Administrative Agencies Chapter 4 Objectives Identify executivebranch agencies
Administrative Agencies Chapter 4
Objectives • Identify executive-branch agencies. • Explain that administrative agencies exist at the federal, state, and local levels. • Explain how agencies are created and the purpose of enabling acts. Copyright © 2007 Thomson Delmar Learning
Objectives • Describe separation of powers concerns and methods created by administrative agencies. • Explain the jurisdiction of OSHA and OSHA’s three primary activities. Copyright © 2007 Thomson Delmar Learning
Objectives • Define approved plan state and non-approved plan state. • Explain why the term “OSHA state” is ambiguous. • Explain the function of OSHRC. • Explain application of OSHA to volunteer and parttime firefighters. Copyright © 2007 Thomson Delmar Learning
Administrative Agencies • Exist within the executive branch • Fill a vital role in our government – Create laws, called regulations – Investigate and enforce the law – Act as tribunals to hear cases Copyright © 2007 Thomson Delmar Learning
Administrative Agencies • Exist at the federal, state, and local levels • Created by legislative branch through an enabling act – Specifies purpose and authority of agency – May include a grant or delegation of powers Copyright © 2007 Thomson Delmar Learning
Role of Administrative Agencies • • • Developing regulations Rulemaking Investigations Enforcement of regulations Hearings and adjudication Copyright © 2007 Thomson Delmar Learning
Administrative Lawmaking • Agency must have authority from the legislature to create regulations • Regulations must be consistent with statutes and enabling act Copyright © 2007 Thomson Delmar Learning
Developing Regulations • Regulations must be constitutional • Regulations must be issued in accordance with the agency’s rules • Must allow public comment on regulations • Proposed federal regulations are published in Federal Register Copyright © 2007 Thomson Delmar Learning
Investigations • Combined with authority to cite and enforce (OSHA) • May be purely to investigate (NIOSH) • Agency may be granted power to – Subpoena – Obtain administrative search warrants Copyright © 2007 Thomson Delmar Learning
Enforcement • Power to start an administrative action • Commenced by filing a complaint by or with the agency itself Copyright © 2007 Thomson Delmar Learning
Hearings • Some agencies conduct trial-like tribunals • Presided over by an administrative law judge or hearing officer • Agency enforcing the laws (OSHA) cannot conduct the hearing – OSHRC conducts hearings for OSHA issues Copyright © 2007 Thomson Delmar Learning
Control of Administrative Agencies • Potential for abuse is present • Agencies exercise powers of all three branches • Risks violating separation of powers Copyright © 2007 Thomson Delmar Learning
Control of Administrative Agencies • Limits must be placed on agency power • Controls – Political process – Judicial review – Public accountability laws Copyright © 2007 Thomson Delmar Learning
Control via Political Process • President (executive) controls agencies – Appoints the agency’s director • Congress control – Legislation to curb agency power – Cut agency funding Copyright © 2007 Thomson Delmar Learning
Control via Judicial Review • Available for most agency actions – Scope of review may vary • Constitutional requirement – Federal courts have right to interpret and determine validity of acts of Congress Copyright © 2007 Thomson Delmar Learning
Judicial Review • Standing – Party seeking to challenge an agency action is somehow adversely affected or aggrieved by that action • Exhaustion of remedies – Available to seek relief through the administrative remedy first Copyright © 2007 Thomson Delmar Learning
Public Accountability Laws • Mandate public access to government records and decisions • Provide controls over agencies • Similar laws on state and federal level – Open records laws/freedom of information – Open meetings/sunshine laws Copyright © 2007 Thomson Delmar Learning
OSHA • Occupational Safety and Health Administration • Agency within Department of Labor – Protects worker health and safety • Enabling legislation – OSH Act of 1970 Copyright © 2007 Thomson Delmar Learning
OSHA Compliance • Two basic duties for employers 1. Comply with all applicable OSHA regulations 2. Maintain a workplace that is free from recognized hazards Copyright © 2007 Thomson Delmar Learning
General Duty Clause • Requires an employer to: – Take affirmative steps to prevent injuries and illnesses to workers in the absence of a specific OSHA regulation – Take extra steps to recognize hazards Copyright © 2007 Thomson Delmar Learning
General Duty Clause • Wide safety standards for industry – Show a hazard has been recognized in a particular industry – Employers who fail to follow industrywide safety standards risk violating the general duty clause Copyright © 2007 Thomson Delmar Learning
OSHA Inspections • OSHA may inspect any place of employment at any reasonable time • Inspection may be initiated by – A complaint – An accident – As part of safety program Copyright © 2007 Thomson Delmar Learning
OSHA and the NFPA Standards • NFPA standards are recognized as industrywide health and safety standards • Failure to comply with an NFPA standard can be the basis for a general duty clause violation Copyright © 2007 Thomson Delmar Learning
OSHA Violations and Sanctions • Failure to comply with OSHA or general duty clause can result in citation – Fines and penalties • If deemed to be willful can be prosecuted by the United States Attorney’s Office as criminal offenses Copyright © 2007 Thomson Delmar Learning
OSHRC • Occupational Safety and Health Review Commission – Administrative tribunal • Separate from OSHA – Hears only OSHA citations Copyright © 2007 Thomson Delmar Learning
Jurisdiction and the Term “OSHA State” • “OSHA state” refers to OSH Act – Encourages states to take over regulations • Better terms – Approved plan OSHA state – Non-approved plan OSHA state Copyright © 2007 Thomson Delmar Learning
OSHA and Firefighters • OSHA works through states to try to impact public employees – Financial assistance for OSHA enforcement • Many states have adopted OSHA standards for public sector employers Copyright © 2007 Thomson Delmar Learning
Hazardous Materials • Governed by federal and state laws • Involve different federal and state agencies • OSHA standards – HAZCOMM – HAZWOPER Copyright © 2007 Thomson Delmar Learning
Summary • • • Administrative agencies Enabling acts Authority Controls over agencies OSHA Copyright © 2007 Thomson Delmar Learning
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