Arbitration of IP Disputes Success Factors Cai Weiping

Arbitration of IP Disputes – Success Factors - 知識產權仲裁之成功要素 Cai Weiping, Dennis / 蔡偉平 Assistant Secretary-General / 助理秘書長 Hong Kong International Arbitration Centre / 香港國際仲裁中心 2008 -10 -15

Success Factors /成功要素 1. Arbitrability / 可仲裁性 2. Proper Arbitration Procedures /合適仲裁程序 3. Confidentiality / 保密性 4. Expertise /專業性 5. Court support to the Interim Measures 法院對臨時措施的支持 2

Arbitrability / 可仲裁性 • The Applicable Law to Arbitration Agreement / 仲裁協議適用的法律 • Seat of Arbitration / 仲裁地 • Place of Enforcement of Arbitral Award 仲裁裁決執行地 3

Arbitration Procedures /仲裁程序 • Ad Hoc Arbitration vs Administered Arbitration “臨時仲裁” 與 “機構仲裁” • 4 Choice of Rules for Arbitration 仲裁規則的選擇 – HKAIC Administered Arbitration Rules 《香港國際仲裁中心機構仲裁規則》 – The HKIAC Semiconductor Intellectual Property Arbitration ‘Small-Claims’ Procedure 《香港国际仲裁中心半导体知识产权“小额索赔”仲裁程 序》 – The HKIAC Semiconductor Intellectual Property Arbitration ‘Documents Only’ Procedure 《香港国际仲裁中心半导体知识产权书面仲裁程序》

Confidentiality / 保密性 Sources of Confidentiality / 保密性的來源: 5 • The law of the seat of arbitration 仲裁地的法律 • Arbitration Rules 仲裁規則 – such as - Article 39 of the HKIAC Administered Arbitration Rules / 如《香港國際仲裁中心機構仲裁規則 》第 39條 • Arbitration Agreement 仲裁協議

Expertise /專業 - Qualification of Arbitrator / 仲裁員的資格要求 - Expert opinion / 專家證據 6

Court support to the Interim Measures 法院對臨時措施的支持 (1) The concurrent power of arbitral tribunal and the court as to: 仲裁庭和法院對於下達以下中期措施擁有並存的權利： - The prevention, custody or sale of “relevant” property which is the subject matter of the arbitration /保存、保管和銷售有關財產；（ Arbitration Ordinance, Section 2 GB(1)(e)(i), 2 GB(2), 2 GC(1)(b)(i) and 2 GC(2)) - The inspection, photographing, preservation or detention of “relevant” property / 檢查、拍攝、保存或扣留有關財產；（Section 2 GB(1)(e)(i), 2 GB(2), 2 GC(1)(b)(ii) and 2 GC(2)) - Directing samples to be taken from, observations to be made of, or experiments to be conducted on “relevant” property / 指示從財產中取 樣，或對其進行觀察和實驗；Section 2 GB(1)(e)(ii), 2 GB(2), and 2 GC(2)) - Interim Injunctions or other interim measures of protection / 批給臨時 禁令或其他臨時措施 （Section 2 GB(1)(f), 2 GC(1)(c)) 7

Court support to the Interim Measures 法院對臨時措施的支持 (2) Enforcement of directions from oversea arbitral tribunal. 海外仲裁庭指令的執行 - Hong Kong court may enforce order and direction made or given whether in or outside Hong Kong. / 香港法院可執行海外仲裁庭作出 的命令或指示；（Section 2 GG(2)) 7

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