15 853 Algorithms in the Real World Error

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15 -853: Algorithms in the Real World Error Correcting Codes I – Overview –

15 -853: Algorithms in the Real World Error Correcting Codes I – Overview – Hamming Codes – Linear Codes 15 -853 1

General Model message (m) coder codeword (c) noisy channel codeword’ (c’) decoder message or

General Model message (m) coder codeword (c) noisy channel codeword’ (c’) decoder message or error Error types introduced by the noisy channel: • changed fields in the codeword (e. g. a flipped bit) • missing fields in the codeword (e. g. a lost byte). Called erasures How the decoder deals with errors. • error detection vs. • error correction 15 -853 2

Applications • • • Storage: CDs, DVDs, “hard drives”, Wireless: Cell phones, wireless links

Applications • • • Storage: CDs, DVDs, “hard drives”, Wireless: Cell phones, wireless links Satellite and Space: TV, Mars rover, … Digital Television: DVD, MPEG 2 layover High Speed Modems: ADSL, . . Reed-Solomon codes are by far the most used in practice, including pretty much all the examples mentioned above. Algorithms for decoding are quite sophisticated. 15 -853 3

Hierarchy of Codes linear cyclic BCH Hamming Reed Solomon These are all “block” codes.

Hierarchy of Codes linear cyclic BCH Hamming Reed Solomon These are all “block” codes. 15 -853 4

Block Codes message (m) coder codeword (c) noisy channel codeword’ (c’) decoder message or

Block Codes message (m) coder codeword (c) noisy channel codeword’ (c’) decoder message or error Each message and codeword is of fixed size å = codeword alphabet k =|m| n = |c| q = |å| C ½ Sn (codewords) D(x, y) = number of positions s. t. xi ¹ yi d = min{D(x, y) : x, y 2 C, x ¹ y} s = max{D(c, c’)} that the code can correct Code described as: (n, k, d)q 15 -853 5

Example of (6, 3, 3)2 systematic code message codeword 000000 001011 010101 011 100

Example of (6, 3, 3)2 systematic code message codeword 000000 001011 010101 011 100 101 110 111 011110 100110 101101 110011 111000 Definition: A Systematic code is one in which the message appears in the codeword Binary codes: Today we will mostly be considering å = {0, 1} and will sometimes use (n, k, d) as shorthand for (n, k, d)2 In binary D(x, y) is often called the Hamming distance 15 -853 6

Error Detection with Parity Bit A (k+1, k, 2)2 systematic code Encoding: m 1

Error Detection with Parity Bit A (k+1, k, 2)2 systematic code Encoding: m 1 m 2…mk ! m 1 m 2…mkpk+1 where pk-1 = m 1 © m 2 © … © mk d = 2 since the parity is always even (it takes two bit changes to go from one codeword to another). Detects one-bit error since this gives odd parity Cannot be used to correct 1 -bit error since any odd-parity word is equal distance D to k+1 valid codewords. 15 -853 7

Error Correcting One Bit Messages How many bits do we need to correct a

Error Correcting One Bit Messages How many bits do we need to correct a one bit error on a one bit message? We need 3 bits: a (n=3, k=1, d=3) code Encode: m 1 ! m 1 m 1 m 1 Decode The majority function (e. g. 101 ! 1) d = 3 since 000 and 111 differ by 3. In general: We need d ¸ 3 to correct one error. Why? 15 -853 8

Error Correcting Multibit Messages We will first discuss Hamming Codes Detect and correct 1

Error Correcting Multibit Messages We will first discuss Hamming Codes Detect and correct 1 -bit errors. Codes are of form: (2 r-1, 2 r-1 – r, 3) for any r > 1 e. g. (3, 1, 3), (7, 4, 3), (15, 11, 3), (31, 26, 3), … which correspond to 2, 3, 4, 5, … “parity bits” (i. e. n-k) The high-level idea is to “localize” the error. Any specific ideas? 15 -853 9

Hamming Codes: Encoding Localizing error to top or bottom half 1 xxx or 0

Hamming Codes: Encoding Localizing error to top or bottom half 1 xxx or 0 xxx m 15 m 14 m 13 m 12 m 11 m 10 m 9 p 8 m 7 m 6 m 5 m 4 m 3 m 2 m 1 p 0 p 8 = m 15 © m 14 © m 13 © m 12 © m 11 © m 10 © m 9 Localizing error to x 1 xx or x 0 xx m 15 m 14 m 13 m 12 m 11 m 10 m 9 p 8 m 7 m 6 m 5 p 4 m 3 m 2 m 1 p 0 p 4 = m 15 © m 14 © m 13 © m 12 © m 7 © m 6 © m 5 Localizing error to xx 1 x or xx 0 x m 15 m 14 m 13 m 12 m 11 m 10 m 9 p 8 m 7 m 6 m 5 p 4 m 3 p 2 m 1 p 0 p 2 = m 15 © m 14 © m 11 © m 10 © m 7 © m 6 © m 3 Localizing error to xxx 1 or xxx 0 m 15 m 14 m 13 m 12 m 11 m 10 m 9 p 8 m 7 m 6 m 5 p 4 m 3 p 2 p 1 p 0 p 1 = m 15 © m 13 © m 11 © m 9 © m 7 © m 5 © m 3 15 -853 10

Hamming Codes: Decoding m 15 m 14 m 13 m 12 m 11 m

Hamming Codes: Decoding m 15 m 14 m 13 m 12 m 11 m 10 m 9 p 8 m 7 m 6 m 5 p 4 m 3 p 2 p 1 p 0 We don’t need p 0, so we have a (15, 11, ? ) code. After transmission, we generate b 8 = p 8 © m 15 © m 14 © m 13 © m 12 © m 11 © m 10 © m 9 b 4 = p 4 © m 15 © m 14 © m 13 © m 12 © m 7 © m 6 © m 5 b 2 = p 2 © m 15 © m 14 © m 11 © m 10 © m 7 © m 6 © m 3 b 1 = p 1 © m 15 © m 13 © m 11 © m 9 © m 7 © m 5 © m 3 With no errors, these will all be zero With one error b 8 b 4 b 2 b 1 gives us the error location. e. g. 0100 would tell us that p 4 is wrong, and 1100 would tell us that m 12 is wrong 15 -853 11

Hamming Codes Can be generalized to any power of 2 – n = 2^r

Hamming Codes Can be generalized to any power of 2 – n = 2^r – 1 (15 in the example) – (n-k) = r (4 in the example) – d = 3 (discuss later) – Gives (2^r-1, 2^r-1 -d, 3) code Extended Hamming code – Add back the parity bit at the end – Gives (2^r, 2^r-1 -d, 4) code – Can correct one error and detect 2. 15 -853 12

Lower bound on parity bits Consider codewords as vertices on a hypercube. 110 010

Lower bound on parity bits Consider codewords as vertices on a hypercube. 110 010 111 011 100 000 101 001 codeword d = 2 = min distance n = 3 = dimensionality 2 n = 8 = number of nodes The distance between nodes on the hypercube is the Hamming distance D. The minimum distance is d. 001 is equidistance from 000, 001 and 101. For s-bit error detection d ¸ s + 1 For s-bit error correction d ¸ 2 s + 1 15 -853 13

Lower bound on parity bits How many nodes in hypercube do we need so

Lower bound on parity bits How many nodes in hypercube do we need so that d = 3? Each of the 2 k codewords eliminates n neighbors plus itself, i. e. n+1 In previous hamming code 15 ¸ 11 + d log 2(15+1) e = 15 Hamming Codes are called perfect codes since they match the lower bound exactly 15 -853 14

Lower bound on parity bits What about fixing 2 errors (i. e. d=5)? Each

Lower bound on parity bits What about fixing 2 errors (i. e. d=5)? Each of the 2 k codewords eliminates itself, its neighbors and its neighbors’ neighbors, giving: Generally to correct s errors: 15 -853 15

Lower Bounds The lower bounds assume random placement of bit errors. In practice errors

Lower Bounds The lower bounds assume random placement of bit errors. In practice errors are likely to be less than random, e. g. evenly spaced or clustered: x x x xxxxx Can we do better if we assume regular errors? We will come back to this later when we talk about Reed-Solomon codes. In fact, this is the main reason why Reed-Solomon codes are used much more than Hamming-codes 15 -853 16

Linear Codes If å is a field, then ån is a vector space Definition:

Linear Codes If å is a field, then ån is a vector space Definition: C is a linear code if it is a linear subspace of ån of dimension k. This means that there is a set of k basis vectors vi 2 ån (1 · i · k) that span the subspace. i. e. every code can be written as: c = a 1 v 1 + … + a k vk a i 2 å 15 -853 17

Linear Codes Basis vectors for the (7, 4, 3)2 Hamming code: v 1 =

Linear Codes Basis vectors for the (7, 4, 3)2 Hamming code: v 1 = 1001011 v 2 = 0101010 v 3 = 0011001 v 4 = 0000111 Why is d = 3? For all binary linear codes, the minimum distance is equal to the least weight non-zero codeword. We can always get to c 0 from c 1 + c 2 15 -853 18

Generator and Parity Check Matrices Generator Matrix: A k x n matrix G such

Generator and Parity Check Matrices Generator Matrix: A k x n matrix G such that: C = {x. G | x 2 åk} Made from stacking the basis vectors Parity Check Matrix: A (n – k) x n matrix H such that: C = {y 2 ån | Hy. T = 0} Codewords are the nullspace of H These always exist for linear codes HGT = 0 since: 0 = Hy. T = H(x. G)T = H(GTx. T) = (HGT)x. T only true for all x if HGT = 0 15 -853 19

Advantages of Linear Codes • • Encoding is efficient (vector-matrix multiply) Error detection is

Advantages of Linear Codes • • Encoding is efficient (vector-matrix multiply) Error detection is efficient (vector-matrix multiply) Syndrome (Hy. T) has error information Gives qn-k sized table for decoding Useful if n-k is small 15 -853 20

Example and “Standard Form” For the Hamming (7, 4, 3) code: By swapping columns

Example and “Standard Form” For the Hamming (7, 4, 3) code: By swapping columns 4 and 5 it is in the form Ik, A. A code with a matrix in this form is systematic, and G is in “standard form” 15 -853 21

Relationship of G and H If G is in standard form [Ik, A] then

Relationship of G and H If G is in standard form [Ik, A] then H = [AT, In-k] Proof: HGT = ATIk + In-k. AT = AT + AT = 0 Example of (7, 4, 3) Hamming code: transpose 15 -853 22

The d of linear codes Theorem: Linear codes have distance d if every set

The d of linear codes Theorem: Linear codes have distance d if every set of (d-1) columns of H are linearly independent, but there is a set of d columns that are linearly dependent. Proof summary: if d columns are linearly dependent then two codes that differ in the d bits corresponding to those columns will make the same contribution to the syndrome. 15 -853 23

Dual Codes For every code with G = Ik, A and H = AT,

Dual Codes For every code with G = Ik, A and H = AT, In-k we have a dual code with G = In-k, AT and H = A, Ik The dual of the Hamming codes are the binary simplex codes: (2 r-1, r, 2 m-1) The dual of the extended Hamming codes are the first-order Reed-Muller codes. Note that these codes are highly redundant and can fix many errors. 15 -853 24

How to find the error locations Hy. T is called the syndrome (no error

How to find the error locations Hy. T is called the syndrome (no error if 0). In general we can find the error location by creating a table that maps each syndrome to a set of error locations. Theorem: assuming s · 2 d-1 every syndrome value corresponds to a unique set of error locations. Proof: Exercise. Table has qn-k entries, each of size at most n (i. e. keep a bit vector of locations). 15 -853 25