CDSL Welcomes You 1 Topics Covered About CDSL

CDSL Welcomes You 1

Topics Covered • • • About CDSL Popularizing CSD services CDSL’s infrastructure Progress of CDSL Benefits of CSD to the eco system Use of infrastructure and expertise for Development 2

A brief snapshot of CDSL… 3

CDSL’s major stakeholders Sr. No. Name of shareholders 1 Bombay Stock Exchange Limited 2 Value of holding (in Rupees Lacs) % terms to total equity 5, 663. 46 54. 20 Bank of India 582. 00 5. 57 3 Bank of Baroda 530. 00 5. 07 4 State Bank of India 1, 000. 00 9. 57 5 HDFC Bank Limited 750. 00 7. 18 6 Standard Chartered Bank 750. 00 7. 18 7 Canara Bank 674. 46 6. 45 8 Union Bank of India 200. 00 1. 91 9 Bank of Maharashtra 200. 00 1. 91 10 The Calcutta Stock Exchange Limited 100. 00 0. 96 11 Others 0. 08 0. 00 10, 450. 00 4 100. 00 TOTAL

CDSL Today ! R BO accounts 77 lakhs R Situated in over 23, 000 pin-codes R DPs registered 556 R In over 10, 000 DP locations R Issuer Companies admitted 8, 769 R Securities under custody • Volume 12, 206 crore • Value (in Rs. ) 9. 95 lakh crores 5

What CDSL does? • Dematerialization of securities • Records ownership of securities in electronic form • Records transfer of securities • Facilitates Pledge/Lock-in/Freezing of securities • Makes available the list of Shareholders to issuers for Bonus, Rights, Dividend, Interest payments etc. 6

Infrastructure @ CDSL… 7

CDSL’s infrastructure -- Connectivity • Connectivity options available: –Wan –Vsat –Leased lines –MPLS –Internet • VPN and CGS used for security and Authentication • Direct and back office options available 8

CDSL’s infrastructure -- System • Servers in fail over cluster at main and DR sites • No single point of failure at both sites • Third site acts as Business Continuity site • All sites connected through dedicated Lease line network • Severs capable of processing spikes in peek loads –Have processed 3 Million transactions per day at 40 % capacity • DRS and BCP setups tested every 2 months • Servers upgraded to new technologies periodically. 9

Value Added Services for BOs… 10

Adding Value for Investors … R easi R electronic access to securities information R easiest R electronic access to securities information and execution of secured transactions R SMART R SMS Alerts Related to Transactions 11

easi electronic access to securities information 12

easi-Adding Value for Investors … R Internet facility – easi (electronic access to securities information) ● Anytime/Anywhere access to the demat account ● Secured channel, Login, last accessed time ● Transaction information for last 7 days ● With a valuation of holdings ● Information on Corporate announcements ● ISIN is highlighted in the account ● Investor may opt to receive an email 13

easi est electronic access to securities information and execution of secure transactions 14

easiest-Adding Value for Investors … R Internet facility – easiest (electronic access to securities information and execution of secured transactions) ● Enables a demat account holder to submit instructions through the internet ● With all the features of easi 15

SMS Alerts Related to Transactions 16

SMART-Adding Value for Investors … R SMART R SMS Alerts Related to Transactions R SMS Alerts sent to registered BOs for all debits and for credits arising from corporate actions and IPOs R Dormant account monitoring R Facilities offered free of cost 17

Exploring New Ventures… 18

Exploring New Ventures • Leveraging CDSL’s infrastructure of –Nation wide infrastructure of service centers –State of art systems and Network –Expertise in handling large databases and transaction processing • To handle other large projects having national importance • Benefits –Improved convenience for users –Reduction in TAT –Eliminates System inefficiencies –Improves transparency –Eliminates paper—reduces carbon foot print 19

Exploring New Ventures… • e-Voting System for Corporates -Enables a shareholder to submit his vote electronically-through the internet for company resolutions • Setting up the Depository in Nepal and Bangladesh • Central Insurance Repository Limited • National Academic Depository • KYC of Mutual Fund Investors (BY CDSL Ventures Ltd. ) –One time KYC done for investments across MFs –Results in saving of cost and time for investors and AMCs 20

Thank You 21