13 Design and Analysis of SingleFactor Experiments The
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13 Design and Analysis of Single-Factor Experiments: The Analysis of Variance CHAPTER OUTLINE 13 -3 The Random-Effects Model 13 -1 Designing Engineering 13 -3. 1 Fixed versus random factors Experiments 13 -2 Completely Randomized 13 -3. 2 ANOVA & variance components Single-Factor Experiments 13 -4 Randomized Complete Block Design 13 -2. 1 Example: Tensile strength 13 -4. 1 Design & statistical analysis 13 -2. 2 Analysis of variance 13 -2. 3 Multiple comparisons following 13 -4. 2 Multiple comparisons 13 -4. 3 Residual analysis & model the ANOVA checking 13 -2. 4 Residual analysis & model checking 1
Learning Objectives for Chapter 13 After careful study of this chapter, you should be able to do the following: 1. 2. 3. 4. 5. 6. 7. 8. 9. Design and conduct engineering experiments involving a single factor with an arbitrary number of levels. Understand how the analysis of variance is used to analyze the data from these experiments. Assess model adequacy with residual plots. Use multiple comparison procedures to identify specific differences between means. Make decisions about sample size in single-factor experiments. Understand the difference between fixed and random factors. Estimate variance components in an experiment involving random factors. Understand the blocking principle and how it is used to isolate the effect of nuisance factors. Design and conduct experiments involving the randomized complete block design. 2 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -1: Designing Engineering Experiments Every experiment involves a sequence of activities: 1. Conjecture – the original hypothesis that motivates the experiment. 2. Experiment – the test performed to investigate the conjecture. 3. Analysis – the statistical analysis of the data from the experiment. 4. Conclusion – what has been learned about the original conjecture from the experiment. Often the experiment will lead to a revised conjecture, and a new experiment, and so forth. 3 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 1 An Example 4 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 1 An Example 5 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 1 An Example • The levels of the factor are sometimes called treatments. • Each treatment has six observations or replicates. • The runs are run in random order. 6 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 1 An Example Figure 13 -1 (a) Box plots of hardwood concentration data. (b) Display of the model in Equation 13 -1 for the completely randomized single-factor experiment 7 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance Suppose there a different levels of a single factor that we wish to compare. The levels are sometimes called treatments. 8 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance We may describe the observations in Table 13 -2 by the linear statistical model: The model could be written as 9 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance Fixed-effects Model The treatment effects are usually defined as deviations from the overall mean so that: Also, 10 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance We wish to test the hypotheses: The analysis of variance partitions the total variability into two parts. 11 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance Definition 12 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance The ratio MSTreatments = SSTreatments/(a – 1) is called the mean square for treatments. 13 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance The appropriate test statistic is We would reject H 0 if f 0 > f , a-1, a(n-1) 14 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance Definition 15 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 2 The Analysis of Variance Table 16 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -1 17 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -1 18 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -1 19 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
20 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Definition For 20% hardwood, the resulting confidence interval on the mean is 21 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Definition For the hardwood concentration example, 22 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment An Unbalanced Experiment 23 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 3 Multiple Comparisons Following the ANOVA The least significant difference (LSD) is If the sample sizes are different in each treatment: 24 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -2 25 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -2 26 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment Example 13 -2 Figure 13 -2 Results of Fisher’s LSD method in Example 13 -2 27 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 5 Residual Analysis and Model Checking 28 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 5 Residual Analysis and Model Checking Figure 13 -4 Normal probability plot of residuals from the hardwood concentration experiment. 29 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 5 Residual Analysis and Model Checking Figure 13 -5 Plot of residuals versus factor levels (hardwood concentration). 30 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -2: The Completely Randomized Single-Factor Experiment 13 -2. 5 Residual Analysis and Model Checking Figure 13 -6 Plot of residuals versus 31 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model 13 -3. 1 Fixed versus Random Factors 32 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model 13 -3. 2 ANOVA and Variance Components The linear statistical model is The variance of the response is Where each term on the right hand side is called a variance component. 33 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model 13 -3. 2 ANOVA and Variance Components For a random-effects model, the appropriate hypotheses to test are: The ANOVA decomposition of total variability is still valid: 34 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model 13 -3. 2 ANOVA and Variance Components The expected values of the mean squares are 35 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model 13 -3. 2 ANOVA and Variance Components The estimators of the variance components are 36 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model Example 13 -4 37 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model Example 13 -4 38 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -3: The Random-Effects Model Figure 13 -8 The distribution of fabric strength. (a) Current process, (b) improved process. 39 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses The randomized block design is an extension of the paired t-test to situations where the factor of interest has more than two levels. Figure 13 -9 A randomized complete block design. © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger. 40
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses For example, consider the situation of Example 10 -9, where two different methods were used to predict the shear strength of steel plate girders. Say we use four girders as the experimental units. 41 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses General procedure for a randomized complete block design: 42 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses The appropriate linear statistical model: We assume • treatments and blocks are initially fixed effects • blocks do not interact • 43 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses We are interested in testing: 44 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses The mean squares are: 45 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses The expected values of these mean squares are: 46 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses Definition 47 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 1 Design and Statistical Analyses 48 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Example 13 -5 49 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Example 13 -5 50 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Example 13 -5 51 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Example 13 -5 52 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Minitab Output for Example 13 -5 53 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 2 Multiple Comparisons Fisher’s Least Significant Difference for Example 13 -5 Figure 13 -10 Results of Fisher’s LSD method. 54 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs 13 -4. 3 Residual Analysis and Model Checking Figure 13 -11 Normal probability plot of residuals from the randomized complete block design. 55 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
13 -4: Randomized Complete Block Designs Figure 13 -12 Residuals by treatment. © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger. 56
13 -4: Randomized Complete Block Designs Figure 13 -13 Residuals by block. © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger. 57
13 -4: Randomized Complete Block Designs Figure 13 -14 Residuals versus ŷij. © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger. 58
Important Terms & Concepts of Chapter 13 Analysis of variance (ANOVA) Nuisance factors Random factor Blocking Randomization Completely randomized experiment Randomized complete block design Expected mean squares Residual analysis & model Fisher’s least significant adequacy checking difference (LSD) method Sample size & replication in an Fixed factor Graphical comparison of means experiment Treatment effect Levels of a factor Variance component Mean square Multiple comparisons 59 © John Wiley & Sons, Inc. Applied Statistics and Probability for Engineers , by Montgomery and Runger.
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