28102563 Professional Certifications pairattisco th 4 Certifications l

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Certifications l l l * Only those available in Thailand The Institute of Internal Auditors (IIA) CIA - The Certified Internal Auditor CCSA - Certification in Control Self-Assessment CFSA - Certified Financial Service Auditor Association of Certified Fraud Examiners (ACFE) CFE - Certified Fraud Examiners The Bank Administration Institute (BAI) CBA - Certified Bank Auditor Information Systems Audit and Control Assoc. (ISACA) CISA - Certified Information Systems Auditor CISM - Certified Information Security Manager Intl Informatn Systems Security Certificatn Consortm (ISC)2 CISSP - The Certified Information Systems Security Professional 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 5

Exam Domain Part I - The Internal Audit Activity's Role in Governance, Risk, and Control �������������� ��������� Part II - Conducting the Internal Audit Engagement ������������� Part III - Business Analysis and Information Technology �������������� Part IV - Business Management Skills ������������� 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 7

�������� CIA Review Manuals and Software l Gleim 13 th Edition CIA Review Study Guide Part I-IV l Gleim 13 th Edition CIA Review Test Prep CD-ROM l Wiley CIA Exam Review, 3 rd Edition: Vol. 1 -4 l IIA CIA Learning System (Demo) - New Review Course l ���. CIA Preparation Part I-IV (�. �. - ��. �. 2551( l ����� IIA Endorsed Internal Auditing Program - EIAP (�. �. 2551 - ��. �. 2552( Sample Exam Questions l IIA CIA Exam Sample Questions / Solutions l IIA CIA Model Exam Questions 2004 Reading Material l IIA The Professional Practices Framework 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 12

���� CCSA l l l CCSA -Certification in Control Self-Assessment Specialty certification program for CSA practitioners ������� IIA ������� 1999 �������� CCSA ���� 2, 700 �� * �������� ���� web site IIA (* Information as of Mar 2007) l l l ��� 1 Part (3: 15 hr( ������ 125 ��������� 75% (600/750( ���������� CIA Part IV ���� 40 ��. CPE ��� 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 13

Exam Domain I II IV V VI CSA Fundamentals ( 5 -10%) CSA Program Integration (15 -25%) Elements of the CSA Process (15 -25%) Business Objectives/Org. Performance (10 -15%) Risk Identification and Assessment (15 -20%) Control Theory and Application (20 -25%) 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 14

����� l l Education - Bachelor Degree Character Reference Work Experience - 1 Yr Facilitation Experience / Training - 7 or 14 hr 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 15

������ CCSA Books l CCSA Study Guide l CSA: A Practical Guide by Larry Hubbard l Business Risk Assessment by David Mc. Namee l COSO Internal Control - Integrated Framework Seminar l Evaluating Internal Controls: A COSO-based Approach l Assessing Business Risk for Internal Auditors l Introduction to Control Self-assessment l CSA Facilitation Techniques for Auditor l ERM What's New? What's Next? l Value-added Business Controls Website l Sample CCSA Exam Questions 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 16

About CFE Exam l l l Covers 4 areas – Criminology & Ethics – Financial Transactions – Fraud Investigation – Legal Elements of Fraud 4 Exam sections of 125 questions each (75%) Administered via computer / must complete each section in one sitting (2. 6 hr) Complete all and return to ACFE in 30 days May choose Qualifying Points System (40/50) $250 Application Fee 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 17

About the ACFE The Association of Certified Fraud Examiners Start 1988 Provide anti-fraud training and education Nearly 40, 000 members (4 Thais) Over 100 chapters worldwide Administrate the CFE Examination - a certification program for fraud practitioners l $55 Membership Fee l l l l More information about ACFE http: //www. acfe. com 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 18

About CISA l l l l l Certified Information Systems Auditor Certification for IS auditors practitioners ISACA's cornerstone certification since 1978 Globally recognized symbol of achievement in IS auditing, control and security excellence Earned by more than 50, 000 professionals worldwide 200 questions (75%) 4 hours Arranged 2 times a year (June - December) $505 Application Fee (Non-Member Rate) More information about CISA http: //www. isaca. org/Template. cfm? Section=CISA_Certification&Template=/Tagged. Page. Display. cfm&TPLID=16&Content. ID=15120 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 19

About ISACA l l l l Information Systems Audit and Control Association Start 1967 Global organization for information governance, control, security and audit professionals Over 65, 000 members 140 Chapters in 70 countries worldwide Administrate CISA and CISM certifications Established IT Governance Institute (ITGI) in 1998 More information about ISACA and ITGI http: //www. isaca. org http: //www. itgi. org/ 28/10/2563 Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 20

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Q&A Mobile Office Email 28/10/2563 PAIRAT SRIVILAIRIT SVP Head of Internal Audit TISCO Bank Public Company Limited : +668 1903 1457 : +66 2633 6051 : pairat@tisco. th Professional Certifications ไพรช ศรวไลฤทธ pairat@tisco. th 29