alternative of “read one write all available” is tantalizing but causes problems Database System Concepts - 6 th Edition 19. 60 ©Silberschatz, Korth and Sudarshan

Majority-Based Approach n The majority protocol for distributed concurrency control can be modified to work even if some sites are unavailable l Each replica of each item has a version number which is updated when the replica is updated, as outlined below l A lock request is sent to at least ½ the sites at which item replicas are stored and operation continues only when a lock is obtained on a majority of the sites l Read operations look at all replicas locked, and read the value from the replica with largest version number 4 May write this value and version number back to replicas with lower version numbers (no need to obtain locks on all replicas for this task) Database System Concepts - 6 th Edition 19. 61 ©Silberschatz, Korth and Sudarshan

Majority-Based Approach n Majority protocol (Cont. ) Write operations 4 find highest version number like reads, and set new version number to old highest version + 1 4 Writes are then performed on all locked replicas and version number on these replicas is set to new version number l Failures (network and site) cause no problems as long as 4 Sites at commit contain a majority of replicas of any updated data items 4 During reads a majority of replicas are available to find version numbers l 4 Subject to above, 2 phase commit can be used to update replicas l Note: reads are guaranteed to see latest version of data item l Reintegration is trivial: nothing needs to be done n Quorum consensus algorithm can be similarly extended Database System Concepts - 6 th Edition 19. 62 ©Silberschatz, Korth and Sudarshan

Read One Write All (Available) n Biased protocol is a special case of quorum consensus l Allows reads to read any one replica but updates require all replicas to be available at commit time (called read one write all) n Read one write all available (ignoring failed sites) is attractive, but incorrect l If failed link may come back up, without a disconnected site ever being aware that it was disconnected l The site then has old values, and a read from that site would return an incorrect value l If site was aware of failure reintegration could have been performed, but no way to guarantee this l With network partitioning, sites in each partition may update same item concurrently 4 believing Database System Concepts - 6 th Edition sites in other partitions have all failed 19. 63 ©Silberschatz, Korth and Sudarshan

Site Reintegration n When failed site recovers, it must catch up with all updates that it missed while it was down l Problem: updates may be happening to items whose replica is stored at the site while the site is recovering l Solution 1: halt all updates on system while reintegrating a site 4 Unacceptable l disruption Solution 2: lock all replicas of all data items at the site, update to latest version, then release locks 4 Other Database System Concepts - 6 th Edition solutions with better concurrency also available 19. 64 ©Silberschatz, Korth and Sudarshan

Comparison with Remote Backup n Remote backup (hot spare) systems (Section 17. 10) are also designed to provide high availability n Remote backup systems are simpler and have lower overhead l All actions performed at a single site, and only log records shipped l No need for distributed concurrency control, or 2 phase commit n Using distributed databases with replicas of data items can provide higher availability by having multiple (> 2) replicas and using the majority protocol l Also avoid failure detection and switchover time associated with remote backup systems Database System Concepts - 6 th Edition 19. 65 ©Silberschatz, Korth and Sudarshan

Coordinator Selection n Backup coordinators l site which maintains enough information locally to assume the role of coordinator if the actual coordinator fails l executes the same algorithms and maintains the same internal state information as the actual coordinator fails executes state information as the actual coordinator l allows fast recovery from coordinator failure but involves overhead during normal processing. n Election algorithms l used to elect a new coordinator in case of failures l Example: Bully Algorithm - applicable to systems where every site can send a message to every other site. Database System Concepts - 6 th Edition 19. 66 ©Silberschatz, Korth and Sudarshan

Bully Algorithm n If site Si sends a request that is not answered by the coordinator within a time interval T, assume that the coordinator has failed Si tries to elect itself as the new coordinator. n Si sends an election message to every site with a higher identification number, Si then waits for any of these processes to answer within T. n If no response within T, assume that all sites with number greater than i have failed, Si elects itself the new coordinator. n If answer is received Si begins time interval T’, waiting to receive a message that a site with a higher identification number has been elected. Database System Concepts - 6 th Edition 19. 67 ©Silberschatz, Korth and Sudarshan

Bully Algorithm (Cont. ) n If no message is sent within T’, assume the site with a higher number has failed; Si restarts the algorithm. n After a failed site recovers, it immediately begins execution of the same algorithm. n If there are no active sites with higher numbers, the recovered site forces all processes with lower numbers to let it become the coordinator site, even if there is a currently active coordinator with a lower number. Database System Concepts - 6 th Edition 19. 68 ©Silberschatz, Korth and Sudarshan

Distributed Query Processing n For centralized systems, the primary criterion for measuring the cost of a particular strategy is the number of disk accesses. n In a distributed system, other issues must be taken into account: l The cost of a data transmission over the network. l The potential gain in performance from having several sites process parts of the query in parallel. Database System Concepts - 6 th Edition 19. 69 ©Silberschatz, Korth and Sudarshan

Query Transformation n Translating algebraic queries on fragments. l It must be possible to construct relation r from its fragments l Replace relation r by the expression to construct relation r from its fragments n Consider the horizontal fragmentation of the account relation into account 1 = branch_name = “Hillside” (account ) account 2 = branch_name = “Valleyview” (account ) n The query branch_name = “Hillside” (account ) becomes branch_name = “Hillside” (account 1 account 2) which is optimized into branch_name = “Hillside” (account 1) branch_name = “Hillside” (account 2) Database System Concepts - 6 th Edition 19. 70 ©Silberschatz, Korth and Sudarshan

Example Query (Cont. ) n Since account 1 has only tuples pertaining to the Hillside branch, we can eliminate the selection operation. n Apply the definition of account 2 to obtain branch_name = “Hillside” ( branch_name = “Valleyview” (account ) n This expression is the empty set regardless of the contents of the account relation. n Final strategy is for the Hillside site to return account 1 as the result of the query. Database System Concepts - 6 th Edition 19. 71 ©Silberschatz, Korth and Sudarshan

Simple Join Processing n Consider the following relational algebra expression in which the three relations are neither replicated nor fragmented account depositor branch n account is stored at site S 1 n depositor at S 2 n branch at S 3 n For a query issued at site SI, the system needs to produce the result at site SI Database System Concepts - 6 th Edition 19. 72 ©Silberschatz, Korth and Sudarshan

Possible Query Processing Strategies n Ship copies of all three relations to site SI and choose a strategy for processing the entire locally at site SI. n Ship a copy of the account relation to site S 2 and compute temp 1 = account depositor at S 2. Ship temp 1 from S 2 to S 3, and compute temp 2 = temp 1 branch at S 3. Ship the result temp 2 to SI. n Devise similar strategies, exchanging the roles S 1, S 2, S 3 n Must consider following factors: l amount of data being shipped l cost of transmitting a data block between sites l relative processing speed at each site Database System Concepts - 6 th Edition 19. 73 ©Silberschatz, Korth and Sudarshan

Semijoin Strategy n Let r 1 be a relation with schema R 1 stores at site S 1 Let r 2 be a relation with schema R 2 stores at site S 2 n Evaluate the expression r 1 r 2 and obtain the result at S 1. Compute temp 1 R 2 (r 1) at S 1. n 2. Ship temp 1 from S 1 to S 2. n 3. Compute temp 2 r 2 temp 1 at S 2 n 4. Ship temp 2 from S 2 to S 1. n 5. Compute r 1 Database System Concepts - 6 th Edition temp 2 at S 1. This is the same as r 1 19. 74 r 2. ©Silberschatz, Korth and Sudarshan

Formal Definition n The semijoin of r 1 with r 2, is denoted by: r 1 r 2 n it is defined by: R 1 (r 1 n Thus, r 1 r 2 ) r 2 selects those tuples of r 1 that contributed to r 1 n In step 3 above, temp 2=r 2 r 2. r 1. n For joins of several relations, the above strategy can be extended to a series of semijoin steps. Database System Concepts - 6 th Edition 19. 75 ©Silberschatz, Korth and Sudarshan

Join Strategies that Exploit Parallelism n Consider r 1 r 2 r 3 r 4 where relation ri is stored at site Si. The result must be presented at site S 1. n r 1 is shipped to S 2 and r 1 shipped to S 4 and r 3 n S 2 ships tuples of (r 1 S 4 ships tuples of (r 3 r 2 is computed at S 2: simultaneously r 3 is r 4 is computed at S 4 r 2) to S 1 as they produced; r 4) to S 1 n Once tuples of (r 1 r 2) and (r 3 r 4) arrive at S 1 (r 1 is computed in parallel with the computation of (r 1 computation of (r 3 r 4) at S 4. Database System Concepts - 6 th Edition 19. 76 r 2 ) (r 3 r 4 ) r 2) at S 2 and the ©Silberschatz, Korth and Sudarshan

Heterogeneous Distributed Databases n Many database applications require data from a variety of preexisting databases located in a heterogeneous collection of hardware and software platforms n Data models may differ (hierarchical, relational, etc. ) n Transaction commit protocols may be incompatible n Concurrency control may be based on different techniques (locking, timestamping, etc. ) n System-level details almost certainly are totally incompatible. n A multidatabase system is a software layer on top of existing database systems, which is designed to manipulate information in heterogeneous databases l Creates an illusion of logical database integration without any physical database integration Database System Concepts - 6 th Edition 19. 77 ©Silberschatz, Korth and Sudarshan

Advantages n Preservation of investment in existing l hardware l system software l Applications n Local autonomy and administrative control n Allows use of special-purpose DBMSs n Step towards a unified homogeneous DBMS l Full integration into a homogeneous DBMS faces 4 Technical difficulties and cost of conversion 4 Organizational/political difficulties – Organizations do not want to give up control on their data – Local databases wish to retain a great deal of autonomy Database System Concepts - 6 th Edition 19. 78 ©Silberschatz, Korth and Sudarshan

Unified View of Data n Agreement on a common data model l Typically the relational model n Agreement on a common conceptual schema l Different names for same relation/attribute l Same relation/attribute name means different things n Agreement on a single representation of shared data l E. g. , data types, precision, l Character sets 4 ASCII 4 Sort vs EBCDIC order variations n Agreement on units of measure n Variations in names l E. g. , Köln vs Cologne, Mumbai vs Bombay Database System Concepts - 6 th Edition 19. 79 ©Silberschatz, Korth and Sudarshan

Query Processing n Several issues in query processing in a heterogeneous database n Schema translation l Write a wrapper for each data source to translate data to a global schema l Wrappers must also translate updates on global schema to updates on local schema n Limited query capabilities l Some data sources allow only restricted forms of selections 4 E. g. , l web forms, flat file data sources Queries have to be broken up and processed partly at the source and partly at a different site n Removal of duplicate information when sites have overlapping information l Decide which sites to execute query n Global query optimization Database System Concepts - 6 th Edition 19. 80 ©Silberschatz, Korth and Sudarshan

Mediator Systems n Mediator systems are systems that integrate multiple heterogeneous data sources by providing an integrated global view, and providing query facilities on global view l Unlike full fledged multidatabase systems, mediators generally do not bother about transaction processing l But the terms mediator and multidatabase are sometimes used interchangeably l The term virtual database is also used to refer to mediator/multidatabase systems Database System Concepts - 6 th Edition 19. 81 ©Silberschatz, Korth and Sudarshan

Directory Systems n Typical kinds of directory information l Employee information such as name, id, email, phone, office addr, . . l Even personal information to be accessed from multiple places 4 e. g. , Web browser bookmarks n White pages l Entries organized by name or identifier 4 Meant forward lookup to find more about an entry n Yellow pages l Entries organized by properties l For reverse lookup to find entries matching specific requirements n When directories are to be accessed across an organization l Alternative 1: Web interface. Not great for programs l Alternative 2: Specialized directory access protocols 4 Coupled Database System Concepts - 6 th Edition with specialized user interfaces 19. 82 ©Silberschatz, Korth and Sudarshan

Directory Access Protocols n Most commonly used directory access protocol: l LDAP (Lightweight Directory Access Protocol) l Simplified from earlier X. 500 protocol n Question: Why not use database protocols like ODBC/JDBC? n Answer: l Simplified protocols for a limited type of data access, evolved parallel to ODBC/JDBC l Provide a nice hierarchical naming mechanism similar to file system directories 4 Data can be partitioned amongst multiple servers for different parts of the hierarchy, yet give a single view to user – E. g. , different servers for Bell Labs Murray Hill and Bell Labs Bangalore l Directories may use databases as storage mechanism Database System Concepts - 6 th Edition 19. 83 ©Silberschatz, Korth and Sudarshan

LDAP: Lightweight Directory Access Protocol n LDAP Data Model n Data Manipulation n Distributed Directory Trees Database System Concepts - 6 th Edition 19. 84 ©Silberschatz, Korth and Sudarshan

LDAP Data Model n LDAP directories store entries l Entries are similar to objects n Each entry must have unique distinguished name (DN) n DN made up of a sequence of relative distinguished names (RDNs) n E. g. , of a DN l cn=Silberschatz, ou-Bell Labs, o=Lucent, c=USA l Standard RDNs (can be specified as part of schema) l 4 cn: common name ou: organizational unit 4 o: organization c: country Similar to paths in a file system but written in reverse direction Database System Concepts - 6 th Edition 19. 85 ©Silberschatz, Korth and Sudarshan

LDAP Data Model (Cont. ) n Entries can have attributes l Attributes are multi-valued by default l LDAP has several built-in types 4 Binary, 4 Tel: string, time types telephone number Postal. Address: postal address n LDAP allows definition of object classes l Object classes specify attribute names and types l Can use inheritance to define object classes l Entry can be specified to be of one or more object classes 4 No need to have single most-specific type Database System Concepts - 6 th Edition 19. 86 ©Silberschatz, Korth and Sudarshan

LDAP Data Model (cont. ) n Entries organized into a directory information tree according to their DNs l Leaf level usually represent specific objects l Internal node entries represent objects such as organizational units, organizations or countries l Children of a node inherit the DN of the parent, and add on RDNs 4 E. g. , internal node with DN c=USA – Children nodes have DN starting with c=USA and further RDNs such as o or ou 4 DN of an entry can be generated by traversing path from root l Leaf level can be an alias pointing to another entry 4 Entries can thus have more than one DN – E. g. , person in more than one organizational unit Database System Concepts - 6 th Edition 19. 87 ©Silberschatz, Korth and Sudarshan

LDAP Data Manipulation n Unlike SQL, LDAP does not define DDL or DML n Instead, it defines a network protocol for DDL and DML l Users use an API or vendor specific front ends l LDAP also defines a file format 4 LDAP Data Interchange Format (LDIF) n Querying mechanism is very simple: only selection & projection Database System Concepts - 6 th Edition 19. 88 ©Silberschatz, Korth and Sudarshan

LDAP Queries n LDAP query must specify l Base: a node in the DIT from where search is to start l A search condition 4 Boolean combination of conditions on attributes of entries – Equality, wild-cards and approximate equality supported l A scope 4 Just the base, the base and its children, or the entire subtree from the base l Attributes to be returned l Limits on number of results and on resource consumption l May also specify whether to automatically dereference aliases n LDAP URLs are one way of specifying query n LDAP API is another alternative Database System Concepts - 6 th Edition 19. 89 ©Silberschatz, Korth and Sudarshan

LDAP URLs n First part of URL specifis server and DN of base l n ldap: : //aura. research. bell-labs. com/o=Lucent, c=USA Optional further parts separated by ? symbol l ldap: : //aura. research. bell-labs. com/o=Lucent, c=USA? ? sub? cn=Korth l Optional parts specify 1. attributes to return (empty means all) 2. Scope (sub indicates entire subtree) 3. Search condition (cn=Korth) Database System Concepts - 6 th Edition 19. 90 ©Silberschatz, Korth and Sudarshan

C Code using LDAP API #include <stdio. h> #include <ldap. h> main( ) { LDAP *ld; LDAPMessage *res, *entry; char *dn, *attr. List [ ] = {“telephone. Number”, NULL}; Ber. Element *ptr; int vals, i; // Open a connection to server ld = ldap_open(“aura. research. bell-labs. com”, LDAP_PORT); ldap_simple_bind(ld, “avi”, “avi-passwd”); … actual query (next slide) … ldap_unbind(ld); } Database System Concepts - 6 th Edition 19. 91 ©Silberschatz, Korth and Sudarshan

C Code using LDAP API (Cont. ) ldap_search_s(ld, “o=Lucent, c=USA”, LDAP_SCOPE_SUBTREE, “cn=Korth”, attr. List, /* attrsonly*/ 0, &res); /*attrsonly = 1 => return only schema not actual results*/ printf(“found%d entries”, ldap_count_entries(ld, res)); for (entry=ldap_first_entry(ld, res); entry != NULL; entry=ldap_next_entry(id, entry)) { dn = ldap_get_dn(ld, entry); printf(“dn: %s”, dn); /* dn: DN of matching entry */ ldap_memfree(dn); for(attr = ldap_first_attribute(ld, entry, &ptr); attr != NULL; attr = ldap_next_attribute(ld, entry, ptr)) { // for each attribute printf(“%s: ”, attr); // print name of attribute vals = ldap_get_values(ld, entry, attr); for (i = 0; vals[i] != NULL; i ++) printf(“%s”, vals[i]); // since attrs can be multivalued ldap_value_free(vals); } } ldap_msgfree(res); Database System Concepts - 6 th Edition 19. 92 ©Silberschatz, Korth and Sudarshan

LDAP API (Cont. ) n LDAP API also has functions to create, update and delete entries n Each function call behaves as a separate transaction l LDAP does not support atomicity of updates Database System Concepts - 6 th Edition 19. 93 ©Silberschatz, Korth and Sudarshan

Distributed Directory Trees n Organizational information may be split into multiple directory information trees l Suffix of a DIT gives RDN to be tagged onto to all entries to get an overall DN 4 E. g. , two DITs, one with suffix o=Lucent, c=USA and another with suffix o=Lucent, c=India l Organizations often split up DITs based on geographical location or by organizational structure l Many LDAP implementations support replication (master-slave or multimaster replication) of DITs (not part of LDAP 3 standard) n A node in a DIT may be a referral to a node in another DIT l E. g. , Ou= Bell Labs may have a separate DIT, and DIT for o=Lucent may have a leaf with ou=Bell Labs containing a referral to the Bell Labs DIT l Referalls are the key to integrating a distributed collection of directories l When a server gets a query reaching a referral node, it may either 4 Forward query to referred DIT and return answer to client, or 4 Give referral back to client, which transparently sends query to referred DIT (without user intervention) Database System Concepts - 6 th Edition 19. 94 ©Silberschatz, Korth and Sudarshan

End of Chapter Database System Concepts, 6 th Ed. ©Silberschatz, Korth and Sudarshan See www. db-book. com for conditions on re-use

Three Phase Commit (3 PC) n Assumptions: No network partitioning l At any point, at least one site must be up. l At most K sites (participants as well as coordinator) can fail n Phase 1: Obtaining Preliminary Decision: Identical to 2 PC Phase 1. l Every site is ready to commit if instructed to do so n Phase 2 of 2 PC is split into 2 phases, Phase 2 and Phase 3 of 3 PC l In phase 2 coordinator makes a decision as in 2 PC (called the precommit decision) and records it in multiple (at least K) sites l In phase 3, coordinator sends commit/abort message to all participating sites, l n Under 3 PC, knowledge of pre-commit decision can be used to commit despite coordinator failure l Avoids blocking problem as long as < K sites fail n Drawbacks: l higher overheads l assumptions may not be satisfied in practice Database System Concepts - 6 th Edition 19. 96 ©Silberschatz, Korth and Sudarshan

Figure 19. 02 Database System Concepts - 6 th Edition 19. 97 ©Silberschatz, Korth and Sudarshan

Figure 19. 03 Database System Concepts - 6 th Edition 19. 98 ©Silberschatz, Korth and Sudarshan

Figure 19. 04 Database System Concepts - 6 th Edition 19. 99 ©Silberschatz, Korth and Sudarshan

Figure 19. 05 Database System Concepts - 6 th Edition 19. 100 ©Silberschatz, Korth and Sudarshan

Figure 19. 06 Database System Concepts - 6 th Edition 19. 101 ©Silberschatz, Korth and Sudarshan

Figure 19. 07 Database System Concepts - 6 th Edition 19. 102 ©Silberschatz, Korth and Sudarshan